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Institutional Investment Manager
Nuveen Asset Management, LLC
Nuveen Asset Management, LLC (CIK: 0001521019) incorporated in Delaware, located at 333 W. Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0000950123-15-001987) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Quicksilver Resources Inc 10,383 2 0.00%
2 COMMUNITY HEALTH SYS INC NEW 100,634 3 0.00%
3 Vantage Drilling Company 16,750 8 0.00%
4 Hercules Offshore Inc 12,460 12 0.00%
5 Neo Performance Materials 14,119 12 0.00%
6 Key Energy Services, Inc. 10,187 17 0.00%
7 PEREGRINE PHARMACEUTICALS IN 13,687 19 0.00%
8 PENDRELL CORP 13,497 19 0.00%
9 Capstone Turbine 25,503 19 0.00%
10 Scorpio Bulkers Inc. 10,449 21 0.00%
11 EXELIXIS INC 15,100 22 0.00%
12 RENTECH INC 17,660 22 0.00%
13 QUIKSILVER INC COM 10,533 23 0.00%
14 Navidea Biopharm Inc 12,159 23 0.00%
15 CTI BIOPHARMA 10,402 25 0.00%
16 EXCO RESOURCES INC 12,249 27 0.00%
17 FUELCELL ENERGY INC COM 17,816 27 0.00%
18 ION GEOPHYSICAL CORP 10,021 28 0.00%
19 ARCH COAL INC 16,464 29 0.00%
20 ALPHA NATURAL RESOURCES 17,168 29 0.00%
21 QUANTUM CORP COM DSSG 17,011 30 0.00%
22 HALCON RESOURCES CORP 20,224 36 0.00%
23 PLUG POWER INC 12,959 39 0.00%
24 GERON CORP 12,171 40 0.00%
25 Magnum Hunter Resources Corp 15,415 48 0.00%
26 CUMULUS MEDIA INC 11,644 49 0.00%
27 * LEXICON PHARMACEUTICALS INC COM 54,366 49 0.00%
28 VONAGE HLDGS CORP 12,946 49 0.00%
29 RESOURCE CAP CORP 10,021 51 0.00%
30 Cincinnati Bell Inc 16,215 52 0.00%
31 MCDERMOTT INTL INC 18,424 54 0.00%
32 GLOBALSTAR INC 21,294 59 0.00%
33 Arena Pharmaceuticals, Inc 17,036 59 0.00%
34 HECLA MNG CO 26,612 74 0.00%
35 SONUS NETWORKS INC 19,063 76 0.00%
36 PARTNER COMMUNICATIONS 15,355 78 0.00%
37 IMMUNOGEN INC 12,705 78 0.00%
38 AK STL HLDG CORP 13,731 82 0.00%
39 STANDARD PAC CORP 11,227 82 0.00%
40 RITE AID CORP 11,029 83 0.00%
41 ARIAD PHARMACEUTICALS ORD (NMS) 12,784 88 0.00%
42 MANNKIND CORP. 17,687 92 0.00%
43 ARMOUR RESIDENTIAL REIT 27,697 102 0.00%
44 NOVAVAX INC COM 18,462 109 0.00%
45 CYS INVTS INC COM 12,568 110 0.00%
46 COMPANHIA SIDERURGICA NACION 54,923 114 0.00%
47 LEJU HLDGS LTD 10,578 114 0.00%
48 SCORPIO TANKERS INC 13,355 116 0.00%
49 PMC-SIERRA INC 13,445 123 0.00%
50 BGC PARTNERS INC 13,514 124 0.00%
Page 1 of 33
Restatement filing (0000950123-15-003658) filed in 2015.02.26
#
Name
Shares
Value ($)
%
Options
Notes
1301 FLUOR CORP NEW 11,251 682 0.00%
1302 CPFL ENERGIA S A 50,000 679 0.00%
1303 MYRIAD GENETICS INC 19,854 676 0.00%
1304 CLOVIS ONCOLOGY INC 12,069 676 0.00%
1305 FLOWSERVE CORP 11,283 675 0.00%
1306 BLOCK H & R INC 20,021 674 0.00%
1307 GRANITE CONSTR INC 17,722 674 0.00%
1308 NEWMONT CORP 35,660 674 0.00%
1309 SUMMIT MIDSTREAM PARTNERS LP 17,622 670 0.00%
1310 HOSPIRA INC. 10,945 670 0.00%
1311 OPEN TEXT CORP 11,490 669 0.00%
1312 SPECTRUM BRANDS HLDGS INC 6,958 666 0.00%
1313 ATWOOD OCEANICS INC 23,417 664 0.00%
1314 WASTE CONNECTIONS INC COM 15,000 660 0.00% Call
1315 MACYS INC 10,000 658 0.00% Call
1316 DREAMWORKS ANIMATION SKG INC 29,226 653 0.00%
1317 TIDEWATER INC 20,095 651 0.00%
1318 SCRIPPS NETWORKS INTERACT IN 8,623 649 0.00%
1319 HEARTLAND EXPRESS INC COM 23,995 648 0.00%
1320 DREYFUS STRATEGIC MUNS INCORPORATED 78,745 645 0.00%
1321 WATERS CORP 5,720 645 0.00%
1322 MARVELL TECHNOLOGY GROUP LTD 44,505 645 0.00%
1323 WESTERN UN CO 36,040 645 0.00%
1324 QUEST DIAGNOSTICS INC 9,610 644 0.00%
1325 XL Group plc 18,698 643 0.00%
1326 EP Energy Corp 61,471 642 0.00%
1327 MCCORMICK & CO INC 8,641 642 0.00%
1328 GENWORTH FINL INC 75,138 639 0.00%
1329 AXIS CAPITAL HOLDINGS LTD 12,508 639 0.00%
1330 MOHAWK INDS 4,091 636 0.00%
1331 CHOICE HOTELS INTL NEW 11,266 631 0.00%
1332 DARDEN RESTAURANTS INC 10,682 626 0.00%
1333 INVESCO MUN OPPORTUNITY TR 48,390 622 0.00%
1334 TIMKENSTEEL CORPORATION COM 16,720 619 0.00%
1335 HALYARD HEALTH INC 13,498 614 0.00%
1336 GUESS INC 28,869 609 0.00%
1337 Crestwood Midstream Partners LP 40,134 609 0.00%
1338 UNIT CORP COM 17,822 608 0.00%
1339 PIONEER MUN HIGH INCOME ADVA 39,884 597 0.00%
1340 ISHARES 20 YEAR TREASURY BOND ETF 4,734 596 0.00%
1341 VARIAN MED SYS INC 6,858 593 0.00%
1342 VULCAN MATLS CO 8,967 589 0.00%
1343 MURPHY OIL 11,660 589 0.00%
1344 PEOPLES UNITED FINANCIAL INC 38,579 586 0.00%
1345 ALKERMES PLC 10,000 586 0.00% Call
1346 OCH-ZIFF CAP MGMT GROUP CL A SHS 50,000 584 0.00%
1347 GREIF INC 12,325 582 0.00%
1348 EXPEDITORS INTL WASH INC 13,041 582 0.00%
1349 MANAGED DURATION INVT GRD FU 42,646 576 0.00%
1350 TRIPADVISOR INC 7,688 574 0.00%
Page 27 of 33