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Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Original 13F HR (0001085146-16-004408) filed in 2016.09.09
#
Name
Shares
Value ($)
%
Options
Notes
201 STARBUCKS CORP 43,301 4,101 1.75%
202 FORD MTR CO DEL 45,037 727 0.31%
203 VANGUARD INDEX FDS 45,044 4,712 2.01%
204 APPLE INC 46,907 5,837 2.50%
205 BLACKROCK FLOATING RATE INCO 47,062 634 0.27%
206 TCW STRATEGIC INCOME FD INC 48,286 261 0.11%
207 UQM TECHNOLOGIES INC COM 48,663 54 0.02%
208 BLACKROCK MUNIYIELD QUALITY 48,885 656 0.28%
209 MEDLEY CAP CORPORATION 48,950 448 0.19%
210 BLACKROCK MUN 2020 TERM TR 50,275 832 0.36%
211 NEUBERGER BERMAN INTER MUNI 52,065 810 0.35%
212 VANGUARD INDEX FDS 52,678 4,409 1.88%
213 PIMCO CORPORATE INCM STRG 53,059 817 0.35%
214 MORGAN STANLEY EMER MKTS DEB 54,820 508 0.22%
215 VANGUARD INDEX FDS 55,720 4,698 2.01%
216 EXELIXIS INC 60,557 156 0.07%
217 MARKET VECTORS ETF TR 61,362 815 0.35%
218 MFS MULTIMARKET INCOME TR 64,469 409 0.17%
219 MFA FINANCIAL INC COM 67,025 527 0.23%
220 HERITAGE FINL CORP WASH COM 67,979 1,156 0.49%
221 COMPANHIA DE SANEAMENTO BASI 68,760 373 0.16%
222 NEW MEDIA INVT GROUP INC COM 69,584 1,665 0.71%
223 First Trust/Aberdeen Global 71,252 835 0.36%
224 FRANKLIN LTD DURATION INCOME 74,750 910 0.39%
225 GENERAL ELECTRIC CO 75,733 1,879 0.80%
226 REVOLUTION LIGHTING TECHNOLO COM 82,100 91 0.04%
227 HANCOCK JOHN PFD INCOME FD I 83,102 1,554 0.66%
228 POWERSHARES ETF TR II 84,020 1,253 0.54%
229 STEALTHGAS INC SHS 88,050 577 0.25%
230 BANK AMER CORP 88,508 1,362 0.58%
231 WESTERN ASSET EMERGING MKTS 88,652 1,396 0.60%
232 BLACKROCK MUNIHOLD QU FU II IN COM 93,105 1,280 0.55%
233 TURQUOISE HILL RES LTD 97,436 304 0.13%
234 ANNALY CAP MGMT INC 97,894 1,018 0.44%
235 US BANCORP DEL 98,628 4,307 1.84%
236 ALLIANCEBERNSTEIN GLOBAL HIG 98,717 1,241 0.53%
237 RYDEX ETF TRUST 107,165 8,686 3.71%
238 NUVEEN CR STRATEGIES INCOME FD COM SHS 109,667 992 0.42%
239 DIVERSIFIED REAL ASSET INC F 128,464 2,325 0.99%
240 ABERDEEN ASIA PACIFIC INCOM 132,499 713 0.30%
241 GERDAU S A 132,907 425 0.18%
242 AEMETIS INC 136,945 578 0.25%
243 ANWORTH MTG ASSET CORP 151,550 771 0.33%
244 MANNKIND CORP. 152,435 793 0.34%
245 MICROSOFT CORP 207,584 8,439 3.61%
246 FLAHERTY CRUMRINE PFD SECS 212,941 4,331 1.85%
247 NEW RESIDENTIAL INVT CORP COM NEW 313,132 4,706 2.01%
248 Chimera Investment Corp REIT 325,690 1,023 0.44%
249 FLAHERTY CRUMRINE TOTAL RE 339,332 6,878 2.94%
250 WELLS FARGO MULTI SECTOR INC 438,436 5,853 2.50%
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