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Institutional Investment Manager
Nuveen Asset Management, LLC
Nuveen Asset Management, LLC (CIK: 0001521019) incorporated in Delaware, located at 333 W. Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0000950123-15-001987) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1551 OPKO HEALTH INC 15,283 153 0.00%
1552 BOULDER BRANDS INC 13,814 153 0.00%
1553 DEUTSCHE STRATEGIC 10,948 150 0.00%
1554 GRAMERCY PPTY TR 18,381 148 0.00%
1555 ENTEGRIS INC 10,794 143 0.00%
1556 CAPITOL FED FINL INC 11,100 142 0.00%
1557 NEW RESIDENTIAL INVT CORP COM NEW 10,933 140 0.00%
1558 INVESCO MUNI INCOME OPP TRST 20,000 140 0.00%
1559 UTI WORLDWIDE INC 11,165 135 0.00%
1560 New York REIT Inc 12,578 133 0.00%
1561 MUELLER WTR PRODUCTS INCORPORATED COM SER A 12,357 127 0.00%
1562 PROSPECT CAPITAL CORPORATION 15,000 124 0.00%
1563 BGC PARTNERS INC 13,514 124 0.00%
1564 PMC-SIERRA INC 13,445 123 0.00%
1565 SCORPIO TANKERS INC 13,355 116 0.00%
1566 LEJU HLDGS LTD 10,578 114 0.00%
1567 COMPANHIA SIDERURGICA NACION 54,923 114 0.00%
1568 CYS INVTS INC COM 12,568 110 0.00%
1569 NOVAVAX INC COM 18,462 109 0.00%
1570 ARMOUR RESIDENTIAL REIT 27,697 102 0.00%
1571 MANNKIND CORP. 17,687 92 0.00%
1572 ARIAD PHARMACEUTICALS ORD (NMS) 12,784 88 0.00%
1573 RITE AID CORP 11,029 83 0.00%
1574 AK STL HLDG CORP 13,731 82 0.00%
1575 STANDARD PAC CORP 11,227 82 0.00%
1576 IMMUNOGEN INC 12,705 78 0.00%
1577 PARTNER COMMUNICATIONS 15,355 78 0.00%
1578 SONUS NETWORKS INC 19,063 76 0.00%
1579 HECLA MNG CO 26,612 74 0.00%
1580 GLOBALSTAR INC 21,294 59 0.00%
1581 Arena Pharmaceuticals, Inc 17,036 59 0.00%
1582 MCDERMOTT INTL INC 18,424 54 0.00%
1583 Cincinnati Bell Inc 16,215 52 0.00%
1584 RESOURCE CAP CORP 10,021 51 0.00%
1585 CUMULUS MEDIA INC 11,644 49 0.00%
1586 VONAGE HLDGS CORP 12,946 49 0.00%
1587 * LEXICON PHARMACEUTICALS INC COM 54,366 49 0.00%
1588 Magnum Hunter Resources Corp 15,415 48 0.00%
1589 GERON CORP 12,171 40 0.00%
1590 PLUG POWER INC 12,959 39 0.00%
1591 HALCON RESOURCES CORP 20,224 36 0.00%
1592 QUANTUM CORP COM DSSG 17,011 30 0.00%
1593 ARCH COAL INC 16,464 29 0.00%
1594 ALPHA NATURAL RESOURCES 17,168 29 0.00%
1595 ION GEOPHYSICAL CORP 10,021 28 0.00%
1596 FUELCELL ENERGY INC COM 17,816 27 0.00%
1597 EXCO RESOURCES INC 12,249 27 0.00%
1598 CTI BIOPHARMA 10,402 25 0.00%
1599 QUIKSILVER INC COM 10,533 23 0.00%
1600 Navidea Biopharm Inc 12,159 23 0.00%
Page 32 of 33
Restatement filing (0000950123-15-003658) filed in 2015.02.26
#
Name
Shares
Value ($)
%
Options
Notes
1401 INFOSYS LTD 14,724 463 0.00%
1402 TFS FINL CORP 30,362 452 0.00%
1403 DIAMOND OFFSHR DRILLING 12,307 452 0.00%
1404 ENSCO PLC 15,087 452 0.00%
1405 Adt Corp 12,385 449 0.00%
1406 TERADATA CORP DEL 10,285 449 0.00%
1407 ISHARES MSCI 13,835 438 0.00%
1408 JACOBS ENGR GROUP INC 9,734 435 0.00%
1409 PEPCO HOLDINGS INC 16,088 433 0.00%
1410 MARTIN MARIETTA MATLS INC 3,921 433 0.00%
1411 POWER INTEGRATIONS INC COM 8,348 432 0.00%
1412 VANGUARD INDEX FDS 5,303 430 0.00%
1413 KAR AUCTION SVCS INC 12,385 429 0.00%
1414 INTERNATIONAL SPEEDWAY CORP 13,433 425 0.00%
1415 Crestwood Equity Partners LP 52,213 423 0.00%
1416 ISHARES RUSSELL 1000 ETF 3,692 423 0.00%
1417 GARMIN LTD 8,008 423 0.00%
1418 SYNOPSYS INC 11,804 422 0.00%
1419 NRG ENERGY INC 15,555 419 0.00%
1420 ALLEGION PUB LTD CO 7,539 418 0.00%
1421 BLACKROCK LONG-TERM MUNI ADV 36,581 413 0.00%
1422 RYDER SYS INC 4,435 412 0.00%
1423 HORMEL FOODS CORP 7,884 411 0.00%
1424 SEATTLE GENETICS INC 12,726 409 0.00%
1425 INVESCO ADVANTAGE MUN INCOME 34,837 404 0.00%
1426 SCANA 6,632 401 0.00%
1427 TRANSOCEAN LTD 21,714 398 0.00%
1428 CBRE CLARION GLOBAL REAL EST 44,300 398 0.00%
1429 BLACKROCK MUNIHOLDINGS QUALI 23,212 397 0.00%
1430 CARBO CERAMICS INC 9,913 397 0.00%
1431 SAPIENT CORP 15,734 391 0.00%
1432 NASDAQ OMX GROUP 8,149 391 0.00%
1433 ANNALY CAP MGMT INC 35,327 382 0.00%
1434 ROYAL BK SCOTLAND GROUP PLC 16,000 377 0.00%
1435 INSULET CORPORATION 8,173 376 0.00%
1436 Market Vector Junior 15,600 373 0.00% Put
1437 BLACKROCK MUNICIPAL BOND TR 23,435 373 0.00%
1438 MICROSTRATEGY INC CL A NEW 2,287 371 0.00%
1439 METHANEX CORP 7,810 358 0.00%
1440 ZIONS BANCORPORATION 12,509 357 0.00%
1441 ISHARES S&P GSCI COMMODITY I 16,425 354 0.00%
1442 LEGG MASON INC 6,632 354 0.00%
1443 OWENS-ILLINOIS, INC. 13,004 351 0.00%
1444 AMERICAN AXLE & MFG HLDGS INC COM 15,350 347 0.00%
1445 CNA FINL CORP 8,929 346 0.00%
1446 GRAPHIC PACKAGING HLDG CO 25,356 345 0.00%
1447 ISHARES 9,400 344 0.00% Put
1448 ACADIA COMPANY COM 5,601 343 0.00%
1449 FOSSIL GROUP INC 3,072 340 0.00%
1450 SILICONWARE PRECISION INDS L 44,749 338 0.00%
Page 29 of 33