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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001140361-16-053106) filed in 2016.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 12,500 2,548 1.62% Put
2 ITC HOLDINGS 45,200 1,774 1.13% Call
3 CONSOLIDATED TOMOKA LD CO 24,485 1,291 0.82%
4 MCKESSON CORP 6,243 1,231 0.78%
5 LYONDELLBASELL INDUSTRIES N 13,254 1,152 0.73%
6 EXTREME NETWORKS INC 278,729 1,137 0.72%
7 ARGAN INC 34,721 1,125 0.72%
8 SYNOPSYS INC 24,502 1,118 0.71%
9 ALPHABET INC 1,403 1,092 0.70%
10 RYANAIR HLDGS PLC 12,406 1,073 0.68%
11 SHUTTERFLY INC 23,207 1,034 0.66%
12 FIDELITY NATL INFORMATION SV 16,412 995 0.63%
13 VALIDUS HOLDINGS LTD 25,075 982 0.63%
14 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 41,757 926 0.59%
15 ACCUSHARES COMMODITIES TR I 99,503 925 0.59%
16 GOODYEAR TIRE & RUBR CO 26,811 874 0.56%
17 DELAWARE ENHANCED GBL DIV & 93,486 867 0.55%
18 ASPEN INSURANCE HOLDINGS LTD 17,428 842 0.54%
19 ALLIED WRLD ASSUR COM HLDG A 22,607 841 0.54%
20 LEVEL 3 COMM 15,401 837 0.53%
21 FIRST REP BK SAN FRANCISCO C 12,562 828 0.53%
22 AMERICAN EQTY INVT LIFE HLD CO COM 34,123 820 0.52%
23 LAM RESEARCH CORP 10,150 806 0.51%
24 ITC HOLDINGS 20,400 801 0.51% Put
25 ARAMARK 24,800 800 0.51%
26 BORGWARNER INC 18,000 778 0.50% Call
27 WEX INC 8,800 778 0.50% Call
28 DUKE ENERGY CORP NEW 10,893 778 0.50%
29 AV HOMES INC 60,494 775 0.49%
30 Red Lion Hotels 109,141 765 0.49%
31 KORN FERRY COM NEW 22,840 758 0.48%
32 TWENTY FIRST CENTY FOX INC 27,523 748 0.48%
33 EASTERLY GOVT PPTYS INC 43,160 741 0.47%
34 ZAYO GROUP HOLDINGS 27,776 739 0.47%
35 SPDR SERIES TRUST 16,894 730 0.47%
36 VALIDUS HOLDINGS LTD 15,616 723 0.46%
37 BAIDU INC 3,791 717 0.46%
38 EPLUS INC COM 7,659 714 0.46%
39 JPMORGAN CHASE & CO 10,795 708 0.45%
40 CALAMOS GBL DYN INCOME FUND COM 100,037 708 0.45%
41 KAR AUCTION SVCS INC 19,069 706 0.45%
42 PATRICK INDS INC 16,024 697 0.44%
43 YELP INC 23,779 685 0.44%
44 SENIOR HOUSING PROPERTIES TRUST 46,620 674 0.43%
45 OCLARO INC 192,464 670 0.43%
46 AIR PRODS & CHEMS INC 5,099 663 0.42%
47 AUTOZONE INC 875 649 0.41%
48 ANTERO RES CORP 29,408 641 0.41%
49 CONSTELLATION BRANDS INC 4,434 630 0.40%
50 EXPRESS SCRIPTS HLDG CO 7,137 624 0.40%
Page 1 of 10
New Holding filing (0001493152-17-007915) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 35,800 7,299 15.07% Put
2 PROSHARES TR II 10,000 7,098 14.65% Put
3 APPLE INC 50,000 5,263 10.87% Put
4 SELECT SECTOR SPDR TR 75,000 4,541 9.37% Call
5 ITC HOLDINGS 50,600 1,986 4.10% Call
6 BORGWARNER INC 27,500 1,189 2.45% Call
