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Institutional Investment Manager
Nuveen Asset Management, LLC
Nuveen Asset Management, LLC (CIK: 0001521019) incorporated in Delaware, located at 333 W. Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0000950123-15-001987) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1551 OPKO HEALTH INC 15,283 153 0.00%
1552 BOULDER BRANDS INC 13,814 153 0.00%
1553 DEUTSCHE STRATEGIC MUN INCOM 10,948 150 0.00%
1554 GRAMERCY PPTY TR 18,381 148 0.00%
1555 ENTEGRIS INC 10,794 143 0.00%
1556 CAPITOL FED FINL INC 11,100 142 0.00%
1557 NEW RESIDENTIAL INVT CORP 10,933 140 0.00%
1558 INVESCO MUNI INCOME OPP TRST 20,000 140 0.00%
1559 UTI WORLDWIDE INC 11,165 135 0.00%
1560 NEW YORK REIT INC 12,578 133 0.00%
1561 MUELLER WTR PRODS INC 12,357 127 0.00%
1562 PROSPECT CAPITAL CORPORATION 15,000 124 0.00%
1563 BGC PARTNERS INC 13,514 124 0.00%
1564 PMC-SIERRA INC 13,445 123 0.00%
1565 SCORPIO TANKERS INC 13,355 116 0.00%
1566 LEJU HLDGS LTD 10,578 114 0.00%
1567 COMPANHIA SIDERURGICA NACION 54,923 114 0.00%
1568 CYS INVTS INC 12,568 110 0.00%
1569 NOVAVAX INC 18,462 109 0.00%
1570 ARMOUR RESIDENTIAL REIT 27,697 102 0.00%
1571 MANNKIND CORP. 17,687 92 0.00%
1572 ARIAD PHARMACEUTICALS ORD (NMS) 12,784 88 0.00%
1573 Rite Aid Corp. 11,029 83 0.00%
1574 AK STEEL HOLDING CORP 13,731 82 0.00%
1575 STANDARD PAC CORP 11,227 82 0.00%
1576 IMMUNOGEN INC 12,705 78 0.00%
1577 PTNR 15,355 78 0.00%
1578 SONUS NETWORKS INC 19,063 76 0.00%
1579 HECLA MINING CO 26,612 74 0.00%
1580 GLOBALSTAR INC 21,294 59 0.00%
1581 ARENA PHARMACEUTICALS INC 17,036 59 0.00%
1582 MCDERMOTT INTL INC 18,424 54 0.00%
1583 Cincinnati Bell Inc 16,215 52 0.00%
1584 RESOURCE CAP CORP 10,021 51 0.00%
1585 CUMULUS MEDIA INC 11,644 49 0.00%
1586 VONAGE HOLDINGS CORP 12,946 49 0.00%
1587 * LEXICON PHARMACEUTICALS INC COM 54,366 49 0.00%
1588 Magnum Hunter Resources Corp 15,415 48 0.00%
1589 GERON CORP 12,171 40 0.00%
1590 Plug Power Inc. 12,959 39 0.00%
1591 HALCON RESOURCES CORP 20,224 36 0.00%
1592 QUANTUM CORP-DLT & STORAGE SYS 17,011 30 0.00%
1593 ARCH COAL INC 16,464 29 0.00%
1594 ALPHA NATURAL RESOURCES 17,168 29 0.00%
1595 ION GEOPHYSICAL CORP 10,021 28 0.00%
1596 FUELCELL ENERGY INC 17,816 27 0.00%
1597 EXCO RESOURCES INC 12,249 27 0.00%
1598 CTI BIOPHARMA 10,402 25 0.00%
1599 QUIKSILVER INC COM 10,533 23 0.00%
1600 NAVIDEA BIOPHARMACEUTICALS INC COM 12,159 23 0.00%
Page 32 of 33
Restatement filing (0000950123-15-003658) filed in 2015.02.26
#
Name
Shares
Value ($)
%
Options
Notes
1 Quicksilver Resources Inc 10,383 2 0.00%
2 COMMUNITY HEALTH SYS INC NEW 100,634 3 0.00%
3 Vantage Drilling Company 16,750 8 0.00%
4 Hercules Offshore Inc 12,460 12 0.00%
5 Neo Performance Materials 14,119 12 0.00%
6 Key Energy Services, Inc. 10,187 17 0.00%
7 Capstone Turbine 25,503 19 0.00%
8 PEREGRINE PHARMACEUTICALS IN 13,687 19 0.00%
9 PENDRELL CORP 13,497 19 0.00%
10 Scorpio Bulkers Inc. 10,449 21 0.00%
11 RENTECH INC 17,660 22 0.00%
12 Exelixis, Inc. 15,100 22 0.00%
13 NAVIDEA BIOPHARMACEUTICALS INC COM 12,159 23 0.00%
14 QUIKSILVER INC COM 10,533 23 0.00%
15 CTI BIOPHARMA 10,402 25 0.00%
16 EXCO RESOURCES INC 12,249 27 0.00%
17 FUELCELL ENERGY INC 17,816 27 0.00%
18 ION GEOPHYSICAL CORP 10,021 28 0.00%
19 ALPHA NATURAL RESOURCES 17,168 29 0.00%
20 ARCH COAL INC 16,464 29 0.00%
21 QUANTUM CORP-DLT & STORAGE SYS 17,011 30 0.00%
22 HALCON RESOURCES CORP 20,224 36 0.00%
23 Plug Power Inc. 12,959 39 0.00%
24 GERON CORP 12,171 40 0.00%
25 Magnum Hunter Resources Corp 15,415 48 0.00%
26 CUMULUS MEDIA INC 11,644 49 0.00%
27 VONAGE HOLDINGS CORP 12,946 49 0.00%
28 * LEXICON PHARMACEUTICALS INC COM 54,366 49 0.00%
29 RESOURCE CAP CORP 10,021 51 0.00%
30 Cincinnati Bell Inc 16,215 52 0.00%
31 MCDERMOTT INTL INC 18,424 54 0.00%
32 ARENA PHARMACEUTICALS INC 17,036 59 0.00%
33 GLOBALSTAR INC 21,294 59 0.00%
34 HECLA MINING CO 26,612 74 0.00%
35 SONUS NETWORKS INC 19,063 76 0.00%
36 IMMUNOGEN INC 12,705 78 0.00%
37 PTNR 15,355 78 0.00%
38 STANDARD PAC CORP 11,227 82 0.00%
39 AK STEEL HOLDING CORP 13,731 82 0.00%
40 Rite Aid Corp. 11,029 83 0.00%
41 ARIAD PHARMACEUTICALS ORD (NMS) 12,784 88 0.00%
42 MANNKIND CORP. 17,687 92 0.00%
43 ARMOUR RESIDENTIAL REIT 27,697 102 0.00%
44 NOVAVAX INC 18,462 109 0.00%
45 CYS INVTS INC 12,568 110 0.00%
46 LEJU HLDGS LTD 10,578 114 0.00%
47 COMPANHIA SIDERURGICA NACION 54,923 114 0.00%
48 SCORPIO TANKERS INC 13,355 116 0.00%
49 PMC-SIERRA INC 13,445 123 0.00%
50 BGC PARTNERS INC 13,514 124 0.00%
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