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Institutional Investment Manager
CAPTRUST FINANCIAL ADVISORS
CAPTRUST FINANCIAL ADVISORS (CIK: 0001512024) incorporated in North Carolina, located at 4208 Six Forks Road, Suite 1700, Raleigh, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001062993-15-004442) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES 1,348,115 277,509 43.65%
2 NUVEEN QUALITY MUN FUND INC 1,179,537 74,889 11.78%
3 ISHARES TR 282,597 58,560 9.21%
4 Market Vector Junior 640,100 45,639 7.18%
5 EATON VANCE TAX MANAGED DIVE 153,435 41,919 6.59%
6 SCHWAB US DIVIDEND EQUITY ETF 229,390 28,642 4.51%
7 SPDR S&P 500 ETF TR 185,620 20,192 3.18%
8 Barings Global Short Duration 149,393 18,522 2.91%
9 SPDR MSCI ACWI EX-US 139,159 10,935 1.72%
10 VANGUARD WORLD FD 132,533 7,154 1.13%
11 ALPS ETF TR 41,431 6,214 0.98%
12 ISHARES TR 156,432 6,195 0.97%
13 RYDEX ETF TRUST 46,348 5,464 0.86%
14 SELECT SECTOR SPDR TR 28,938 3,039 0.48%
15 ISHARES INC 19,998 2,321 0.37%
16 VANGUARD INDEX FDS 20,294 2,274 0.36%
17 POWERSHS DB MULTI SECT COMM 12,139 1,299 0.20%
18 ISHARES 26,237 1,274 0.20%
19 SELECT SECTOR SPDR TR 28,213 1,105 0.17%
20 ISHARES TR 5,707 972 0.15%
21 DIREXION SHS ETF TR 7,164 962 0.15%
22 POWERSHARES DB CMDTY IDX TRA 32,290 938 0.15%
23 POWERSHS DB MULTI SECT COMM 8,648 926 0.15%
24 PROSHARES PSHS ULT HLTHCRE ETF 21,360 847 0.13%
25 NUVEEN SELECT QUALITY MUN FD 11,156 838 0.13%
26 ISHARES MSCI SINGAP ETF 9,981 761 0.12%
27 ISHARES TR 33,878 715 0.11%
28 ISHARES TR 39,310 698 0.11%
29 MORGAN STANLEY 6,185 659 0.10%
30 SPDR GOLD TR 17,647 554 0.09%
31 PIMCO ETF TR 6,499 542 0.09%
32 FLAHERTY CRUMRINE PFD SECS 7,096 530 0.08%
33 ISHARES RUSSELL 2000 GROWTH ETF 29,077 523 0.08%
34 PROSHARES ULTRA BLOOMBERG CRUDE OIL 7,640 514 0.08%
35 ISHARES TR 12,960 475 0.07%
36 VANGUARD INDEX FDS 3,632 427 0.07%
37 ISHARES TR 4,053 411 0.06%
38 HANCOCK JOHN PFD INCOME FD 16,050 391 0.06%
39 ISHARES MSCI SPAN CP ETF 9,686 371 0.06%
40 POWERSHARES ETF TR II 3,033 341 0.05%
41 NUVEEN AMT FREE QLTY MUN INC 5,808 332 0.05%
42 SPDR SERIES TR 9,541 328 0.05%
43 ROYCE VALUE TR INC 12,045 318 0.05%
44 NUVEEN CR STRATEGIES INCOME FD COM SHS 12,177 289 0.05%
45 DIREXION DAILY FTSE CHINA BULL 3X SHARES 2,235 279 0.04%
46 ISHARES COHEN & STEERS REIT ETF 4,600 274 0.04%
47 MARKET VECTORS ETF TR 2,502 270 0.04%
48 NUVEEN PREM INCOME MUN FD 4 COM 6,712 266 0.04%
49 VANGUARD INDEX FDS 2,132 247 0.04%
50 VANGUARD BD INDEX FDS 14,411 246 0.04%
Page 1 of 4
Restatement filing (0001062993-15-004608) filed in 2015.08.14
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES TR 6,712 266 0.04%
52 ISHARES TR 1,179,537 74,889 11.78%
53 ISHARES TR 563 62 0.01%
54 ISHARES TR 706 36 0.01%
55 ISHARES TR 13 1 0.00%
56 ISHARES TR 93 5 0.00%
57 ISHARES TR 54 7 0.00%
58 ISHARES TR 41,431 6,214 0.98%
59 ISHARES TR 70 12 0.00%
60 ISHARES TR 46,348 5,464 0.86%
61 ISHARES TR 84 11 0.00%
62 ISHARES TR 106 10 0.00%
63 ISHARES TR 282,597 58,560 9.21%
64 ISHARES TR 124 14 0.00%
65 ISHARES TR 26 3 0.00%
66 ISHARES TR 1,142 113 0.02%
67 ISHARES TR 229,390 28,642 4.51%
68 ISHARES TR 211 20 0.00%
69 ISHARES TR 5,707 972 0.15%
70 ISHARES TR 507 37 0.01%
71 ISHARES TR 640,100 45,639 7.18%
72 ISHARES TR 2,132 247 0.04%
73 ISHARES TR 275 30 0.00%
74 ISHARES TR 2,266 245 0.04%
75 ISHARES TR 28,213 1,105 0.17%
76 ISHARES TR 20,294 2,274 0.36%
77 ISHARES TRUST S&P 100 ETF 1,000 91 0.01%
78 Ishares - Japan 370 5 0.00%
79 JPMORGAN CHASE & CO 156,432 6,195 0.97%
80 MARKET VECTORS ETF TR 1,073 22 0.00%
81 MARKET VECTORS ETF TR 150 2 0.00%
82 MORGAN STANLEY 1,500 28 0.00%
83 Market Vector Junior 1,150 28 0.00%
84 Mkt Vectors BDC ETF 1,000 18 0.00%
85 NUVEEN AMT FREE QLTY MUN INC 605 8 0.00%
86 NUVEEN CR STRATEGIES INCOME FD COM SHS 5,500 47 0.01%
87 NUVEEN ENERGY MLP TOTL RTRNF 1,065 18 0.00%
88 NUVEEN NORTH CAROLINA QLTY M 18,901 240 0.04%
89 NUVEEN PREFERRED SECURITIES 14,229 121 0.02%
90 NUVEEN PREM INCOME MUN FD 2 2,667 35 0.01%
91 NUVEEN PREM INCOME MUN FD 4 COM 1,018 13 0.00%
92 NUVEEN QUALITY MUN FUND INC 2,665 34 0.01%
93 NUVEEN SELECT QUALITY MUN FD 12,083 160 0.03%
94 PIMCO CORPORATE INCOME OPP 7,291 106 0.02%
95 PIMCO ETF TR 340 36 0.01%
96 PIMCO ETF TR 295 29 0.00%
97 PIMCO INCOME STRATEGY FD 4,000 43 0.01%
98 PIMCO INCOME STRATEGY FUND II COM 2,500 25 0.00%
99 POWERSHARES DB CMDTY IDX TRA 29,077 523 0.08%
100 POWERSHARES ETF TR II 12,960 475 0.07%
Page 2 of 4