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Institutional Investment Manager
Nuveen Asset Management, LLC
Nuveen Asset Management, LLC (CIK: 0001521019) incorporated in Delaware, located at 333 W. Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0000950123-15-001987) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
501 PTC INC 168,400 6,172 0.03%
502 BANNER CORP COM NEW 142,392 6,126 0.03%
503 ZUMIEZ INC 157,780 6,095 0.03%
504 SYNCHRONOSS TECHNOLOGIES INC 144,754 6,059 0.03%
505 POOL CORPORATION 93,840 5,953 0.03%
506 EXPRESS INC COM NEW 399,262 5,865 0.03%
507 FOREST CITY ENTERPRISES A 274,515 5,847 0.03%
508 DYNEGY INC NEW DEL 57,390 5,798 0.03% PRN
509 ST JUDE MED INC 89,064 5,792 0.03%
510 AGREE RLTY CORP COM 184,965 5,751 0.03%
511 SENIOR HOUSING PROPERTIES TRUST 257,591 5,695 0.03%
512 PENN ENTERTAINMENT INC COM 414,495 5,691 0.03%
513 LACLEDE GROUP INC 106,830 5,683 0.03%
514 ENDOLOGIX INC 371,556 5,681 0.03%
515 AMERISOURCEBERGEN CORP 62,777 5,660 0.03%
516 TJX COS INC NEW 82,487 5,657 0.03%
517 LILLY ELI & CO 81,881 5,649 0.03%
518 STARZ SERIES A 188,674 5,604 0.03%
519 ULTIMATE SOFTWARE GROUP INC COM 38,166 5,603 0.03%
520 LPL FINL HLDGS INC COM 125,134 5,575 0.03%
521 NETAPP INC 134,455 5,573 0.03%
522 SEMGROUP CORP CL A 80,577 5,511 0.03%
523 PHILLIPS 66 76,462 5,482 0.03%
524 RETAIL PPTYS AMER INC CL A 326,389 5,447 0.03%
525 VOYA FINANCIAL INC 127,998 5,425 0.03%
526 WASTE CONNECTIONS INC 179,964 5,413 0.03%
527 PEMBINA PIPELINE CORP 148,408 5,404 0.03%
528 DU PONT E I DE NEMOURS & CO 73,000 5,398 0.03% Call
529 NETGEAR INC 151,556 5,392 0.03%
530 CNO FINL GROUP INC 312,374 5,379 0.03%
531 SELECT SECTOR SPDR TR 129,598 5,359 0.03%
532 TRUEBLUE INC COM 240,294 5,347 0.03%
533 SPECTRANETICS CORP 154,129 5,330 0.03%
534 ALTRA INDL MOTION CORP COM 187,275 5,317 0.03%
535 NEXTERA ENERGY INC 50,000 5,315 0.03% Call
536 KINDER MORGAN INC DEL 125,000 5,289 0.03% Call
537 GOLDCORP INC NEW 284,824 5,275 0.03%
538 EDUCATION RLTY TR INC 144,028 5,270 0.03%
539 RAYMOND JAMES FINANC 91,890 5,264 0.03%
540 RED ROBIN GOURMET BURGERS INC COM 68,210 5,250 0.03%
541 MPLX LP 71,260 5,237 0.03%
542 DCP MIDSTREAM LP 114,851 5,218 0.03%
543 ISHARES TR 120,700 5,193 0.03%
544 Qorvo Inc 312,827 5,190 0.03%
545 EVERBANK FINL CORP 272,282 5,190 0.03%
546 EDWARDS LIFESCIENCES CORP 40,623 5,175 0.03%
547 SANDISK CORP 52,720 5,166 0.03%
548 INTELSAT S A COM 297,121 5,158 0.03%
549 ROCK-TENN COMPANY 83,175 5,072 0.03%
550 MARSH & MCLENNAN COS INC 87,870 5,030 0.03%
Page 11 of 33
Restatement filing (0000950123-15-003658) filed in 2015.02.26
#
Name
Shares
Value ($)
%
Options
Notes
1551 OPKO HEALTH INC 15,283 153 0.00%
1552 BOULDER BRANDS INC 13,814 153 0.00%
1553 DEUTSCHE STRATEGIC 10,948 150 0.00%
1554 GRAMERCY PPTY TR 18,381 148 0.00%
1555 ENTEGRIS INC 10,794 143 0.00%
1556 CAPITOL FED FINL INC 11,100 142 0.00%
1557 NEW RESIDENTIAL INVT CORP COM NEW 10,933 140 0.00%
1558 INVESCO MUNI INCOME OPP TRST 20,000 140 0.00%
1559 UTI WORLDWIDE INC 11,165 135 0.00%
1560 NEW YORK REIT INC 12,578 133 0.00%
1561 MUELLER WTR PRODUCTS INCORPORATED COM SER A 12,357 127 0.00%
1562 BGC PARTNERS INCORPORATED CLASS A 13,514 124 0.00%
1563 PROSPECT CAPITAL CORPORATION 15,000 124 0.00%
1564 PMC-SIERRA INC 13,445 123 0.00%
1565 SCORPIO TANKERS INC 13,355 116 0.00%
1566 LEJU HLDGS LTD 10,578 114 0.00%
1567 COMPANHIA SIDERURGICA NACION 54,923 114 0.00%
1568 CYS INVTS INC COM 12,568 110 0.00%
1569 NOVAVAX INC 18,462 109 0.00%
1570 ARMOUR RESIDENTIAL REIT 27,697 102 0.00%
1571 MANNKIND CORP. 17,687 92 0.00%
1572 ARIAD PHARMACEUTICALS ORD (NMS) 12,784 88 0.00%
1573 RITE AID CORP 11,029 83 0.00%
1574 AK STL HLDG CORP 13,731 82 0.00%
1575 STANDARD PAC CORP 11,227 82 0.00%
1576 PARTNER COMMUNICATIONS 15,355 78 0.00%
1577 IMMUNOGEN INC 12,705 78 0.00%
1578 SONUS NETWORKS INC 19,063 76 0.00%
1579 HECLA MNG CO 26,612 74 0.00%
1580 ARENA PHARMACEUTICALS INC 17,036 59 0.00%
1581 GLOBALSTAR INC 21,294 59 0.00%
1582 MCDERMOTT INTL INC 18,424 54 0.00%
1583 Cincinnati Bell Inc 16,215 52 0.00%
1584 RESOURCE CAP CORP 10,021 51 0.00%
1585 LEXICON PHARMACEUTICALS INC COM NEW 54,366 49 0.00%
1586 VONAGE HLDGS CORP 12,946 49 0.00%
1587 CUMULUS MEDIA INC 11,644 49 0.00%
1588 Magnum Hunter Resources Corp 15,415 48 0.00%
1589 GERON CORP 12,171 40 0.00%
1590 PLUG POWER INC 12,959 39 0.00%
1591 HALCON RESOURCES CORP 20,224 36 0.00%
1592 QUANTUM CORP-DLT & STORAGE SYS 17,011 30 0.00%
1593 ARCH COAL INC 16,464 29 0.00%
1594 ALPHA NATURAL RESOURCES 17,168 29 0.00%
1595 ION GEOPHYSICAL CORP 10,021 28 0.00%
1596 EXCO RESOURCES INC 12,249 27 0.00%
1597 FUELCELL ENERGY INC COM NEW 17,816 27 0.00%
1598 CTI BIOPHARMA 10,402 25 0.00%
1599 QUIKSILVER INC COM 10,533 23 0.00%
1600 NAVIDEA BIOPHARM INC 12,159 23 0.00%
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