| 1 |
RELATIVE VALUE PARTNERS GROUP, LLC |
2,348,600 |
31,002,000 |
51.48% |
|
|
| 2 |
SIT INVESTMENT ASSOCIATES INC |
438,323 |
5,786,000 |
9.61% |
|
|
| 3 |
Ancora Advisors LLC |
353,576 |
4,667,000 |
7.75% |
|
|
| 4 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
291,852 |
3,852,000 |
6.40% |
|
|
| 5 |
CSS LLC/IL |
214,527 |
2,832,000 |
4.70% |
|
|
| 6 |
Horizon Kinetics LLC |
165,426 |
2,184,000 |
3.63% |
|
|
| 7 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
137,786 |
1,819,000 |
3.02% |
|
|
| 8 |
MORGAN STANLEY |
111,551 |
1,472,000 |
2.44% |
|
|
| 9 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
110,805 |
1,463,000 |
2.43% |
|
|
| 10 |
Thomas J. Herzfeld Advisors, Inc. |
91,772 |
1,211,000 |
2.01% |
|
|
| 11 |
Shaker Financial Services, LLC |
87,700 |
1,158,000 |
1.92% |
|
|
| 12 |
ANCORA PRIVATE WEALTH ADVISORS, LLC |
30,219 |
399,000 |
0.66% |
|
|
| 13 |
WELLS FARGO & COMPANY/MN |
25,168 |
332,000 |
0.55% |
|
|
| 14 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
23,726 |
313,000 |
0.52% |
|
|
| 15 |
MSI Financial Services Inc |
21,250 |
281,000 |
0.47% |
|
|
| 16 |
BOOTHBAY FUND MANAGEMENT, LLC |
18,639 |
246,000 |
0.41% |
|
|
| 17 |
NWAM LLC |
17,369 |
229,000 |
0.38% |
|
|
| 18 |
IFP ADVISORS, INC |
12,468 |
165,000 |
0.27% |
|
|
| 19 |
LPL Financial LLC |
12,310 |
161,000 |
0.27% |
|
|
| 20 |
Commonwealth Equity Services, Inc |
11,458 |
151,000 |
0.25% |
|
|
| 21 |
UBS Group AG |
11,327 |
149,000 |
0.25% |
|
|
| 22 |
FIRST MANHATTAN CO. LLC. |
9,435 |
124,000 |
0.21% |
|
|
| 23 |
AMERICAN INTERNATIONAL GROUP, INC. |
5,417 |
72,000 |
0.12% |
|
|
| 24 |
ROYAL BANK OF CANADA |
2,629 |
34,000 |
0.06% |
|
|
| 25 |
Chicago Partners Investment Group LLC |
2,361 |
31,000 |
0.05% |
|
|
| 26 |
BANK OF AMERICA CORP /DE/ |
1,892 |
25,000 |
0.04% |
|
|
| 27 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
1,759 |
23,000 |
0.04% |
|
|
| 28 |
THRIVENT FINANCIAL FOR LUTHERANS |
1,594 |
21,000 |
0.03% |
|
|
| 29 |
Creative Planning |
945 |
12,000 |
0.02% |
|
|
| 30 |
Tower Research Capital LLC (TRC) |
266 |
4,000 |
0.01% |
|
|
