| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GLOBALSTAR INC | 11,321 | 14,000 | 0.00% | ||
| 2 | VANGUARD NAT RES LLC COM UNIT | 12,500 | 18,000 | 0.00% | ||
| 3 | Novatel Wireless Inc | 14,339 | 22,000 | 0.00% | ||
| 4 | GALECTIN THERAPEUTICS INC COM | 18,400 | 27,000 | 0.00% | ||
| 5 | GLU MOBILE INC | 16,000 | 35,000 | 0.00% | ||
| 6 | GREAT PANTHER SILVER LTD | 25,400 | 42,000 | 0.00% | ||
| 7 | PENGROWTH ENERGY CORP | 23,999 | 44,000 | 0.00% | ||
| 8 | VIRNETX HLDG CORP | 11,050 | 44,000 | 0.00% | ||
| 9 | EV Energy Partners, L.P. | 21,663 | 50,000 | 0.00% | ||
| 10 | ABERDEEN ASIA PACIFIC INCOM | 10,300 | 52,000 | 0.00% | ||
| 11 | MANNKIND CORP. | 45,677 | 53,000 | 0.00% | ||
| 12 | NEUBERGER BERMAN RE ES SEC FD | 10,000 | 57,000 | 0.00% | ||
| 13 | BLACKROCK INTL GRWTH & INC T | 10,311 | 59,000 | 0.00% | ||
| 14 | MFS HIGH YIELD MUN TR | 12,000 | 59,000 | 0.00% | ||
| 15 | APOLLO INVT CORP | 12,853 | 71,000 | 0.01% | ||
| 16 | GLADSTONE INVT CORP | 11,232 | 80,000 | 0.01% | ||
| 17 | ROYCE MICRO CAP TR INC | 11,551 | 85,000 | 0.01% | ||
| 18 | BLACKROCK ENHANCED EQT DIV T | 10,948 | 86,000 | 0.01% | ||
| 19 | MFS SPL VALUE TR | 16,000 | 88,000 | 0.01% | ||
| 20 | HYDROGENICS CORP NEW | 13,150 | 91,000 | 0.01% | ||
| 21 | LIBERTY ALL STAR EQUITY FD | 20,079 | 101,000 | 0.01% | ||
| 22 | NUVEEN MUN 2021 TARGET TERM FD COM | 10,000 | 102,000 | 0.01% | ||
| 23 | VOYA GLBL EQTY DIV & PREM OP | 16,092 | 112,000 | 0.01% | ||
| 24 | PROSPECT CAPITAL CORPORATION | 14,457 | 113,000 | 0.01% | ||
| 25 | INVESCO MUNI INCOME OPP TRST | 14,028 | 114,000 | 0.01% | ||
| 26 | KCAP FINL INC | 30,000 | 118,000 | 0.01% | ||
| 27 | PUTNAM MANAGED MUN INCOME TR | 14,740 | 119,000 | 0.01% | ||
| 28 | VOYA GLBL ADV & PREM OPP FD | 12,368 | 122,000 | 0.01% | ||
| 29 | SIRIUS XM HOLDINGS INC | 31,194 | 123,000 | 0.01% | ||
| 30 | BLACKROCK INCOME TR INC | 18,705 | 124,000 | 0.01% | ||
| 31 | PIONEER FLOATING RATE TR | 11,100 | 125,000 | 0.01% | ||
| 32 | BLACKROCK DEBT STRAT FD INC COM | 36,890 | 130,000 | 0.01% | ||
| 33 | CALAMOS CONV OPPORTUNITIES & | 14,232 | 140,000 | 0.01% | ||
| 34 | SOUTHWESTERN ENERGY CO | 11,564 | 145,000 | 0.01% | ||
| 35 | ProShares VIX Short-Term Futures | 15,938 | 146,000 | 0.01% | ||
| 36 | SWIFT TRANSN CO | 10,072 | 155,000 | 0.01% | ||
| 37 | FRONTIER COMMUNICATIONS CORP | 31,720 | 157,000 | 0.01% | ||
| 38 | NUVEEN HIGH | 15,200 | 158,000 | 0.01% | ||
| 39 | NUVEEN PFD INCOME OPPORTUN | 15,777 | 158,000 | 0.01% | ||
| 40 | BLACKROCK GLOBAL OPP EQTY TR | 13,392 | 159,000 | 0.01% | ||
| 41 | POWERSHARES ETF TRUST II S&P SMALLCAP ENERGY PORT | 10,323 | 167,000 | 0.01% | ||
| 42 | RITE AID CORP | 22,699 | 170,000 | 0.01% | ||
| 43 | FAIRMOUNT SANTROL HLDGS INC | 22,150 | 171,000 | 0.01% | ||
| 44 | Ishares - Japan | 15,402 | 177,000 | 0.01% | ||
| 45 | SPROTT PHYSICAL GOLD TRUST | 16,252 | 178,000 | 0.01% | ||
| 46 | CYS INVTS INC COM | 21,578 | 181,000 | 0.01% | ||
| 47 | NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC | 11,735 | 194,000 | 0.01% | ||
| 48 | NUVEEN CALIFORNIA AMT QLT MU | 11,518 | 196,000 | 0.01% | ||
| 49 | FIFTH THIRD BANCORP | 11,140 | 196,000 | 0.01% | ||
| 50 | AMERCO | 534 | 200,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001612865-16-000014, filed 2016.08.12).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
