| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 3,434,819 | 21,811,000 | 15.31% | ||
| 2 | UBS Group AG | 2,577,892 | 16,369,000 | 11.49% | ||
| 3 | WELLS FARGO & COMPANY/MN | 2,328,840 | 14,788,000 | 10.38% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,271,604 | 14,425,000 | 10.12% | ||
| 5 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 1,620,353 | 10,289,000 | 7.22% | ||
| 6 | Saba Capital Management, L.P. | 1,368,775 | 8,692,000 | 6.10% | ||
| 7 | 1607 Capital Partners, LLC | 1,295,864 | 8,229,000 | 5.78% | ||
| 8 | MORGAN STANLEY | 1,270,019 | 8,064,000 | 5.66% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,005,671 | 6,386,000 | 4.48% | ||
| 10 | EATON VANCE MANAGEMENT | 923,100 | 5,862,000 | 4.11% | ||
| 11 | Invesco Ltd. | 775,630 | 4,925,000 | 3.46% | ||
| 12 | Sterneck Capital Management, LLC | 325,710 | 2,068,000 | 1.45% | ||
| 13 | Kingfisher Capital LLC | 237,161 | 1,506,000 | 1.06% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 236,598 | 1,502,000 | 1.05% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 233,398 | 1,482,000 | 1.04% | ||
| 16 | COHEN & STEERS CAPITAL MANAGEMENT INC | 196,070 | 1,245,000 | 0.87% | ||
| 17 | COHEN & STEERS, INC. | 196,070 | 1,245,000 | 0.87% | ||
| 18 | SENTINEL TRUST CO LBA | 186,555 | 1,185,000 | 0.83% | ||
| 19 | Kamunting Street Capital Management, L.P. | 159,300 | 1,012,000 | 0.71% | ||
| 20 | DOLIVER ADVISORS, LP | 143,309 | 910,000 | 0.64% | ||
| 21 | BANK OF AMERICA CORP /DE/ | 119,169 | 756,000 | 0.53% | ||
| 22 | LPL Financial LLC | 109,626 | 696,000 | 0.49% | ||
| 23 | HighTower Advisors, LLC | 104,334 | 663,000 | 0.47% | ||
| 24 | CITIGROUP INC | 82,302 | 523,000 | 0.37% | ||
| 25 | BLACKROCK ADVISORS LLC | 73,563 | 467,000 | 0.33% | ||
| 26 | NWAM LLC | 64,469 | 409,000 | 0.29% | ||
| 27 | Investors Capital Advisory Services | 64,407 | 408,000 | 0.29% | ||
| 28 | Independence Trust CO | 59,052 | 375,000 | 0.26% | ||
| 29 | Creative Planning | 53,622 | 340,000 | 0.24% | ||
| 30 | Capital Investment Advisors, LLC | 7,664 | 332,000 | 0.23% | ||
| 31 | STIFEL FINANCIAL CORP | 50,221 | 319,000 | 0.22% | ||
| 32 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 49,555 | 315,000 | 0.22% | ||
| 33 | Point View Wealth Management, Inc. | 49,420 | 314,000 | 0.22% | ||
| 34 | CLOUGH CAPITAL PARTNERS L P | 49,000 | 312,000 | 0.22% | ||
| 35 | Janney Montgomery Scott LLC | 47,170 | 300,000 | 0.21% | ||
| 36 | SHEPHERD KAPLAN KROCHUK, LLC | 46,400 | 295,000 | 0.21% | ||
| 37 | BLB&B Advisors, LLC | 44,274 | 281,000 | 0.20% | ||
| 38 | LAZARD ASSET MANAGEMENT LLC | 40,370 | 256,000 | 0.18% | PRN | |
| 39 | STARFIRE INVESTMENT ADVISERS, INC. | 38,255 | 242,919 | 0.17% | ||
| 40 | Yellowstone Partners, LLC | 33,636 | 214,000 | 0.15% | ||
| 41 | HOERTKORN RICHARD CHARLES | 26,000 | 165,000 | 0.12% | ||
| 42 | Private Harbour Investment Management & Counsel, LLC | 26,000 | 165,000 | 0.12% | ||
| 43 | MSI Financial Services Inc | 25,103 | 159,000 | 0.11% | ||
| 44 | CADENCE BANK NA | 24,852 | 158,000 | 0.11% | ||
| 45 | VICUS CAPITAL | 24,244 | 154,000 | 0.11% | ||
| 46 | RAYMOND JAMES TRUST N.A. | 24,264 | 154,000 | 0.11% | ||
| 47 | PAYDEN & RYGEL | 20,000 | 127,000 | 0.09% | ||
| 48 | Commonwealth Equity Services, Inc | 19,163 | 122,000 | 0.09% | ||
| 49 | ROYAL BANK OF CANADA | 16,067 | 102,000 | 0.07% | ||
| 50 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 15,683 | 100,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
