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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001140361-16-053106) filed in 2016.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 12,500 2,548 1.62% Put
2 ITC HOLDINGS 45,200 1,774 1.13% Call
3 CONSOLIDATED TOMOKA LD CO 24,485 1,291 0.82%
4 MCKESSON CORP 6,243 1,231 0.78%
5 LYONDELLBASELL INDUSTRIES N 13,254 1,152 0.73%
6 EXTREME NETWORKS INC 278,729 1,137 0.72%
7 ARGAN INC 34,721 1,125 0.72%
8 SYNOPSYS INC 24,502 1,118 0.71%
9 ALPHABET INC 1,403 1,092 0.70%
10 RYANAIR HLDGS PLC 12,406 1,073 0.68%
11 SHUTTERFLY INC 23,207 1,034 0.66%
12 FIDELITY NATL INFORMATION SV 16,412 995 0.63%
13 VALIDUS HOLDINGS LTD 25,075 982 0.63%
14 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 41,757 926 0.59%
15 ACCUSHARES COMMODITIES TR I 99,503 925 0.59%
16 GOODYEAR TIRE & RUBR CO 26,811 874 0.56%
17 DELAWARE ENHANCED GBL DIV & 93,486 867 0.55%
18 ASPEN INSURANCE HOLDINGS LTD 17,428 842 0.54%
19 ALLIED WRLD ASSUR COM HLDG A 22,607 841 0.54%
20 LEVEL 3 COMM 15,401 837 0.53%
21 FIRST REP BK SAN FRANCISCO C 12,562 828 0.53%
22 AMERICAN EQTY INVT LIFE HLD CO COM 34,123 820 0.52%
23 LAM RESEARCH CORP 10,150 806 0.51%
24 ITC HOLDINGS 20,400 801 0.51% Put
25 ARAMARK 24,800 800 0.51%
26 BORGWARNER INC 18,000 778 0.50% Call
27 WEX INC 8,800 778 0.50% Call
28 DUKE ENERGY CORP NEW 10,893 778 0.50%
29 AV HOMES INC 60,494 775 0.49%
30 Red Lion Hotels 109,141 765 0.49%
31 KORN FERRY COM NEW 22,840 758 0.48%
32 TWENTY FIRST CENTY FOX INC 27,523 748 0.48%
33 EASTERLY GOVT PPTYS INC 43,160 741 0.47%
34 ZAYO GROUP HOLDINGS 27,776 739 0.47%
35 SPDR SERIES TRUST 16,894 730 0.47%
36 VALIDUS HOLDINGS LTD 15,616 723 0.46%
37 BAIDU INC 3,791 717 0.46%
38 EPLUS INC COM 7,659 714 0.46%
39 JPMORGAN CHASE & CO 10,795 708 0.45%
40 CALAMOS GBL DYN INCOME FUND COM 100,037 708 0.45%
41 KAR AUCTION SVCS INC 19,069 706 0.45%
42 PATRICK INDS INC 16,024 697 0.44%
43 YELP INC 23,779 685 0.44%
44 SENIOR HOUSING PROPERTIES TRUST 46,620 674 0.43%
45 OCLARO INC 192,464 670 0.43%
46 AIR PRODS & CHEMS INC 5,099 663 0.42%
47 AUTOZONE INC 875 649 0.41%
48 ANTERO RES CORP 29,408 641 0.41%
49 CONSTELLATION BRANDS INC 4,434 630 0.40%
50 EXPRESS SCRIPTS HLDG CO 7,137 624 0.40%
Page 1 of 10
New Holding filing (0001493152-17-007915) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 35,800 7,299 15.07% Put
2 PROSHARES TR II 10,000 7,098 14.65% Put
3 APPLE INC 50,000 5,263 10.87% Put
4 SELECT SECTOR SPDR TR 75,000 4,541 9.37% Call
5 ITC HOLDINGS 50,600 1,986 4.10% Call
6 BORGWARNER INC 27,500 1,189 2.45% Call
7 SPDR S&P 500 ETF TR 5,100 1,040 2.15% Put
8 BORGWARNER INC 22,900 990 2.04% Call
9 WEX INC 11,000 972 2.01% Call
10 LAS VEGAS SANDS CORP 19,700 864 1.78% Call
11 ITC HOLDINGS 20,900 820 1.69% Put
12 FACEBOOK INC 7,300 764 1.58% Put
13 Pandora Media Inc 56,600 759 1.57% Call
14 AMPHENOL CORP NEW 14,500 757 1.56% Call
15 ARM HOLDINGS PLC ADR 16,500 746 1.54% Call
16 Linear Technology Corp 17,500 743 1.53% Call
17 APPLE INC 7,000 737 1.52% Call
18 ALIBABA GROUP HLDG LTD 9,000 731 1.51% Put
19 DISNEY WALT CO 6,300 662 1.37% Call
20 TEXAS INSTRS INC 11,500 630 1.30% Put
21 ALPHABET INC 800 622 1.28% Put
22 SPDR S&P 500 ETF TR 3,000 612 1.26% Call