7 SPDR S&P 500 ETF TR 5,100 1,040 2.15% Put
8 BORGWARNER INC 22,900 990 2.04% Call
9 WEX INC 11,000 972 2.01% Call
10 LAS VEGAS SANDS CORP 19,700 864 1.78% Call
11 ITC HOLDINGS 20,900 820 1.69% Put
12 FACEBOOK INC 7,300 764 1.58% Put
13 Pandora Media Inc 56,600 759 1.57% Call
14 AMPHENOL CORP NEW 14,500 757 1.56% Call
15 ARM HOLDINGS PLC ADR 16,500 746 1.54% Call
16 Linear Technology Corp 17,500 743 1.53% Call
17 APPLE INC 7,000 737 1.52% Call
18 ALIBABA GROUP HLDG LTD 9,000 731 1.51% Put
19 DISNEY WALT CO 6,300 662 1.37% Call
20 TEXAS INSTRS INC 11,500 630 1.30% Put
21 ALPHABET INC 800 622 1.28% Put
22 SPDR S&P 500 ETF TR 3,000 612 1.26% Call
23 DOVER CORP 9,500 582 1.20% Call
24 SCRIPPS NETWORKS INTERACT IN 10,500 580 1.20% Call
25 TRIPADVISOR INC 6,800 580 1.20% Call
26 TECH DATA CORP 8,500 564 1.16% Call
27 EBAY INC 20,000 550 1.14% Call
28 TOTAL SYS SVCS INC 11,000 548 1.13% Call
29 JABIL INC COM 23,500 547 1.13% Call
30 GENERAC HLDGS INC 16,200 482 1.00% Put
31 XEROX CORP 60,000 420 0.87% Call
32 YELP INC 14,100 406 0.84% Call
33 VERISIGN INC 4,500 393 0.81% Call
34 TWITTER INC 16,900 391 0.81% Call
35 TRIMBLE INC 17,500 375 0.77% Call
36 AMC NETWORKS INC CL A 5,000 373 0.77% Call
37 ORACLE CORP 10,000 365 0.75% Call
38 VIPSHOP HLDGS LTD 23,800 363 0.75% Call
39 ISHARES TR 3,000 338 0.70% Call
40 TERRAFORM PWR INC CL A COM 21,100 265 0.55% Put
41 SUNOCO LP SUNOCO FIN CORP 5,700 226 0.47% Call
42 CANADIAN PAC RY LTD 1,660 212 0.44%
43 ENERPLUS CORP 15,720 54 0.11%
Restatement filing (0001493152-17-007913) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
51 ANTERO RES CORP 30,361 662 0.37%
52 AUTOZONE INC 885 657 0.37%
53 NVIDIA CORPORATION 19,804 653 0.37%
54 NAUTILUS INC 38,956 651 0.37%
55 DISCOVER FINL SVCS 12,084 648 0.37%
56 SAFETY INS GROUP INC COM 11,098 626 0.35%
57 DEL FRISCOS RESTAURANT GROUP COM 38,994 625 0.35%
58 TIME WARNER INC NEW 3,370 625 0.35%
59 FLY LEASING LIMITED SPONSORED ADR 45,555 622 0.35%
60 NEWS CORP CL A 46,285 618 0.35%
61 TRINET GROUP INC COM 31,906 617 0.35%
62 GILEAD SCIENCES INC 6,087 616 0.35%
63 CONSTELLATION BRANDS INC 4,317 615 0.35%
64 QTS RLTY TR INC 13,569 612 0.35%
65 MASTEC INC 35,175 611 0.34%
66 AUTONATION INC 10,116 604 0.34%
67 JPMORGAN CHASE & CO 9,153 604 0.34%
68 CRANE CO 12,517 599 0.34%
69 FEDEX CORP 4,009 597 0.34%
70 EXPRESS SCRIPTS HLDG CO 6,803 595 0.34%
71 SABRE CORP 21,121 591 0.33%
72 APPLE INC 5,539 583 0.33%
73 FIRST HORIZON CORPORATION COM 39,512 574 0.32%
74 Northstar Realty Fin REIT 33,276 567 0.32%
