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Institutional Investment Manager
Nuveen Asset Management, LLC
Nuveen Asset Management, LLC (CIK: 0001521019) incorporated in Delaware, located at 333 W. Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0000950123-15-001987) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ARCH COAL INC 16,464 29 0.00%
2 DYAX CORP COM CVR 106,814 1,502 0.01%
3 HERSHA HOSPITALITY TR 8,313,697 58,445 0.32%
4 LATAM AIRLINES GROUP S A 60,411 3,420 0.02%
5 Mylan Laboratories Inc 779,779 43,956 0.24%
6 Williams Partners Lp 230,089 10,296 0.06%
7 * SANDRIDGE ENERGY INC COM 269,151 490 0.00%
8 3-D SYS CORP DEL 42,016 1,381 0.01%
9 3M CO 148,000 24,319 0.13% Call
10 3M CO 277,894 45,664 0.25%
11 A O SMITH 31,685 1,787 0.01%
12 ABBOTT LABS 188,270 8,476 0.05%
13 ABBVIE INC 415,994 27,223 0.15%
14 ABERCROMBIE & FITCH CO 34,417 986 0.01%
15 ABIOMED INC 287,782 10,953 0.06%
16 ACADIA COMPANY COM 5,601 343 0.00%
17 ACADIA RLTY TR COM SH BEN INT 2,004,040 64,189 0.36%
18 ACCENTURE PLC IRELAND 212,078 18,941 0.11%
19 ACCESS MIDSTREAM PARTNERS LP 74,288 4,026 0.02%
20 ACE LTD 23,075 2,651 0.01%
21 ACI WORLDWIDE INC 60,030 1,211 0.01%
22 ACTAVIS PLC 135,277 34,822 0.19%
23 ACTIVISION BLIZZARD INC 1,412,703 28,466 0.16%
24 ACUITY BRANDS INC 17,577 2,462 0.01%
25 ADOBE INC 31,674 2,303 0.01%
26 ADVANCE AUTO PARTS INC 203,062 32,344 0.18%
27 ADVANCED MICRO DEVICES INC 885,680 2,365 0.01%
28 AECOM 297,862 9,046 0.05%
29 AES CORP 99,707 1,373 0.01%
30 AES TRUST III 6.75 3.375 PFD 4,476 228 0.00% PRN
31 AETNA INC NEW 353,791 31,427 0.17%
32 AFFILIATED MANAGERS GROUP 3,940 836 0.00%
33 AFLAC INC 30,797 1,881 0.01%
34 AGCO CORP 37,995 1,717 0.01%
35 AGILENT TECHNOLOGIES INC 74,185 3,037 0.02%
36 AGIOS PHARMACEUTICALS INC COM 11,134 1,247 0.01%
37 AGL Resources Inc 38,810 2,116 0.01%
38 AGREE RLTY CORP COM 184,965 5,751 0.03%
39 AIR PRODS & CHEMS INC 16,734 2,414 0.01%
40 AIRGAS INC 4,485 517 0.00%
41 AK STL HLDG CORP 13,731 82 0.00%
42 AKAMAI TECHNOLOGIES INC 40,172 2,529 0.01%
43 ALASKA AIR GROUP INC 55,729 3,330 0.02%
44 ALBEMARLE CORP 282,289 16,974 0.09%
45 ALEX REAL ESTATE EQ 29,177 2,589 0.01%
46 ALEXANDER & BALDWIN INC NEW COM 21,100 828 0.00%
47 ALEXANDERS INC 4,294 1,877 0.01%
48 ALEXION PHARMACEUTICALS INC 131,003 24,239 0.13%
49 ALIBABA GROUP HLDG LTD 72,834 7,570 0.04%
50 ALIGN TECHNOLOGY INC 29,250 1,635 0.01%
Page 1 of 33
Restatement filing (0000950123-15-003658) filed in 2015.02.26
#
Name
Shares
Value ($)
%
Options
Notes
1551 OPKO HEALTH INC 15,283 153 0.00%
1552 BOULDER BRANDS INC 13,814 153 0.00%
1553 DEUTSCHE STRATEGIC 10,948 150 0.00%
1554 GRAMERCY PPTY TR 18,381 148 0.00%
1555 ENTEGRIS INC 10,794 143 0.00%
1556 CAPITOL FED FINL INC 11,100 142 0.00%
1557 NEW RESIDENTIAL INVT CORP COM NEW 10,933 140 0.00%
1558 INVESCO MUNI INCOME OPP TRST 20,000 140 0.00%
1559 UTI WORLDWIDE INC 11,165 135 0.00%
1560 NEW YORK REIT INC 12,578 133 0.00%
1561 MUELLER WTR PRODUCTS INCORPORATED COM SER A 12,357 127 0.00%
1562 BGC PARTNERS INCORPORATED CLASS A 13,514 124 0.00%
1563 PROSPECT CAPITAL CORPORATION 15,000 124 0.00%
1564 PMC-SIERRA INC 13,445 123 0.00%
1565 SCORPIO TANKERS INC 13,355 116 0.00%
1566 LEJU HLDGS LTD 10,578 114 0.00%
1567 COMPANHIA SIDERURGICA NACION 54,923 114 0.00%
1568 CYS INVTS INC COM 12,568 110 0.00%
1569 NOVAVAX INC 18,462 109 0.00%
1570 ARMOUR RESIDENTIAL REIT 27,697 102 0.00%
1571 MANNKIND CORP. 17,687 92 0.00%
1572 ARIAD PHARMACEUTICALS ORD (NMS) 12,784 88 0.00%
1573 RITE AID CORP 11,029 83 0.00%
1574 AK STL HLDG CORP 13,731 82 0.00%
1575 STANDARD PAC CORP 11,227 82 0.00%
1576 PARTNER COMMUNICATIONS 15,355 78 0.00%
1577 IMMUNOGEN INC 12,705 78 0.00%
1578 SONUS NETWORKS INC 19,063 76 0.00%
1579 HECLA MNG CO 26,612 74 0.00%
1580 ARENA PHARMACEUTICALS INC 17,036 59 0.00%
1581 GLOBALSTAR INC 21,294 59 0.00%
1582 MCDERMOTT INTL INC 18,424 54 0.00%
1583 Cincinnati Bell Inc 16,215 52 0.00%
1584 RESOURCE CAP CORP 10,021 51 0.00%
1585 LEXICON PHARMACEUTICALS INC COM NEW 54,366 49 0.00%
1586 VONAGE HLDGS CORP 12,946 49 0.00%
1587 CUMULUS MEDIA INC 11,644 49 0.00%
1588 Magnum Hunter Resources Corp 15,415 48 0.00%
1589 GERON CORP 12,171 40 0.00%
1590 PLUG POWER INC 12,959 39 0.00%
1591 HALCON RESOURCES CORP 20,224 36 0.00%
1592 QUANTUM CORP-DLT & STORAGE SYS 17,011 30 0.00%
1593 ARCH COAL INC 16,464 29 0.00%
1594 ALPHA NATURAL RESOURCES 17,168 29 0.00%
1595 ION GEOPHYSICAL CORP 10,021 28 0.00%
1596 EXCO RESOURCES INC 12,249 27 0.00%
1597 FUELCELL ENERGY INC COM NEW 17,816 27 0.00%
1598 CTI BIOPHARMA 10,402 25 0.00%
1599 QUIKSILVER INC COM 10,533 23 0.00%
1600 NAVIDEA BIOPHARM INC 12,159 23 0.00%
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