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Institutional Investment Manager
NEWFOUND RESEARCH LLC
NEWFOUND RESEARCH LLC (CIK: 0001630806). Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Portfolio Summary: 78 holdings with a total value of $83,754,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1 0 0.00%
2 POWERSHARES ETF TR II 0 0 0.00%
3 SPDR S&P 500 ETF TR 0 0 0.00%
4 Newfound Risk Managed U.S. Sectors 1 0 0.00%
5 Newfound Risk Managed U.S. Sectors 1 0 0.00%
6 ISHARES TR 7 1,000 0.00%
7 INDEXIQ ETF TR 128 4,000 0.00%
8 VANGUARD INTL EQUITY INDEX F 44 4,000 0.00%
9 POWERSHARES ACTIVE MNG ETF T 165 4,000 0.00%
10 ISHARES 7-10 YEAR TREASURY BOND ETF 47 5,000 0.01%
11 CREDIT SUISSE NASSAU 200 5,000 0.01%
12 PIMCO ETF TR 49 5,000 0.01%
13 RYDEX ETF TRUST 61 5,000 0.01%
14 RYDEX ETF TRUST 57 5,000 0.01%
15 iPath S&P 500 VIX Short-Term F 314 6,000 0.01%
16 VANGUARD SCOTTSDALE FDS 94 7,000 0.01%
17 Newfound Risk Managed Global Sectors 1,006 9,000 0.01%
18 CLAYMORE ETF GUGGENHEIM ENHANCED 176 9,000 0.01%
19 Newfound Total Return 1,011 9,000 0.01%
20 VANGUARD BD INDEX FDS 109 9,000 0.01%
21 Van Eck 532 9,000 0.01%
22 RYDEX ETF TRUST 116 9,000 0.01%
23 Newfound Multi-Asset Income 1,020 9,000 0.01%
24 Newfound Risk Managed Global Sectors 1,010 9,000 0.01%
25 RYDEX ETF TRUST 113 10,000 0.01%
26 RYDEX S&P CNSMR DISCRETIONARY 123 10,000 0.01%
27 Newfound Multi-Asset Income 1,027 10,000 0.01%
28 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 123 10,000 0.01%
29 GUGGENHEIM 1:1 EXC 4/9/18 739371839 90 10,000 0.01%
30 Newfound Total Return 1,015 10,000 0.01%
31 ALPS ETF TRUST U S EQUITY HIGH VOLATILITY 548 11,000 0.01%
32 VANGUARD SCOTTSDALE FDS 134 11,000 0.01%
33 Van Eck 541 13,000 0.02%
34 POWERSHARES ETF TR II 402 13,000 0.02%
35 ETF SER SOLUTIONS 353 13,000 0.02%
36 VANGUARD INTL EQUITY INDEX F 290 13,000 0.02%
37 POWERSHARES ETF TR II 194 14,000 0.02%
38 FIRST TR EXCH TRADED FD III 414 14,000 0.02%
39 ISHARES TR 125 14,000 0.02%
40 RYDEX ETF TRUST 394 19,000 0.02%
41 PROSHARES TRUST RAFI LONG/SHORT 518 20,000 0.02%
42 SCHWAB U.S. SMALL-CAP ETF 394 21,000 0.03%
43 WISDOMTREE TR 767 21,000 0.03%
44 SCHWAB U.S. LARGE-CAP ETF 425 21,000 0.03%
45 ISHARES TR 339 25,000 0.03%
46 WISDOMTREE TRUST MANAGED FUTURES STRATEGY 642 27,000 0.03%
47 Newfound Risk Managed U.S. Sectors 3,004 27,000 0.03%
48 IQ Merger Arbitrage Etc 1,005 28,000 0.03%
49 PROSHARES TR 597 29,000 0.03%
50 POWERSHARES ETF TR II 704 30,000 0.04%
Page 1 of 2

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-16-078319, filed 2016.02.02).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.