Dark
Light
System
Institutional Investment Manager
AWM Investment Company, Inc.
AWM Investment Company, Inc. (CIK: 0001535264) incorporated in Delaware, located at 527 Madison Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Original 13F HR (0001535264-15-000058) filed in 2015.05.08
#
Name
Shares
Value ($)
%
Options
Notes
101 Summit Corporations plc 938,086 2,204 0.30%
102 BioTelemetry Inc 250,182 2,214 0.31%
103 OneSource Annuity Janus Aspen 3,000,000 2,250 0.31%
104 Marinus Pharmaceuticals Inc 267,337 2,403 0.33%
105 ORAMED 409,316 2,607 0.36%
106 NETLIST INC 4,587,053 2,660 0.37%
107 SANGAMO THERAPEUTICS INCORPORATED 172,200 2,700 0.37%
108 Hamilton Thorne, Ltd.(Canada) 9,756,544 2,772 0.38%
109 INTELLICHECK MOBILISA INC 1,985,022 3,077 0.43%
110 Ipass Inc 2,979,509 3,158 0.44%
111 INFUSYSTEM HLDGS INC 1,173,102 3,179 0.44%
112 IRADIMED CORP 210,285 3,203 0.44%
113 NOVAVAX INC COM 400,000 3,308 0.46%
114 SPARK NETWORKS INC 841,088 3,398 0.47%
115 NTN Buzztime, Inc. 8,143,115 3,420 0.47%
116 Cellectar Biosciences @4.68 8/ 1,142,368 3,553 0.49%
117 ORION GROUP HLDGS INC COM 408,056 3,615 0.50%
118 Amber Road Inc 391,116 3,618 0.50%
119 SEQUANS COMMUNICATIONS S A 2,201,190 3,698 0.51%
120 OneSource Annuity Janus Aspen 727,272 3,745 0.52%
121 DIXIE GROUP INC CL A 425,945 3,855 0.53%
122 Support.Com Inc 2,488,120 3,881 0.54%
123 FUELCELL ENERGY INC COM 3,184,885 3,981 0.55%
124 VERASTEM INC 400,000 4,068 0.56%
125 SMART TECHNOLOGIES INC 3,483,053 4,249 0.59%
126 IZEA Inc. (F4) 10,857,144 4,343 0.60%
127 LIGHTBRIDGE CORP 3,508,789 4,351 0.60%
128 CVD Equipment Corp 338,466 4,667 0.65%
129 SUCAMPO PHARMACEUTICALS INCORPORATED CLASS A 300,000 4,668 0.65%
130 CHANNELADVISOR CORP COM 500,277 4,848 0.67%
131 Quantum Fuel Systems Tech Worl 1,849,604 4,938 0.68%
132 OPKO HEALTH INC 350,000 4,959 0.69%
133 Selectica, Inc. 768,569 4,996 0.69%
134 CTPartners Executive Search Inc 1,025,921 5,140 0.71%
135 AMTECH SYS INC 479,226 5,358 0.74%
136 AVINGER INC 500,000 5,545 0.77%
137 PRESBIA PLC 752,781 5,563 0.77%
138 ARDMORE SHIPPING CORP COM 554,710 5,586 0.77%
139 SYNERGETICS USA INC 1,036,727 5,588 0.77%
140 GeneNews, Ltd. (Canada) (CF) 10,028,553 5,618 0.78%
141 STREAMLINE HEALTH SOLUTIONS COM 1,609,318 5,745 0.79%
142 PACIRA PHARMACEUTICALS INC 70,018 6,221 0.86%
143 WAFERGEN BIO-SYSTEMS INC 1,400,000 6,342 0.88%
144 SEACHANGE INTL INC 834,485 6,551 0.91%
145 ARGOS THERAPEUTICS INC 750,000 6,682 0.92%
146 FIVE PRIME THERAPEUTICS INC 300,000 6,855 0.95%
147 Zafgen Inc. 174,398 6,908 0.96%
148 REPLIGEN CORP COM 230,000 6,983 0.97%
149 Carbon Natural Gas Company 10,888,889 7,078 0.98%
150 Arrowhead Pharma Inc 1,053,031 7,124 0.99%
Page 3 of 4