75 FANG HOLDINGS LTD 76,321 564 0.32%
76 DDR CORP 32,469 547 0.31%
77 ATLAS FINANCIAL HOLDINGS INC SHS NEW 27,033 538 0.30%
78 DARLING INGREDIENTS INC 49,571 521 0.29%
79 Lazard Glb Total Return & Income 39,580 518 0.29%
80 PIONEER NAT RES CO 4,113 516 0.29%
81 TERRAFORM PWR INC CL A COM 40,629 511 0.29%
82 BRANDYWINE RLTY TR 37,225 508 0.29%
83 YY INC 8,000 500 0.28%
84 YAHOO INC 15,000 499 0.28%
85 OWENS RLTY MTG INC 37,152 499 0.28%
86 XENIA HOTELS & RESORTS INC COM 32,480 498 0.28%
87 CHARLES RIV LABS INTL INC 6,190 498 0.28%
88 MAGNA INTL INC 12,242 497 0.28%
89 NEXTERA ENERGY INC 4,744 493 0.28%
90 PG&E CORP 9,178 488 0.28%
91 LIBERTY GLOBAL PLC 11,529 488 0.28%
92 SOLAREDGE TECHNOLOGIES INC 17,218 485 0.27%
93 ISHARES TR 4,400 484 0.27%
94 AKAMAI TECHNOLOGIES INC 9,136 481 0.27%
95 TRIMBLE INC 22,189 476 0.27%
96 VALMONT INDS INC 4,494 476 0.27%
97 TIME WARNER INC 7,356 476 0.27%
98 JACK IN THE BOX INC 6,196 475 0.27%
99 FIREEYE INC 22,919 475 0.27%
100 GREENBRIER COS INC 14,523 474 0.27%
Page 2 of 11
New Holding filing (0001493152-16-010684) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 13,731 1,546 4.68%
2 SPDR S&P 500 ETF TR 6,882 1,403 4.25%
3 EBAY INC 24,702 679 2.06%
4 APPLE INC 5,539 583 1.76%
5 FIRST HORIZON CORPORATION COM 39,512 574 1.74%
6 ISHARES TR 4,400 484 1.47%
7 TRIMBLE INC 22,189 476 1.44%
8 SPDR SER TR 11,203 470 1.42%
9 DISNEY WALT CO 4,417 464 1.40%
10 EXXON MOBIL CORP 5,942 463 1.40%
11 S&P GLOBAL INC 4,571 451 1.37%
12 ARISTA NETWORKS INC 5,540 431 1.30%
13 LEAR CORP 3,396 417 1.26%
14 ST JUDE MED INC 6,537 404 1.22%
15 CHEVRON CORP NEW 4,385 394 1.19%
16 AMGEN INC 2,243 364 1.10%
17 WAL-MART STORES INC 5,922 363 1.10%
18 CVR REFNG LP 18,509 350 1.06%
19 Pandora Media Inc 24,954 335 1.01%
20 VERIZON COMMUNICATIONS INC 7,170 331 1.00%
21 SYMANTEC CORP 15,751 331 1.00%
22 DARDEN RESTAURANTS INC 5,169 329 1.00%
23 ORACLE CORP 8,858 324 0.98%
24 NCI BLDG SYS INC 25,776 320 0.97%
25 CA INC 10,892 311 0.94%
26 HOME DEPOT INC 2,349 311 0.94%
27 MICROSOFT CORP 5,573 309 0.94%
28 SPDR GOLD TR 3,000 304 0.92%
29 OMEGA PROTEIN CORP COM 13,520 300 0.91%
30 CONCHO RESOURCES 3,086 287 0.87%
31 PITNEY BOWES INC 13,829 286 0.87%
32 WELLS FARGO & CO NEW 5,238 285 0.86%
33 ProShares TR 8,936 283 0.86%
34 CONOCOPHILLIPS 6,034 282 0.85%
35 AMERICAN VANGUARD CORP COM 20,146 282 0.85%
36 UNITED PARCEL SERVICE INC 2,909 280 0.85%
37 APOLLO SR FLOATING RATE FD INC COM 18,306 277 0.84%
38 QUIDEL CORP COM 12,959 275 0.83%
39 DOMINION ENERGY INC 3,896 264 0.80%
40 MSG NETWORK INC 12,509 260 0.79%
