Dark
Light
System
Institutional Investment Manager
Stratos Wealth Partners, LTD.
Stratos Wealth Partners, LTD. (CIK: 0001612865) incorporated in Ohio, located at 3750 Park East Drive, Beachwood, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001612865-15-000003) filed in 2015.02.09
#
Name
Shares
Value ($)
%
Options
Notes
851 GALECTIN THERAPEUTICS INC COM 19,100 66,277 0.01%
852 BARINGS PARTN INVS TRUST 5,000 66,150 0.01%
853 ALLIANCE RES PARTNER L P 1,530 65,867 0.01%
854 NUVEEN PREMIER MUN INCOME FD COM 4,706 65,743 0.01%
855 PEPCO HOLDINGS INC 2,438 65,655 0.01%
856 HARLEY DAVIDSON INC 996 65,646 0.01%
857 CINEMARK HOLDINGS INC 1,845 65,645 0.01%
858 Morgan Stanley Shrt Eur Etn20 1,317 65,534 0.01%
859 WGL HLDGS INC COM 1,198 65,435 0.01%
860 HESS CORP 885 65,331 0.01%
861 PROSHARES TR 3,000 65,283 0.01%
862 CERNER CORP 1,009 65,242 0.01%
863 FLUOR CORP NEW 1,076 65,238 0.01%
864 BLACKROCK MUNI INCOME TR II 4,102 65,140 0.01%
865 ISHARES TR MSCI UK ETF NEW 3,606 65,016 0.01%
866 PERRIGO CO PLC 386 64,524 0.01%
867 TEXTRON INC 1,527 64,302 0.01%
868 TCW STRATEGIC INCOME FD INC 11,927 64,287 0.01%
869 HSBC HLDGS PLC 2,500 64,250 0.01%
870 MARKET VECTORS ETF TR 2,796 64,224 0.01%
871 FMC TECHNOLOGIES INC 1,368 64,077 0.01%
872 CHARLES RIV LABS INTL INC 1,000 63,640 0.01%
873 VANGUARD STAR FDS 1,316 63,596 0.01%
874 TELEFONICA BRASIL SA 3,579 63,277 0.01%
875 CRACKER BARREL OLD CTRY STOR 445 62,638 0.01%
876 EQUIFAX INC 774 62,593 0.01%
877 EXPONENT INC 758 62,535 0.01%
878 DELUXE CORP COM 1,000 62,250 0.01%
879 BLACKSTONE GSO FLTING RTE FUND COM 3,700 61,938 0.01%
880 DCT Industrial Trust Inc 1,734 61,834 0.01%
881 MFS MUN INCOME TR 9,312 61,832 0.01%
882 WESTERN DIGITAL CORP 558 61,771 0.01%
883 WESTAR ENERGY 1,493 61,561 0.01%
884 CONSTELLATION BRANDS INC 624 61,258 0.01%
885 PROGRESSIVE CORP OHIO 2,266 61,147 0.01%
886 RYDER SYS INC 658 61,095 0.01%
887 FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF 2,012 61,024 0.01%
888 C H ROBINSON WORLDWIDE INC 813 60,886 0.01%
889 CHINA MOBILE LIMITED 1,035 60,879 0.01%
890 DRESSER-RAND GROUP INC 744 60,859 0.01%
891 VANECK MORNINGSTAR WIDE MOAT E 1,957 60,824 0.01%
892 ISHARES 1,659 60,670 0.01%
893 OMEGA HEALTHCARE INVS INC 1,552 60,637 0.01%
894 ZOETIS INC 1,409 60,629 0.01%
895 FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF 1,921 60,608 0.01%
896 APOLLO INVT CORP 8,153 60,495 0.01%
897 ISHARES TR 525 60,212 0.01%
898 EMPIRE DIST ELEC CO 2,000 59,480 0.01%
