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Institutional Investment Manager
LMR Partners LLP
LMR Partners LLP (CIK: 0001578621), located at 9th Floor, Devonshire House, London, X0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001578621-16-000009) filed in 2016.07.28
#
Name
Shares
Value ($)
%
Options
Notes
851 Senomyx Inc 7,869 22 0.00%
852 HARTE-HANKS INC 13,820 22 0.00%
853 BRAVO BRIO RESTAURANT GROUP COM 2,722 22 0.00%
854 AMSURG CORP 286 22 0.00%
855 BLACK DIAMOND INC 4,992 21 0.00%
856 GENOCEA BIOSCIENCES INC 5,090 21 0.00%
857 ENERGY FUELS INC 9,197 21 0.00%
858 TRANSATLANTIC PETROLEUM LTD 25,017 21 0.00%
859 CORMEDIX INCORPORATED 10,424 21 0.00%
860 CIBER INC 14,100 21 0.00%
861 Basic Energy Services 12,217 21 0.00%
862 PENDRELL CORP 41,484 21 0.00%
863 BIODELIVERY SCIENCES INTL IN 8,390 20 0.00%
864 ASSEMBLY BIOSCIENCES INC 3,602 20 0.00%
865 C D I CORP 3,320 20 0.00%
866 INTREPID POTASH INC 13,165 19 0.00%
867 SEQUENOM INC 21,190 19 0.00%
868 GOLDEN OCEAN GROUP LTD 26,907 18 0.00%
869 HARVARD BIOSCIENCE INC 6,256 18 0.00%
870 CTI BIOPHARMA 54,061 18 0.00%
871 CATALYST PHARMACEUTICALS INC 25,869 18 0.00%
872 SAFE BULKERS INC 15,948 17 0.00%
873 VOLT INFORMATION SCIENCES IN 2,746 16 0.00%
874 QUANTUM CORP COM DSSG 38,405 16 0.00%
875 NORTH ATLANTIC DRILLING LTD 2,437 16 0.00%
876 CASTLE BRANDS INC COM 19,904 15 0.00%
877 FIBROCELL SCIENCE INC 13,271 15 0.00%
878 Violin Memory, Inc. 16,408 15 0.00%
879 Sizmek Inc 6,362 15 0.00%
880 EVINE LIVE INC 9,292 15 0.00%
881 PEREGRINE PHARMACEUTICALS IN 41,846 15 0.00%
882 CHRISTOPHER & BANKS CORP 6,647 15 0.00%
883 NORDIC AMERICAN OFFSHORE LTD 2,993 14 0.00%
884 XOMA CORP DEL 26,253 14 0.00%
885 NORTHWEST BIOTHERAPEUTICS 23,618 14 0.00%
886 HALLADOR ENERGY COMPANY 3,126 14 0.00%
887 Fenix Parts Inc 3,287 13 0.00%
888 OREXIGEN THERAPEUTICS INC COM 29,404 13 0.00%
889 MARIN SOFTWARE INC 5,630 13 0.00%
890 RENTECH INC 5,372 13 0.00%
891 ENPHASE ENERGY INC 6,467 13 0.00%
892 AUDIOVOX CORP CL A 4,618 13 0.00%
893 CALITHERA BIOSCIENCES INCORPORATED 3,352 12 0.00%
894 IMATION CORP 9,400 12 0.00%
895 THRESHOLD PHARMACEUTICAL INC 18,428 12 0.00%
896 Novatel Wireless Inc 7,052 11 0.00%
897 ACCURIDE CORP NEW 9,117 11 0.00%
898 REX ENERGY CORPORATION 16,400 11 0.00%
899 AFFIMED N V COM 4,414 11 0.00%
900 DIGITAL TURBINE INC 10,732 11 0.00%
Page 18 of 19
Restatement filing (0001578621-16-000011) filed in 2016.11.04
#
Name
Shares
Value ($)
%
Options
Notes
801 DIGITAL TURBINE INC 35,927 38 0.01%
802 NORTHERN OIL & GAS INC NEV 8,174 38 0.01%
803 ACCURIDE CORP NEW 30,524 38 0.01%
804 AFFIMED N V COM 14,779 37 0.01%
805 UNILIFE CORP 10,855 36 0.01%
806 COMMERCIAL VEH GROUP INC 7,019 36 0.01%
807 Novatel Wireless Inc 23,608 36 0.01%
808 ALIMERA SCIENCES INC 29,668 36 0.01%
809 REX ENERGY CORPORATION 54,906 36 0.01%
810 CLOUD PEAK ENERGY INC COM 17,489 36 0.01%
811 Essendant Inc Com 2,438 36 0.01%
812 VIVUS INC 31,636 35 0.01%
813 ROCKET FUEL INC 15,767 35 0.01%
814 THIRD PT REINS LTD 2,998 35 0.01%
815 Navidea Biopharm Inc 65,222 35 0.01%
816 HALCON RESOURCES CORP 70,456 33 0.01%
817 ARALEZ PHARMACEUTICALS INC 10,102 33 0.01%
818 CAPITOL FEDERAL FINANCIAL IN 2,316 32 0.00%
819 Gastar Exploration, Ltd. 29,522 32 0.00%
820 CASCADIAN THERAPEUTICS INC 33,452 32 0.00%
821 SLM CORP 5,081 31 0.00%
822 SKULLCANDY INC 5,126 31 0.00%
823 EVERI HLDGS INC 26,016 30 0.00%
824 STONEGATE MTG CORP 8,994 30 0.00%
825 NAVIOS MARITIME HOLDINGS INC 36,490 30 0.00%
826 AEGERION PHARMACEUTICALS INC 19,995 30 0.00%
827 UNIVERSAL TECHNICAL INST INC 12,669 29 0.00%
828 KERYX BIOPHARMACEUTICALS INCORPORATED 4,330 29 0.00%
829 NEW YORK TIMES CO 2,363 29 0.00%
830 LANTHEUS HLDGS INC 7,819 29 0.00%
831 EURONAV NV ANTWERPEN 3,057 28 0.00%
832 MODUSLINK GLOBAL SOLUTIONS INC 22,553 28 0.00%
833 SEACHANGE INTL INC 8,382 27 0.00%
834 DICERNA PHARMACEUTICALS INC 9,053 27 0.00%
835 PHOENIX NEW MEDIA LTD 7,404 27 0.00%
836 CUMULUS MEDIA INC 87,447 27 0.00%
837 Internap Network Services Corp 12,902 27 0.00%
838 GLOBALSTAR INC 21,933 27 0.00%
839 WALTER INVT MGMT CORP 9,828 27 0.00%
840 CLIFFS NAT RES INC 4,661 26 0.00%
841 APPROACH RESOURCES INC 12,320 26 0.00%
842 FOAMIX PHARMACEUTICALS LTD 4,048 26 0.00%
843 GLU MOBILE INC 11,960 26 0.00%
844 VERASTEM INC 19,339 25 0.00%
845 CRAWFORD & CO 2,894 25 0.00%
846 BONANZA CREEK ENERGY INC 11,831 24 0.00%
847 FIVE STAR SENIOR LIVING INC 10,062 24 0.00%
848 SYNTA PHARMACEUTICALS CORP 87,800 23 0.00%
849 URANIUM ENERGY CORP 26,132 23 0.00%
850 GULFMARK OFFSHORE INC 7,346 23 0.00%
Page 17 of 19