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Institutional Investment Manager
ALETHEA CAPITAL MANAGEMENT, LLC
ALETHEA CAPITAL MANAGEMENT, LLC (CIK: 0001549408) incorporated in California, located at 6384 Montez Villa Rd, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001221073-16-000220) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 iShares Mortgage Real Estate C 107,581 1,131 1.57%
2 WYNN RESORTS LTD 22,367 2,179 3.02%
3 WHIRLPOOL CORP 2,876 466 0.65%
4 WEYERHAEUSER CO 44,138 1,410 1.96%
5 WESTERN ASSET HIGH INCOME OP 114,755 580 0.80%
6 WESTERN ASSET HIGH INCM FD I 26,585 191 0.26%
7 WASTE MGMT INC DEL 9,000 574 0.80%
8 VENTAS INC 28,147 1,988 2.76%
9 SYSCO CORP 12,703 623 0.86%
10 SYNGENTA AG 22,481 1,969 2.73%
11 SPECTRUM PHARMACEUTICALS INC COM 24,577 115 0.16%
12 SPDR S&P 500 ETF TR 1,501 324 0.45%
13 POWERSHARES ETF TRUST II 30,598 710 0.99%
14 PFIZER INC 72,984 2,472 3.43%
15 ONEOK INC NEW 43,312 2,226 3.09%
16 NUVEEN CALIFORNIA AMT QLT MU 13,888 231 0.32%
17 NEURALSTEM INC COM 2,137,061 684 0.95%
18 NAVIENT 168,006 2,431 3.37%
19 MURPHY OIL 52,952 1,610 2.23%
20 MOTOROLA SOLUTIONS INC 31,321 2,389 3.31%
21 MICROSOFT CORP 13,588 581 0.81%
22 MERCK & CO INC 8,258 453 0.63%
23 MEDTRONIC PLC 7,000 605 0.84%
24 MCDONALDS CORP 17,105 1,973 2.74%
25 LOCKHEED MARTIN CORP 8,257 1,979 2.75%
26 KURA ONCOLOGY INC 64,300 402 0.56%
27 KIMBERLY CLARK CORP 6,200 782 1.08%
28 KELLOGG CO 3,500 271 0.38%
29 JPMORGAN CHASE & CO 4,000 266 0.37%
30 ISHARES TR 13,003 660 0.92%
31 ISHARES TR 3,244 939 1.30%
32 ISHARES 7-10 YEAR TREASURY BOND ETF 3,741 419 0.58%
33 ISHARES 20 YEAR TREASURY BOND ETF 1,710 235 0.33%
34 IRON MTN INC NEW 51,483 1,932 2.68%
35 ILLINOIS TOOL WKS INC 3,100 372 0.52%
36 HONEYWELL INTL INC 8,700 1,014 1.41%
37 HOME DEPOT INC 16,675 2,069 2.87%
38 GRAINGER W W INC 5,899 1,326 1.84%
39 EXTRA SPACE STORAGE INC 14,045 1,115 1.55%
40 EDISON INTL 26,652 1,926 2.67%
41 EATON VANCE LTD DURATION INC 32,097 440 0.61%
42 EATON VANCE CALIF MUN BD FD 37,840 513 0.71%
43 EATON CORP PLC 7,500 493 0.68%
44 EASTMAN CHEM CO 30,158 2,041 2.83%
45 DOW CHEM CO 22,369 1,102 1.53%
46 DOUBLELINE OPPORTUNISTIC CR 30,201 776 1.08%
47 DISNEY WALT CO 9,401 873 1.21%
48 DISCOVER FINL SVCS 25,702 1,453 2.02%
49 DELAWARE ENHANCED GBL DIV & 125,075 1,266 1.76%
50 CUMMINS INC 3,500 449 0.62%
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