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ALPS ETF TRUST U S EQUITY HIGH VOLATILITY
ALPS ETF TRUST U S EQUITY HIGH VOLATILITY. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 29 Institutional holders with a total value of $28,376,296.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UNIPLAN INVESTMENT COUNSEL, INC. 566,603 11,847,000 41.75%
2 BANK OF AMERICA CORP /DE/ 321,710 6,727,000 23.71%
3 LPL Financial LLC 125,280 2,630,000 9.27%
4 FINANCIAL ENHANCEMENT GROUP LLC 65,429 1,368,000 4.82%
5 Virtu KCG Holdings LLC 38,852 812,000 2.86%
6 Commonwealth Equity Services, Inc 35,700 746,000 2.63%
7 UBS Group AG 32,704 684,000 2.41%
8 SIGNET FINANCIAL MANAGEMENT, LLC 29,622 619,000 2.18%
9 FIFTH THIRD BANCORP 24,519 513,000 1.81%
10 ENVESTNET ASSET MANAGEMENT INC 17,546 367,000 1.29%
11 STEPHENS INC /AR/ 16,612 347,000 1.22%
12 J.P. Morgan Private Wealth Advisors LLC 16,405 343,000 1.21%
13 AMERIPRISE FINANCIAL INC 10,864 227,000 0.80%
14 VSR Financial Services, Inc. 10,599 222,000 0.78%
15 Camarda Financial Advisors, LLC 9,050 189,000 0.67%
16 ROYAL BANK OF CANADA 7,247 152,000 0.54%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,550 137,000 0.48%
18 Cordasco Financial Network 4,500 94,000 0.33%
19 Chicago Partners Investment Group LLC 3,900 82,000 0.29%
20 JPMORGAN CHASE & CO 3,581 75,000 0.26%
21 AMERICAN INTERNATIONAL GROUP, INC. 2,776 58,000 0.20%
22 MORGAN STANLEY 1,925 40,000 0.14%
23 COLONY GROUP LLC 1,552 32,000 0.11%
24 Advisory Services Network, LLC 1,497 31,000 0.11%
25 Winslow, Evans & Crocker, Inc. 684 14,296 0.05%
26 NEWFOUND RESEARCH LLC 548 11,000 0.04%
27 Burt Wealth Advisors 270 5,000 0.02%
28 US BANCORP \DE\ 190 4,000 0.01%
29 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.