23 DOVER CORP 9,500 582 1.20% Call
24 SCRIPPS NETWORKS INTERACT IN 10,500 580 1.20% Call
25 TRIPADVISOR INC 6,800 580 1.20% Call
26 TECH DATA CORP 8,500 564 1.16% Call
27 EBAY INC 20,000 550 1.14% Call
28 TOTAL SYS SVCS INC 11,000 548 1.13% Call
29 JABIL INC COM 23,500 547 1.13% Call
30 GENERAC HLDGS INC 16,200 482 1.00% Put
31 XEROX CORP 60,000 420 0.87% Call
32 YELP INC 14,100 406 0.84% Call
33 VERISIGN INC 4,500 393 0.81% Call
34 TWITTER INC 16,900 391 0.81% Call
35 TRIMBLE INC 17,500 375 0.77% Call
36 AMC NETWORKS INC CL A 5,000 373 0.77% Call
37 ORACLE CORP 10,000 365 0.75% Call
38 VIPSHOP HLDGS LTD 23,800 363 0.75% Call
39 ISHARES TR 3,000 338 0.70% Call
40 TERRAFORM PWR INC CL A COM 21,100 265 0.55% Put
41 SUNOCO LP SUNOCO FIN CORP 5,700 226 0.47% Call
42 CANADIAN PAC RY LTD 1,660 212 0.44%
43 ENERPLUS CORP 15,720 54 0.11%
Restatement filing (0001493152-17-007913) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
101 JOHNSON & JOHNSON 4,583 471 0.27%
102 SPDR SER TR 11,203 470 0.27%
103 DIVERSIFIED REAL ASSET INC F 30,091 467 0.26%
104 DANAHER CORP DEL 5,022 466 0.26%
105 SUNTRUST BKS INC 10,868 466 0.26%
106 DISNEY WALT CO 4,417 464 0.26%
107 EXXON MOBIL CORP 5,942 463 0.26%
108 APOLLO TACTICAL INCOME FD INCORPORATED 33,366 463 0.26%
109 BOULDER GROWTH & INCOME FUND COM 59,681 462 0.26%
110 VANTIV INC 9,729 461 0.26%
111 AECOM 15,296 459 0.26%
112 CITIGROUPINC 8,865 459 0.26%
113 INFINITY PROPERTY & CASUALTY CORP 5,540 456 0.26%
114 MVC CAPITAL INC 61,264 452 0.25%
115 S&P GLOBAL INC 4,571 451 0.25%
116 INVESCO LTD 13,369 448 0.25%
117 AIRMEDIA GROUP INC 80,000 447 0.25%
118 HEWLETT PACKARD ENTERPRISE C 28,961 440 0.25%
119 SELECT COMFORT CORP 20,364 436 0.25%
120 SILVER BAY RLTY TR CORP 27,800 435 0.25%
121 UNITED CONTL HLDGS INC 7,591 435 0.25%
122 E-Commerce China Dangdang, Inc. Sponsored ADR Class A 60,000 431 0.24%
123 ARISTA NETWORKS INC 5,540 431 0.24%
124 TOLL BROTHERS INC 12,813 427 0.24%
125 NIKE INC 6,835 427 0.24%
126 EOG RES INC 5,971 423 0.24%
127 AVENUE INCOME 36,935 419 0.24%
128 LEAR CORP 3,396 417 0.24%
129 DELPHI AUTOMOTIVE PLC 4,864 417 0.24%
130 SCHLUMBERGER LTD 5,962 416 0.23%
131 CORE LABORATORIES N V 3,814 415 0.23%
132 STARZ SERIES A 12,269 411 0.23%
133 FCB FINL HLDGS INC CL A 11,415 409 0.23%
134 SPDR SERIES TRUST 11,977 409 0.23%
135 AMERICAN TOWER CORP NEW 4,206 408 0.23%
136 ST JUDE MED INC 6,537 404 0.23%
137 B/E AEROSPACE INC 9,512 403 0.23%
138 ROYCE MICRO CAP TR INC 55,092 400 0.23%
139 MGP INGREDIENTS INC NEW COM 15,426 400 0.23%
140 SEMPRA ENERGY 4,252 400 0.23%
141 ALLOT COMMUNICATIONS LTD 67,791 395 0.22%
142 CHEVRON CORP NEW 4,385 394 0.22%
143 GENERAL MTRS CO 11,538 392 0.22%
144 GARMIN LTD 10,543 392 0.22%
145 HANESBRANDS INC 13,287 391 0.22%
146 KEYCORP 29,605 390 0.22%
147 HALLIBURTON CO 11,409 388 0.22%
148 FLAGSTAR BANCORP INC 16,780 388 0.22%
149 FRESH MKT INC 16,499 386 0.22%
150 GAMESTOP CORP NEW 13,746 385 0.22%
Page 3 of 11
New Holding filing (0001493152-16-010684) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 13,731 1,546 4.68%
2 SPDR S&P 500 ETF TR 6,882 1,403 4.25%
3 EBAY INC 24,702 679 2.06%
4 APPLE INC 5,539 583 1.76%
5 FIRST HORIZON CORPORATION COM 39,512 574 1.74%
