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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1651 BIOLIFE SOLUTIONS INC COM NEW 300 684 0.00%
1652 IMPAC MTG HLDGS INC 142 682 0.00%
1653 VAALCO ENERGY INC 94 680 0.00%
1654 MOCON Inc 43 680 0.00%
1655 TRANS WORLD ENTMT CORP 179 680 0.00%
1656 Penn Virginia Corp 40 678 0.00%
1657 NEW GERMANY FD INC 36 671 0.00%
1658 NEUBERGER BERMAN NY INT MUN 48 663 0.00%
1659 Broadway Finl Corp 469 657 0.00%
1660 CORMEDIX INC COM 360 652 0.00%
1661 CONSOLIDATED TOMOKA LAND CO 14 643 0.00%
1662 BSQUARE CORP 201 643 0.00%
1663 WEST BANCORPORATION 42 640 0.00%
1664 SYNTHETIC BIOLOGICS INC 370 636 0.00%
1665 FIRST CAPITAL BANCORP VA 141 635 0.00%
1666 Bank of Commerce Holdings 100 633 0.00%
1667 RAND CAP CORP 200 622 0.00%
1668 CYREN LTD 215 619 0.00%
1669 KOREA EQUITY FUND INC 70 619 0.00%
1670 COAST DISTR SYS 200 616 0.00%
1671 FONAR CORP 50 610 0.00%
1672 Data I/O Corporation 200 602 0.00%
1673 Aberdeen Latin America Equity Fund Inc 20 597 0.00%
1674 ERBA Diagnostics, Inc. 300 591 0.00%
1675 Ceva Inc 40 591 0.00%
1676 HASTINGS ENTMT INC 200 590 0.00%
1677 THE9 LTD 251 590 0.00%
1678 UNICO AMERN CORP 47 588 0.00%
1679 US ECOLOGY INC 12 587 0.00%
1680 Novatel Wireless Inc 306 584 0.00%
1681 VOYA PRIME RATE TR 100 579 0.00%
1682 DOVER MOTORSPORTS INC 200 578 0.00%
1683 FIRST FINL BANCORP OH 100 575 0.00%
1684 DORAL FINL CORP 132 570 0.00%
1685 PATRIOT NATL BANCORP INC 400 568 0.00%
1686 PMFG INC 107 564 0.00%
1687 CHEMICAL FINL CORP 20 562 0.00%
1688 AND 48 557 0.00%
1689 WILLI G FOOD INTL LTD ORD 75 557 0.00%
1690 HEAT BIOLOGICS INC 100 555 0.00%
1691 ADCARE HEALTH SYSTEMS INC 128 548 0.00%
1692 MARRONE BIO INNOVATIONS INC 47 546 0.00%
1693 KCAP FINL INC 64 543 0.00%
1694 CYTORI THERAPEUTIC INC 223 533 0.00%
1695 MFS INTERMEDIATE INCOME 100 528 0.00%
1696 CHINA AUTO LOGISTICS INC 250 520 0.00%
1697 BAY BANCORP INC 100 518 0.00%
1698 ENSERVCO CORP 200 516 0.00%
1699 MARKET VECTORS ETF TR 20 514 0.00%
1700 AUTOBYTEL INC 39 511 0.00%
Page 34 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
151 WISDOMTREE TR 712 49 0.10%
152 LOCKHEED MARTIN CORP 302 49 0.10%
153 Schwab Int'l Sm Cap ETF 1,423 49 0.10%
154 GUGGENHEIM/SABRIE 959 48 0.09%
155 MCKESSON CORP 258 48 0.09%
156 Phillips 66 Partners, LP 629 48 0.09%
157 COMMONWEALTH REIT 1,820 48 0.09%
158 CORNERSTONE ONDEMAND INC 1,014 47 0.09%
159 KIMBERLY CLARK CORP COM 424 47 0.09%
160 LYONDELLBASELL INDUSTRIES CL A ORD 484 47 0.09%
161 WISDOMTREE TR 1,551 47 0.09%
162 ISHARES MSCI BRIC ETF 1,210 47 0.09%
163 FEDEX CORP 310 47 0.09%
164 THE TRAVELERS COMPANIES INC COM 494 46 0.09%
165 DOMINION RES INC VA NEW 650 46 0.09%
166 TIME WARNER INC NEW 310 46 0.09%
167 FOREST LABS INC COM 466 46 0.09%
168 FIRST TR EXCHANGE TRADED FD 1,591 46 0.09%
169 ISHARES MSCI MIN VOL EMERGING MKTS ETF 760 46 0.09%
170 PRUDENTIAL FINANCIAL INC 518 46 0.09%
171 BLACKROCK INC 140 45 0.09%
172 SOUTHERN CO COM 994 45 0.09%
173 DirectTV Com 530 45 0.09%
174 WILLIAMS COS INC COM 766 45 0.09%
175 RevShares Large Cap ETF 1,127 44 0.09%
176 WEX INC 415 44 0.09%
177 INSULET CORP 1,099 44 0.09%
178 PRAXAIR INC CM 330 44 0.09%
179 OLD LINE BANCSHARES INC 2,814 44 0.09%
180 YUM! BRANDS INC COM 546 44 0.09%
181 OFFICE DEPOT INC 7,631 43 0.08%
182 Fair Issac Inc 669 43 0.08%
183 ISHARES TR 976 43 0.08%
184 PTC INC 1,117 43 0.08%
185 INTERCONTINENTAL EXCHANGE INC 230 43 0.08%
186 SPDR INDEX SHS FDS 1,594 43 0.08%
187 AMERICAN CAP SR FLOATING LTD 3,036 43 0.08%
188 FREEPORT-MCMORAN INC 1,162 42 0.08%
189 GENERAL DYNAMICS CORP 364 42 0.08%
190 SPDR SERIES TRUST 1,119 42 0.08%
191 DEVON ENERGY CORP 528 42 0.08%
192 TJX COMPANIES INC NEW 796 42 0.08%
193 RAYTHEON CO NEW 452 42 0.08%
194 TARGET CORP COM 708 41 0.08%
195 EATON CORP PLC ORD 532 41 0.08%
196 PRECISION CASTPARTS 162 41 0.08%
197 ISHARES TR 330 41 0.08%
198 TRIVASCULAR TECHNOLOGIES INC 2,649 41 0.08%
199 Kraft Heinz Company 668 40 0.08%
200 STERIS CORP 754 40 0.08%
Page 4 of 40