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Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001085146-16-004151) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
1 BLACKROCK CR ALLOCATION INCO 639,294 8,324 3.27%
2 WELLS FARGO MULTI SECTOR INC 335,714 4,247 1.67%
3 FLAHERTY CRUMRINE TOTAL RE 299,905 6,571 2.58%
4 NEW RESIDENTIAL INVT CORP COM NEW 274,195 3,795 1.49%
5 MICROSOFT CORP 194,582 9,957 3.91%
6 FLAHERTY CRUMRINE PFD SECS 176,388 3,821 1.50%
7 AEMETIS INC 162,847 371 0.15%
8 ABERDEEN ASIA PACIFIC INCOM 152,363 763 0.30%
9 ANWORTH MTG ASSET CORP 139,350 655 0.26%
10 GERDAU S A 139,170 253 0.10%
11 NUVEEN CR STRATEGIES INCOME FD COM SHS 124,955 1,010 0.40%
12 DIVERSIFIED REAL ASSET INC F 114,530 1,895 0.74%
13 BLACKROCK MUN 2020 TERM TR 113,057 1,846 0.73%
14 ALLIANCEBERNSTEIN GLOBAL HIG 97,696 1,200 0.47%
15 BANK AMER CORP 97,583 1,295 0.51%
16 US BANCORP DEL 97,043 3,914 1.54%
17 VANGUARD INDEX FDS 96,172 8,174 3.21%
18 FRANKLIN LTD DURATION INCOME 92,400 1,072 0.42%
19 STARBUCKS CORP 86,628 4,948 1.94%
20 ANNALY CAP MGMT INC 83,296 922 0.36%
21 POWERSHARES ETF TR II 82,195 1,253 0.49%
22 STEALTHGAS INC SHS 81,750 309 0.12%
23 RYDEX ETF TRUST 81,459 6,545 2.57%
24 VANGUARD INDEX FDS 73,754 7,906 3.11%
25 HANCOCK JOHN PFD INCOME FD I 70,867 1,416 0.56%
26 VANGUARD BD INDEX FDS 67,433 5,685 2.23%
27 MFS MULTIMARKET INCOME TR 66,973 405 0.16%
28 HERITAGE FINL CORP WASH COM 65,929 1,159 0.46%
29 ENABLE MIDSTREAM PARTNERS LP 65,574 886 0.35%
30 CONE Midstream Partners 63,811 1,106 0.43%
31 BLACKROCK MUNIHOLD QU FU II IN COM 63,305 941 0.37%
32 WESTERN ASSET EMERGING MKTS 63,209 972 0.38%
33 CHIMERA INVT CORP 60,728 953 0.37%
34 GENERAL ELECTRIC CO 60,113 1,892 0.74%
35 APPLE INC 58,522 5,595 2.20%
36 VANGUARD TAX-MANAGED FDS 57,991 2,051 0.81%
37 NEW MEDIA INVT GROUP INC COM 56,762 1,026 0.40%
38 ISHARES TR 56,704 5,691 2.24%
39 MFA FINANCIAL INC COM 56,325 409 0.16%
40 PIMCO CORPORATE INCM STRG 55,964 860 0.34%
41 GAMCO GLOBAL GOLD NAT RES & 55,150 358 0.14%
42 COMPANHIA DE SANEAMENTO BASI 55,035 493 0.19%
43 VANGUARD INDEX FDS 54,777 4,857 1.91%
44 ISHARES TR 53,317 5,504 2.16%
45 NEUBERGER BERMAN INTER MUNI 52,065 873 0.34%
46 TCW STRATEGIC INCOME FD INC 51,150 278 0.11%
47 PFIZER INC 50,538 1,779 0.70%
48 Nuveen Closed-End Funds/USA 49,767 710 0.28%
49 MANNKIND CORP. 49,402 57 0.02%
50 HOEGH LNG PARTNERS LP 48,999 875 0.34%
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