Dark
Light
System
Security
FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF
FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 49 Institutional holders with a total value of $105,870,676.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 590,597 18,633,000 17.60%
2 WELLS FARGO & COMPANY/MN 571,409 18,028,000 17.03%
3 BANK OF AMERICA CORP /DE/ 355,162 11,205,000 10.58%
4 BBVA USA Bancshares, Inc. 236,980 7,477,000 7.06%
5 STIFEL FINANCIAL CORP 216,954 6,845,000 6.47%
6 ROYAL BANK OF CANADA 199,938 6,308,000 5.96%
7 RAYMOND JAMES & ASSOCIATES 153,018 4,828,000 4.56%
8 UBS Group AG 134,077 4,230,000 4.00%
9 Astor Investment Management LLC 116,641 3,680,000 3.48%
10 SignalPoint Asset Management, LLC 102,342 3,229,000 3.05%
11 Tower Research Capital LLC (TRC) 73,305 2,313,000 2.18%
12 Virtu Financial LLC 72,804 2,296,000 2.17%
13 WealthTrust Fairport, LLC 65,380 2,063,000 1.95%
14 GOLDMAN SACHS GROUP INC 56,778 1,791,000 1.69%
15 SG Americas Securities, LLC 51,822 1,635,000 1.54%
16 CREDIT SUISSE AG/ 50,147 1,582,000 1.49%
17 JPMORGAN CHASE & CO 40,492 1,278,000 1.21%
18 LPL Financial LLC 39,858 1,258,000 1.19%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,285 829,000 0.78%
20 JANE STREET GROUP, LLC 23,063 728,000 0.69%
21 Regal Investment Advisors LLC 20,955 661,000 0.62%
22 Janney Montgomery Scott LLC 18,206 574,413 0.54%
23 ENVESTNET ASSET MANAGEMENT INC 14,202 448,000 0.42%
24 AMERIPRISE FINANCIAL INC 11,943 377,000 0.36%
25 Virtu KCG Holdings LLC 10,712 338,000 0.32%
26 Freedom Investment Management, Inc. 9,788 309,000 0.29%
27 Placemark Investments, Inc. 8,822 278,000 0.26%
28 DEUTSCHE BANK AG\ 8,580 270,000 0.26%
29 AVIANCE CAPITAL MANAGEMENT, LLC 8,317 262,000 0.25%
30 PARAMETRIC PORTFOLIO ASSOCIATES LLC 8,199 259,000 0.24%
31 WESPAC Advisors, LLC 7,947 251,000 0.24%
32 Pekin Hardy Strauss, Inc. 7,947 251,000 0.24%
33 Investors Capital Advisory Services 7,266 229,000 0.22%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,453 140,000 0.13%
35 CITIGROUP INC 4,327 137,000 0.13%
36 Advisors Preferred, LLC 4,078 128,579 0.12%
37 FIFTH THIRD BANCORP 4,000 126,000 0.12%
38 B. Riley Wealth Advisors, Inc. 3,450 109,000 0.10%
39 AMERICAN INTERNATIONAL GROUP, INC. 3,422 107,952 0.10%
40 B. Riley Wealth Management, Inc. 3,282 103,000 0.10%
41 NEW ENGLAND SECURITIES CORP /MA/ 1,923 61,000 0.06%
42 Stratos Wealth Partners, LTD. 1,921 60,608 0.06%
43 MSI Financial Services Inc 1,220 38,000 0.04%
44 Simplicity Solutions, LLC 891 28,124 0.03%
45 WFG Advisors, LP 855 27,000 0.03%
46 NEXT Financial Group, Inc 791 25,000 0.02%
47 PNC FINANCIAL SERVICES GROUP, INC. 745 24,000 0.02%
48 Formidable Asset Management, LLC 375 12,000 0.01%
49 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.