899 COOPER COS INC 365 59,163 0.01%
900 SOUTHWEST GAS HOLDINGS INC 954 58,967 0.01%
Page 18 of 53
Restatement filing (0001612865-15-000004) filed in 2015.02.09, by the way our system suggest this is a New Holding filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 MOLYCORP INC (MCP) - 83.3333 c 10,000 3 0.00%
2 CAMAC ENERGY INC 20,643 8 0.00%
3 INUVO INC 10,236 13 0.00%
4 GREAT PANTHER SILVER LTD 25,400 16 0.00%
5 First Security Group Inc 13,116 30 0.01%
6 Walter Energy, Inc. 22,628 31 0.01%
7 PENN WEST PETE LTD NEW 17,285 36 0.01%
8 Novatel Wireless Inc 12,239 39 0.01%
9 ZYNGA INC 14,962 40 0.01%
10 NEUBERGER BERMAN RE ES SEC FD 10,000 53 0.01%
11 TCW STRATEGIC INCOME FD INC 11,927 64 0.01%
12 GALECTIN THERAPEUTICS INC COM 19,100 66 0.01%
13 COMPANHIA DE SANEAMENTO BASI 10,720 67 0.01%
14 AMBEV SA 11,172 69 0.01%
15 PENGROWTH ENERGY CORP 23,194 72 0.01%
16 GLADSTONE INVT CORP 10,232 72 0.01%
17 SIRIUS XM HOLDINGS INC 22,794 80 0.01%
18 NAVIDEA BIOPHARM INC 45,535 86 0.02%
19 PETROLEO BRASILEIRO SA PETRO 12,100 88 0.02%
20 MCG CAPITAL CORP 22,942 88 0.02%
21 EARTHLINK HOLDINGS ORD 21,655 95 0.02%
22 WHITING USA TR II 17,450 97 0.02%
23 INVESCO MUNI INCOME OPP TRST 14,028 98 0.02%
24 PUTNAM MANAGED MUN INCOME TR 14,303 104 0.02%
25 OFFICE DEPOT INC 12,254 105 0.02%
26 AMERICAN RLTY CAP PPTYS INC 12,240 111 0.02%
27 BLACKROCK MUNIVEST FD INC 12,500 124 0.02%
28 CLIFFS NAT RES INC 17,855 127 0.02%
29 CYS INVTS INC COM 15,300 133 0.02%
30 EATON VANCE TX MNG BY WRT OP 10,275 144 0.03%
31 HYDROGENICS CORP NEW 10,850 144 0.03%
32 NUMEREX CORP PA 13,000 144 0.03%
33 NUVEEN QUALITY INCOME MUNI FUND 10,577 148 0.03%
34 FMSA HLDGS INC. 21,750 151 0.03%
35 GABELLI EQUITY TR INC 23,610 153 0.03%
36 PIONEER FLOATING RATE TR 13,468 153 0.03%
37 PIMCO STRATEGIC INCOME FD IN 16,444 156 0.03%
38 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 21,852 158 0.03%
39 VOYA GLBL ADV & PREM OPP FD 13,963 160 0.03%
40 ISHARES INC MSCI MLY ETF NEW 11,961 161 0.03%
41 GAMCO GLOBAL GOLD NAT RES & 23,405 164 0.03%
42 FIRST TR STOXX EUROPEAN SELE 12,851 168 0.03%
43 RETAIL PPTYS AMER INC CL A 10,399 174 0.03%
44 LINN ENERGY LLC UNIT LTD LIAB 17,295 175 0.03%
45 ALLIANCEBERNSTEIN NATL MUNI 12,765 176 0.03%
46 NOBLE CORP PLC 10,936 181 0.03%
47 RITE AID CORP 24,127 181 0.03%
48 POWERSHARES DB MULTI-SECTOR COMMODITY TR BASE METALS 11,442 182 0.03%
49 BLACKROCK MUNIYIELD CALI QLT 12,160 185 0.03%
50 HANCOCK JOHN PREMUIM DIV FD 13,551 186 0.03%
Page 1 of 11