6 ISHARES TR 4,400 484 1.47%
7 TRIMBLE INC 22,189 476 1.44%
8 SPDR SER TR 11,203 470 1.42%
9 DISNEY WALT CO 4,417 464 1.40%
10 EXXON MOBIL CORP 5,942 463 1.40%
11 S&P GLOBAL INC 4,571 451 1.37%
12 ARISTA NETWORKS INC 5,540 431 1.30%
13 LEAR CORP 3,396 417 1.26%
14 ST JUDE MED INC 6,537 404 1.22%
15 CHEVRON CORP NEW 4,385 394 1.19%
16 AMGEN INC 2,243 364 1.10%
17 WAL-MART STORES INC 5,922 363 1.10%
18 CVR REFNG LP 18,509 350 1.06%
19 Pandora Media Inc 24,954 335 1.01%
20 VERIZON COMMUNICATIONS INC 7,170 331 1.00%
21 SYMANTEC CORP 15,751 331 1.00%
22 DARDEN RESTAURANTS INC 5,169 329 1.00%
23 ORACLE CORP 8,858 324 0.98%
24 NCI BLDG SYS INC 25,776 320 0.97%
25 CA INC 10,892 311 0.94%
26 HOME DEPOT INC 2,349 311 0.94%
27 MICROSOFT CORP 5,573 309 0.94%
28 SPDR GOLD TR 3,000 304 0.92%
29 OMEGA PROTEIN CORP COM 13,520 300 0.91%
30 CONCHO RESOURCES 3,086 287 0.87%
31 PITNEY BOWES INC 13,829 286 0.87%
32 WELLS FARGO & CO NEW 5,238 285 0.86%
33 ProShares TR 8,936 283 0.86%
34 CONOCOPHILLIPS 6,034 282 0.85%
35 AMERICAN VANGUARD CORP COM 20,146 282 0.85%
36 UNITED PARCEL SERVICE INC 2,909 280 0.85%
37 APOLLO SR FLOATING RATE FD INC COM 18,306 277 0.84%
38 QUIDEL CORP COM 12,959 275 0.83%
39 DOMINION ENERGY INC 3,896 264 0.80%
40 MSG NETWORK INC 12,509 260 0.79%
41 ROYAL CARIBBEAN GROUP 2,562 259 0.78%
42 TOWER INTL INC 9,063 259 0.78%
43 AMDOCS LTD 4,725 258 0.78%
44 PINNACLE WEST 3,958 255 0.77%
45 BROOKDALE SR LIVING INC 13,715 253 0.77%
46 DIAMONDBACK ENERGY INC 3,724 249 0.75%
47 AMAZON COM INC 365 247 0.75%
48 NU SKIN ENTERPRISES INC 6,498 246 0.74%
49 EQUINIX INC 812 246 0.74%
50 DIAMOND FOODS INC 6,246 241 0.73%
Page 1 of 3
Restatement filing (0001493152-16-010682) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
351 BLACKROCK ENHANCED EQT DIV T 12,538 95 0.07%
352 EARTHLINK HOLDINGS ORD 12,733 95 0.07%
353 ENVIRI CORP COM 12,033 95 0.07%
354 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 16,110 93 0.06%
355 Marinus Pharmaceuticals Inc 11,261 86 0.06%
356 MONEYGRAM INTL INC COM NEW 13,064 82 0.06%
357 SIBANYE STILLWATER 12,910 79 0.05%
358 AVIANCA HLDGS SA 17,665 75 0.05%
359 RIGEL PHARMACEUTICAL INC 24,568 74 0.05%
360 Mizuho Financial Group 17,386 70 0.05%
361 MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR 11,191 70 0.05%
362 VIMPELCOM LTD 20,663 68 0.05%
363 VIRNETX HLDG CORP 26,027 67 0.05%
364 ULTRA CLEAN HLDGS INC 12,356 63 0.04%
365 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 40,278 63 0.04%
366 ITT Educational Services Inc 14,884 56 0.04%
367 VAALCO ENERGY INC 34,300 55 0.04%
368 GENWORTH FINL INC 14,115 53 0.04%
369 ASTROTECH CORP 33,784 52 0.04%
370 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 10,069 48 0.03%
371 API TECHNOLOGIES CORP 33,533 46 0.03%
372 KCAP FINL INC 11,235 46 0.03%
373 SEADRILL LIMITED 13,363 45 0.03%
374 TRANSGLOBE ENERGY CORP 21,764 39 0.03%
375 LIMELIGHT NETWORKS INC COM 20,636 30 0.02%
376 EQUUS TOTAL RETURN INC 17,015 30 0.02%
377 COEUR MNG INC 11,203 28 0.02%
378 VIVUS INC 26,480 27 0.02%
379 CIVEO CORP CDA 17,090 24 0.02%
380 Rubicon Technology 21,260 24 0.02%
381 GALECTIN THERAPEUTICS INC COM 12,670 21 0.01%
382 WI-LAN INC 11,409 15 0.01%
383 CUMULUS MEDIA INC 30,000 10 0.01%
Page 8 of 8