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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1701 INTELSAT S A 10 509 0.00%
1702 GOLD RESOURCE CORP 100 506 0.00%
1703 Pulse Electronics Corporation 200 500 0.00%
1704 BIOCEPT INC 82 494 0.00%
1705 FIRST ACCEPTANCE CORP 200 490 0.00%
1706 GLOBALSCAPE INC 200 490 0.00%
1707 JOHNSON OUTDOORS INC 19 490 0.00%
1708 CROSS CTRY HEALTHCARE INC 75 489 0.00%
1709 SANCHEZ ENERGY CORP 13 489 0.00%
1710 RF INDS LTD 81 485 0.00%
1711 NATIONAL AMERN UNIV HLDGS IN 156 480 0.00%
1712 Cyclacel Pharmaceuticals, Inc. 59 477 0.00%
1713 SYNERGY PHARMACEUTICALS DEL 50 475 0.00%
1714 NEWTEK BUSINESS SERVICES 171 469 0.00%
1715 CHINA NEW BORUN CORP 170 468 0.00%
1716 KONA GRILL INC 24 466 0.00%
1717 ATA INC 100 465 0.00%
1718 CENTRAL GARDEN & PET CO 51 464 0.00%
1719 PYRAMID OIL CO 80 464 0.00%
1720 CYANOTECH CORP 100 462 0.00%
1721 GEOPARK LTD 50 458 0.00%
1722 SPORT CHALET INC-CLASS A 544 457 0.00%
1723 POSTROCK ENERGY CORP 300 450 0.00%
1724 MEDALLION FINL CORP 36 449 0.00%
1725 CHINA DIGITAL TV HOLDING 100 447 0.00%
1726 PRINCIPAL REAL ESTATE INCOME 23 439 0.00%
1727 CODEXIS INC 300 438 0.00%
1728 ELECTRO-SENSORS INC 102 434 0.00%
1729 Highpower International, Inc. 90 430 0.00%
1730 AURICO GOLD INC UTIL 100 426 0.00%
1731 BIOANALYTICAL SYS INC 168 425 0.00%
1732 UTSTARCOM HOLDINGS CORP 142 416 0.00%
1733 RECON TECHNOLOGY LTD 100 414 0.00%
1734 TORCHLIGHT ENERGY RES INC 100 412 0.00%
1735 SIGA TECHNOLOGIES ORD 145 409 0.00%
1736 INSTITUTIONAL FINL MKTS INC 200 402 0.00%
1737 CAS MED SYS INC 200 402 0.00%
1738 CAL DIVE INTERNATIONAL INC 303 400 0.00%
1739 SYNERGY PHARMACEUTICALS DEL 300 396 0.00%
1740 FORCEFIELD ENERGY 74 393 0.00%
1741 EASTMAN KODAK CO 16 392 0.00%
1742 SYNERGETICS USA INC 126 391 0.00%
1743 ZWEIG FD 25 391 0.00%
1744 GLOBAL X FDS GLB X SUPERDIV 15 391 0.00%
1745 NII HOLDINGS INC. CL B 702 386 0.00%
1746 Dendreon Corp 166 382 0.00%
1747 NANOSPHERE INC 239 378 0.00%
1748 BLACKROCK MUNI N Y INTER DUR 27 378 0.00%
1749 Promotora De Info Adr Af 200 376 0.00%
1750 CHINA ADVANCED CONSTR MATLS 100 370 0.00%
Page 35 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
251 PIEDMONT NAT GAS INC 889 33 0.06%
252 MANCHESTER UTD PLC NEW 1,872 33 0.06%
253 COGNIZANT TECHNOLOGY SOLUTIO 680 33 0.06%
254 AETNA INC 406 33 0.06%
255 STATE STR CORP 484 33 0.06%
256 CVB FINANCIAL CORP 2,043 33 0.06%
257 ZIOPHARM ONCOLOGY INC 8,079 33 0.06%
258 PPL CORP 906 32 0.06%
259 DEVRY INC DEL 767 32 0.06%
260 WHOLE FOODS MKT INC 822 32 0.06%
261 MARSH & MCLENNAN COS INC 614 32 0.06%
262 VANECK VECTORS ETF TR MTG REIT INCOME 1,271 32 0.06%
263 PACIFIC PREMIER BANCORP 2,263 32 0.06%
264 INSYS THERAPEUTICS INC 1,021 32 0.06%
265 Zions Bancorporation 1,089 32 0.06%
266 CORNING INC 1,464 32 0.06%
267 Snap On Tools 750 32 0.06%
268 Invacare Corp 572 32 0.06%
269 MARATHON OIL CORP 780 31 0.06%
270 Fidus Investment Corp 1,506 31 0.06%
271 PREFORMED LINE PRODS CO 572 31 0.06%
272 NOBLE ENERGY INC 402 31 0.06%
273 MEREDITH CORP 631 31 0.06%
274 Clarcor Inc Com 500 31 0.06%
275 MITEL NETWORKS CORP 2,960 31 0.06%
276 AON PLC SHS 338 30 0.06%
277 VALERO ENERGY CORP NEW 596 30 0.06%
278 HESS CORP 306 30 0.06%
279 CAPITAL SOUTHWEST CORP 840 30 0.06%
280 FLUIDIGM CORP DEL 1,019 30 0.06%
281 PIER 1 IMPORTS INC 1,959 30 0.06%
282 CUMMINS INC 194 30 0.06%
283 ISHARES MORNINGSTAR LARGE-CAP ETF 264 30 0.06%
284 KROGER CO 578 29 0.06%
285 TUESDAY MORNING CORP 1,612 29 0.06%
286 NETFLIX INC 66 29 0.06%
287 NORTHROP GRUMMAN CORP 242 29 0.06%
288 DEUTSCHE BK AG LONDON 1,408 29 0.06%
289 CIGNA CORPORATION 306 28 0.05%
290 PUBLIC STORAGE 162 28 0.05%
291 EXONE CO 710 28 0.05%
292 NORDSON CORP 346 28 0.05%
293 SS&C TECHNOLOGIES HLDGS INC 643 28 0.05%
294 IMPAX LABORATORIES INC 925 28 0.05%
295 PROSHARES TR 347 28 0.05%
296 WINMARK CORP 398 28 0.05%
297 Crown Castle Int'l Corp. 374 28 0.05%
298 TE CONNECTIVITY LTD 460 28 0.05%
299 ETFS PLATINUM TR 192 28 0.05%
300 STRYKER CORP 330 28 0.05%
Page 6 of 40