41 ROYAL CARIBBEAN GROUP 2,562 259 0.78%
42 TOWER INTL INC 9,063 259 0.78%
43 AMDOCS LTD 4,725 258 0.78%
44 PINNACLE WEST 3,958 255 0.77%
45 BROOKDALE SR LIVING INC 13,715 253 0.77%
46 DIAMONDBACK ENERGY INC 3,724 249 0.75%
47 AMAZON COM INC 365 247 0.75%
48 NU SKIN ENTERPRISES INC 6,498 246 0.74%
49 EQUINIX INC 812 246 0.74%
50 DIAMOND FOODS INC 6,246 241 0.73%
Page 1 of 3
Restatement filing (0001493152-16-010682) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
251 L BRANDS INC 2,577 247 0.17%
252 DECKERS OUTDOOR CORP 5,213 246 0.17%
253 SPECIAL OPPORTUNITIES FUND INC COM 18,639 246 0.17%
254 AIR LEASE CORP 7,307 245 0.17%
255 EMPLOYERS HOLDINGS INC 8,940 244 0.17%
256 COHEN STEERS REIT PFD 13,197 243 0.17%
257 EXFO INC 88,519 243 0.17%
258 FIRST TR STRATEGIC HIGH INC 21,829 243 0.17%
259 SPDR SERIES TRUST 4,728 242 0.17%
260 NAVIENT 20,923 240 0.17%
261 HORNBECK OFFSHORE SVCS IN 24,000 239 0.17%
262 MAXLINEAR INC COM 16,155 238 0.16%
263 WESTERN REFNG INC 6,665 237 0.16%
264 GULFPORT ENERGY CORP 9,451 232 0.16%
265 FIRST TR EXCHANGE TRADED FD 3,077 230 0.16%
266 HIBBETT INC COM 7,610 230 0.16%
267 Mueller Industries Inc 38,979 223 0.15%
268 Check Point Software Technologies Ltd 35,348 222 0.15%
269 DOW CHEM CO 4,287 221 0.15%
270 VIAVI SOLUTIONS INC 35,397 216 0.15%
271 ZAGG INCORPORATED 19,761 216 0.15%
272 ANTHEM INC 1,546 216 0.15%
273 Blackrock Multi-Sector Income Trust 13,675 216 0.15%
274 TEKLA WORLD HEALTHCARE FD 13,486 213 0.15%
275 VOYA RISK MANAGED NAT RES FD 38,781 212 0.15%
276 FIRSTENERGY CORP 6,653 211 0.15%
277 REGIONS FINANCIAL CORP NEW 21,839 210 0.15%
278 1347 PPTY INS HLDGS INC 27,503 210 0.15%
279 VANGUARD INDEX FDS 2,604 208 0.14%
280 VALEANT PHARMACEUTICALS INTL 2,033 207 0.14%
281 SPIRIT AIRLS INC 5,165 206 0.14%
282 CRAWFORD & CO 38,858 206 0.14%
283 BUILD A BEAR WORKSHOP COM 16,630 204 0.14%
284 CROWN MEDIA HLDGS INC 36,129 203 0.14%
285 CAESARSTONE LTD 4,690 203 0.14%
286 QEP RES INC 14,807 198 0.14%
287 STAPLES INC 20,668 196 0.14%
288 UNITED ONLINE INC 16,568 195 0.14%
289 WABASH NATL CORP 16,282 193 0.13%
290 NRG YIELD INC 13,096 193 0.13%
291 Casella Waste SYS 32,328 193 0.13%
292 VASCO DATA SEC INTL INC 11,471 192 0.13%
293 RICHARDSON ELECTRS LTD 33,154 188 0.13%
294 ADAM NAT RES FD INC 10,602 188 0.13%
295 XTERA COMMUNICATIONS INC 41,825 188 0.13%
296 CHEETAH MOBILE INC 11,700 187 0.13%
297 SPECTRANETICS CORP 12,250 184 0.13%
298 BLACKSTONE GSO LNG SHRT CR I 13,612 183 0.13%
299 RIGHTSIDE GROUP LTD 22,087 183 0.13%
300 ATTUNITY LTD 16,422 181 0.13%
Page 6 of 8