| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Aviance Capital Partners, LLC | 49,050 | 1,378,796 | 51.24% | ||
| 2 | Carroll Financial Associates, Inc. | 13,000 | 365,000 | 13.56% | ||
| 3 | MORGAN STANLEY | 12,338 | 347,000 | 12.89% | ||
| 4 | B. Riley Wealth Advisors, Inc. | 9,462 | 266,000 | 9.88% | ||
| 5 | AMERICAN INTERNATIONAL GROUP, INC. | 8,050 | 226,286 | 8.41% | ||
| 6 | UBS AG | 1,800 | 51,000 | 1.90% | ||
| 7 | TCI Wealth Advisors, Inc. | 1,132 | 32,000 | 1.19% | ||
| 8 | MACROVIEW INVESTMENT MANAGEMENT LLC | 350 | 10,000 | 0.37% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 350 | 10,000 | 0.37% | ||
| 10 | MSI Financial Services Inc | 174 | 5,000 | 0.19% | ||
| 11 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
