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Institutional Investment Manager
Nuveen Asset Management, LLC
Nuveen Asset Management, LLC (CIK: 0001521019) incorporated in Delaware, located at 333 W. Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0000950123-15-001987) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
351 IONIS PHARMACEUTICAL 195,146 12,048 0.07%
352 SENSATA TECHNOLOGIES HLDG NV 229,370 12,021 0.07%
353 REGENERON PHARMACEUTICALS 29,261 12,004 0.07%
354 REPUBLIC SVCS INC 297,920 11,991 0.07%
355 RESMED INC 210,099 11,778 0.07%
356 IHS INC A 103,346 11,769 0.07%
357 INTERNATIONAL BUSINESS MACHS 73,000 11,712 0.06% Call
358 ASTRAZENECA PLC 166,306 11,705 0.06%
359 BLUEBIRD BIO INC COM 127,359 11,681 0.06%
360 LITTELFUSE INC 120,687 11,667 0.06%
361 ICICI BANK LIMITED 1,009,367 11,658 0.06%
362 CAPITAL SR LIVING CORP COM 464,643 11,574 0.06%
363 UNITED STATES STL CORP NEW 430,001 11,498 0.06%
364 OGE ENERGY CORP 321,144 11,394 0.06%
365 HUNTINGTON INGALLS INDS INC 100,759 11,331 0.06%
366 REGAL BELOIT CORP 148,945 11,201 0.06%
367 TRINITY INDS INC 399,349 11,186 0.06%
368 REALTY INCOME CORP 232,873 11,110 0.06%
369 Lifepoint Hospitals Inc 267,299 11,031 0.06%
370 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 136,017 11,027 0.06%
371 CAMERON INTERNATIONAL COMPANY 220,430 11,010 0.06%
372 MICRON TECHNOLOGY INC 313,158 10,964 0.06%
373 ABIOMED INC 287,782 10,953 0.06%
374 SCHWAB CHARLES CORP 353,476 10,671 0.06%
375 ALNYLAM PHARMACEUTICALS INC 109,216 10,594 0.06%
376 EVEREST RE GROUP LTD 62,209 10,594 0.06%
377 TIME WARNER INC 123,469 10,547 0.06%
378 UNITED PARCEL SERVICE INC 94,320 10,486 0.06%
379 ENEL AMERICAS S A 653,551 10,476 0.06%
380 XEROX CORP 753,372 10,442 0.06%
381 PETSMART 128,083 10,413 0.06%
382 KOHLS 169,546 10,349 0.06%
383 Williams Partners Lp 230,089 10,296 0.06%
384 GREAT PLAINS ENERGY INC 359,577 10,216 0.06%
385 BIG LOTS INC 254,389 10,181 0.06%
386 TEXAS INSTRS INC 190,264 10,172 0.06%
387 BANKUNITED INC 348,683 10,101 0.06%
388 APOLLO COML REAL EST FIN INC 615,825 10,075 0.06%
389 APOLLO ED GROUP INC 294,564 10,048 0.06%
390 COMMUNITY BK SYS INC COM 263,193 10,036 0.06%
391 ITC HOLDINGS 246,232 9,955 0.06%
392 INTL PAPER CO 185,021 9,913 0.06%
393 WESTERN ALLIANCE BANCORP 355,317 9,878 0.05%
394 FRONTIER COMMUNICATIONS CORP 1,446,279 9,647 0.05%
395 EAST WEST BANCORP INC 248,912 9,635 0.05%
396 DEERE & CO 108,772 9,623 0.05%
397 SOUTHERN CO 195,655 9,609 0.05%
398 LEAR CORP 97,710 9,583 0.05%
399 BOEING CO 73,000 9,489 0.05% Call
400 SHERWIN WILLIAMS CO 35,989 9,467 0.05%
Page 8 of 33
Restatement filing (0000950123-15-003658) filed in 2015.02.26
#
Name
Shares
Value ($)
%
Options
Notes
1551 OPKO HEALTH INC 15,283 153 0.00%
1552 BOULDER BRANDS INC 13,814 153 0.00%
1553 DEUTSCHE STRATEGIC 10,948 150 0.00%
1554 GRAMERCY PPTY TR 18,381 148 0.00%
1555 ENTEGRIS INC 10,794 143 0.00%
1556 CAPITOL FED FINL INC 11,100 142 0.00%
1557 NEW RESIDENTIAL INVT CORP COM NEW 10,933 140 0.00%
1558 INVESCO MUNI INCOME OPP TRST 20,000 140 0.00%
1559 UTI WORLDWIDE INC 11,165 135 0.00%
1560 New York REIT Inc 12,578 133 0.00%
1561 MUELLER WTR PRODUCTS INCORPORATED COM SER A 12,357 127 0.00%
1562 BGC PARTNERS INC 13,514 124 0.00%
1563 PROSPECT CAPITAL CORPORATION 15,000 124 0.00%
1564 PMC-SIERRA INC 13,445 123 0.00%
1565 SCORPIO TANKERS INC 13,355 116 0.00%
1566 LEJU HLDGS LTD 10,578 114 0.00%
1567 COMPANHIA SIDERURGICA NACION 54,923 114 0.00%
1568 CYS INVTS INC COM 12,568 110 0.00%
1569 NOVAVAX INC COM 18,462 109 0.00%
1570 ARMOUR RESIDENTIAL REIT 27,697 102 0.00%
1571 MANNKIND CORP. 17,687 92 0.00%
1572 ARIAD PHARMACEUTICALS ORD (NMS) 12,784 88 0.00%
1573 RITE AID CORP 11,029 83 0.00%
1574 AK STL HLDG CORP 13,731 82 0.00%
1575 STANDARD PAC CORP 11,227 82 0.00%
1576 PARTNER COMMUNICATIONS 15,355 78 0.00%
1577 IMMUNOGEN INC 12,705 78 0.00%
1578 SONUS NETWORKS INC 19,063 76 0.00%
1579 HECLA MNG CO 26,612 74 0.00%
1580 Arena Pharmaceuticals, Inc 17,036 59 0.00%
1581 GLOBALSTAR INC 21,294 59 0.00%
1582 MCDERMOTT INTL INC 18,424 54 0.00%
1583 Cincinnati Bell Inc 16,215 52 0.00%
1584 RESOURCE CAP CORP 10,021 51 0.00%
1585 * LEXICON PHARMACEUTICALS INC COM 54,366 49 0.00%
1586 VONAGE HLDGS CORP 12,946 49 0.00%
1587 CUMULUS MEDIA INC 11,644 49 0.00%
1588 Magnum Hunter Resources Corp 15,415 48 0.00%
1589 GERON CORP 12,171 40 0.00%
1590 PLUG POWER INC 12,959 39 0.00%
1591 HALCON RESOURCES CORP 20,224 36 0.00%
1592 QUANTUM CORP COM DSSG 17,011 30 0.00%
1593 ARCH COAL INC 16,464 29 0.00%
1594 ALPHA NATURAL RESOURCES 17,168 29 0.00%
1595 ION GEOPHYSICAL CORP 10,021 28 0.00%
1596 EXCO RESOURCES INC 12,249 27 0.00%
1597 FUELCELL ENERGY INC COM 17,816 27 0.00%
1598 CTI BIOPHARMA 10,402 25 0.00%
1599 QUIKSILVER INC COM 10,533 23 0.00%
1600 Navidea Biopharm Inc 12,159 23 0.00%
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