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Institutional Investment Manager
Nuveen Asset Management, LLC
Nuveen Asset Management, LLC (CIK: 0001521019) incorporated in Delaware, located at 333 W. Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0000950123-15-001987) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Quicksilver Resources Inc 10,383 2 0.00%
2 COMMUNITY HEALTH SYS INC NEW 100,634 3 0.00%
3 Vantage Drilling Company 16,750 8 0.00%
4 Hercules Offshore Inc 12,460 12 0.00%
5 Neo Performance Materials 14,119 12 0.00%
6 Key Energy Services, Inc. 10,187 17 0.00%
7 PEREGRINE PHARMACEUTICALS IN 13,687 19 0.00%
8 PENDRELL CORP 13,497 19 0.00%
9 Capstone Turbine 25,503 19 0.00%
10 Scorpio Bulkers Inc. 10,449 21 0.00%
11 EXELIXIS INC 15,100 22 0.00%
12 RENTECH INC 17,660 22 0.00%
13 QUIKSILVER INC COM 10,533 23 0.00%
14 Navidea Biopharm Inc 12,159 23 0.00%
15 CTI BIOPHARMA 10,402 25 0.00%
16 EXCO RESOURCES INC 12,249 27 0.00%
17 FUELCELL ENERGY INC COM 17,816 27 0.00%
18 ION GEOPHYSICAL CORP 10,021 28 0.00%
19 ARCH COAL INC 16,464 29 0.00%
20 ALPHA NATURAL RESOURCES 17,168 29 0.00%
21 QUANTUM CORP COM DSSG 17,011 30 0.00%
22 HALCON RESOURCES CORP 20,224 36 0.00%
23 PLUG POWER INC 12,959 39 0.00%
24 GERON CORP 12,171 40 0.00%
25 Magnum Hunter Resources Corp 15,415 48 0.00%
26 CUMULUS MEDIA INC 11,644 49 0.00%
27 * LEXICON PHARMACEUTICALS INC COM 54,366 49 0.00%
28 VONAGE HLDGS CORP 12,946 49 0.00%
29 RESOURCE CAP CORP 10,021 51 0.00%
30 Cincinnati Bell Inc 16,215 52 0.00%
31 MCDERMOTT INTL INC 18,424 54 0.00%
32 GLOBALSTAR INC 21,294 59 0.00%
33 Arena Pharmaceuticals, Inc 17,036 59 0.00%
34 HECLA MNG CO 26,612 74 0.00%
35 SONUS NETWORKS INC 19,063 76 0.00%
36 PARTNER COMMUNICATIONS 15,355 78 0.00%
37 IMMUNOGEN INC 12,705 78 0.00%
38 AK STL HLDG CORP 13,731 82 0.00%
39 STANDARD PAC CORP 11,227 82 0.00%
40 RITE AID CORP 11,029 83 0.00%
41 ARIAD PHARMACEUTICALS ORD (NMS) 12,784 88 0.00%
42 MANNKIND CORP. 17,687 92 0.00%
43 ARMOUR RESIDENTIAL REIT 27,697 102 0.00%
44 NOVAVAX INC COM 18,462 109 0.00%
45 CYS INVTS INC COM 12,568 110 0.00%
46 COMPANHIA SIDERURGICA NACION 54,923 114 0.00%
47 LEJU HLDGS LTD 10,578 114 0.00%
48 SCORPIO TANKERS INC 13,355 116 0.00%
49 PMC-SIERRA INC 13,445 123 0.00%
50 BGC PARTNERS INC 13,514 124 0.00%
Page 1 of 33
Restatement filing (0000950123-15-003658) filed in 2015.02.26
#
Name
Shares
Value ($)
%
Options
Notes
1501 LIBERTY MEDIA HOLDING CP INTER A 8,644 254 0.00%
1502 AVANIR PHARMACEUTICALS INC CL 14,950 253 0.00%
1503 SELECT SECTOR SPDR TR 5,184 252 0.00%
1504 RADIAN GROUP INC 14,813 248 0.00%
1505 NABORS INDUSTRIES LTD 18,913 245 0.00%
1506 PAREXEL INTERNATIONAL CORPORATION 4,411 245 0.00%
1507 MGIC INVT CORP WIS 26,255 245 0.00%
1508 MANHATTAN ASSOCIATES INC 5,877 239 0.00%
1509 PIEDMONT NAT GAS INC 6,044 238 0.00%
1510 TWENTY FIRST CENTY FOX INC 6,417 237 0.00%
1511 VALIDUS HOLDINGS LTD 5,701 237 0.00%
1512 PEBBLEBROOK HOTEL TR 5,118 234 0.00%
1513 BANK OF THE OZARKS INC 6,178 234 0.00%
1514 PBF ENERGY INC 8,800 234 0.00%
1515 PENGROWTH ENERGY CORP 75,000 233 0.00%
1516 DARLING INGREDIENTS INC 12,763 232 0.00%
1517 DISH NETWORK A 3,188 232 0.00%
1518 WOLVERINE WORLD WIDE INC COM 7,866 232 0.00%
1519 AXIALL CORPORATION 5,424 230 0.00%
1520 PRICESMART INC 2,501 228 0.00%
1521 STILLWATER MNG CO 15,481 228 0.00%
1522 AES TRUST III PFD CV 6.75 4,476 228 0.00% PRN
1523 SUN CMNTYS INC 3,723 225 0.00%
1524 PRA GROUP INC 3,883 225 0.00%
1525 ENERSYS 3,639 225 0.00%
1526 QEP RES INC 10,994 222 0.00%
1527 RAMBUS INC DEL 19,844 220 0.00%
1528 CSG SYS INTL INC 8,632 216 0.00%
1529 QLIK TECHNOLOGIES INC COM 6,953 215 0.00%
1530 FRESH MKT INC 5,183 214 0.00%
1531 AMERCO 744 211 0.00%
1532 MARKETAXESS HLDGS INC 2,926 210 0.00%
1533 SPDR SERIES TRUST 5,387 208 0.00%
1534 CRACKER BARREL OLD CTRY STOR 1,480 208 0.00%
1535 RESTAURANT BRANDS INTL INC 5,296 207 0.00%
1536 AMBARELLA INC 4,065 206 0.00%
1537 HEALTHCARE RLTY TR 7,448 203 0.00%
1538 VIASAT INC 3,208 202 0.00%
1539 UNITED BANKSHARES INC WEST VA COM 5,357 201 0.00%
1540 BARCLAYS BANK PLS ADS 7.75% SER 4 PERP PFD C 7,741 201 0.00%
1541 World Wrestling Entertainment Inc 15,778 195 0.00%
1542 SUSQUEHANNA BANCSHARES INC 14,551 195 0.00%
1543 NEWS CORPORATION NEW CLASS B 12,888 194 0.00%
1544 FIDELITY NATIONAL FINANCIAL IN FNFV GROUP COM 15,945 191 0.00%
1545 PDL BIOPHARMA INC 23,001 177 0.00%
1546 TRI POINTE HOMES INC COM 11,366 173 0.00%
1547 BLACKROCK MUNI INCOME TR II 10,771 171 0.00%
1548 FNB CORP PA 12,519 167 0.00%
1549 LATAM AIRLS GROUP S A 13,205 158 0.00%
1550 AMER RLTY CAP HEALTHCAR TR INC 13,130 156 0.00%
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