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Institutional Investment Manager
BERGANKDV WEALTH MANAGEMENT, LLC
BERGANKDV WEALTH MANAGEMENT, LLC (CIK: 0001660203). Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001660203-16-000005) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SCHWAB INTERNATIONAL EQUITY ETF 431,693 11,703 7.03%
2 ALPS ETF TR 290,396 11,305 6.79%
3 CLAYMORE EXCHANGE TRD FD TR 280,498 6,350 3.81%
4 SCHWAB INTERMEDIATE-TERM US TREASURY ETF 112,471 6,212 3.73%
5 SCHWAB U.S. LARGE-CAP ETF 112,310 5,485 3.29%
6 SCHWAB U.S. MID-CAP ETF 129,223 5,245 3.15%
7 CLAYMORE EXCHANGE TRD FD TR 139,455 5,183 3.11%
8 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 203,012 4,476 2.69%
9 VANGUARD SPECIALIZED FUNDS 47,388 3,850 2.31%
10 SCHWAB U.S. REIT ETF 91,670 3,795 2.28%
11 RYDEX ETF TRUST 25,248 3,644 2.19%
12 SCHWAB US AGGREGATE BOND ETF 58,062 3,067 1.84%
13 ISHARES TRUST US HLTHCR PR ETF 25,129 3,065 1.84%
14 WELLS FARGO & CO NEW 57,182 2,765 1.66%
15 PIMCO ETF TR 21,610 2,279 1.37%
16 ISHARES TR 32,722 2,038 1.22%
17 FIRST TR EXCHANGE TRADED FD 92,600 2,024 1.22%
18 PEPSICO INC 18,281 1,873 1.12%
19 CHEVRON CORP NEW 17,767 1,695 1.02%
20 SCHWAB EMERGING MARKETS EQUITY ETF 81,051 1,683 1.01%
21 BARCLAYS BANK 318,786 1,632 0.98%
22 EXXON MOBIL CORP 19,435 1,625 0.98%
23 VERIZON COMMUNICATIONS INC 27,638 1,495 0.90%
24 PINNACLE WEST 19,227 1,443 0.87%
25 3M CO 8,568 1,428 0.86%
26 VANGUARD BD INDEX FDS 16,008 1,381 0.83%
27 DOW CHEM CO 27,121 1,379 0.83%
28 KRAFT HEINZ CO 17,328 1,361 0.82%
29 SYSCO CORP 28,801 1,346 0.81%
30 CONOCOPHILLIPS 33,411 1,345 0.81%
31 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 16,353 1,336 0.80%
32 SPDR SER TR 11,178 1,325 0.80%
33 NTT Domoco Inc 54,521 1,241 0.74%
34 SPDR S&P 600 SMALL CAP GROWTH ETF 7,162 1,238 0.74%
35 CONCURRENT COMPUTER CORP NEW COM PAR $.01 208,391 1,230 0.74%
36 AT&T INC 31,176 1,221 0.73%
37 NATIONAL GRID PLC 17,041 1,217 0.73%
38 HOLLYFRONTIER CORP 34,327 1,212 0.73%
39 ANNALY CAP MGMT INC 116,025 1,190 0.71%
40 ABBVIE INC 20,704 1,183 0.71%
41 OLD REP INTL CORP 63,030 1,152 0.69%
42 SCHWAB U.S. SMALL-CAP ETF 21,788 1,134 0.68%
43 BP PLC 37,147 1,121 0.67%
44 WAYSIDE TECHNOLOGY GROUP INC 65,346 1,117 0.67%
45 GANNETT CO INC 73,512 1,113 0.67%
46 BERKSHIRE HATHAWAY INC DEL 7,825 1,110 0.67%
47 HCP INC 33,941 1,106 0.66%
48 AMERICAN ELEC PWR INC 15,794 1,049 0.63%
49 INTEL CORP 31,174 1,008 0.61%
50 XCEL ENERGY INC 23,761 994 0.60%
Page 1 of 3
Restatement filing (0001660203-16-000006) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 14,271 2,499 1.07%
2 ABBVIE INC 26,866 1,663 0.71%
3 AFLAC INC 11,229 810 0.35%
4 AGCO CORP 11,497 542 0.23%
5 ALLETE INC COM NEW 3,198 207 0.09%
6 ALPS ETF TR 513,529 20,485 8.76%
7 ALTRIA GROUP INC 3,731 257 0.11%
8 AMAZON COM INC 597 427 0.18%
9 AMERICAN ELEC PWR INC 13,765 965 0.41%
10 ANNALY CAP MGMT INC 142,222 1,574 0.67%
11 APPLE INC 3,024 289 0.12%
12 ARROW FINL CORP 21,448 650 0.28%
13 AT&T INC 30,723 1,328 0.57%
14 AUTOZONE INC 701 556 0.24%
15 Ashland Inc New 5,515 633 0.27%
16 BARCLAYS BANK 133,008 831 0.36%
17 BERKSHIRE HATHAWAY INC DEL 6,335 917 0.39%
18 BOEING CO 5,104 663 0.28%
19 BP PLC 46,023 1,634 0.70%
20 CAPITAL ONE FINL CORP 5,280 335 0.14%
21 CARTERS INC 5,840 622 0.27%
22 CHEVRON CORP NEW 21,285 2,231 0.95%
23 CLAYMORE EXCHANGE TRD FD TR 318,875 12,505 5.35%
24 CLAYMORE EXCHANGE TRD FD TR 103,130 2,443 1.04%
25 CLAYMORE EXCHANGE TRD FD TR 750,978 17,100 7.31%
26 COMCAST CORP NEW 4,645 303 0.13%
27 CONCURRENT COMPUTER CORP NEW COM PAR $.01 252,305 1,317 0.56%
28 CONOCOPHILLIPS 39,057 1,703 0.73%
29 CUMMINS INC 4,993 561 0.24%
30 DELTA AIRLINES INC DEL 11,673 425 0.18%
31 DOVER CORP 8,851 614 0.26%
32 DOW CHEM CO 31,786 1,580 0.68%
33 DR PEPPER SNAPPLE GROUP INC 6,039 584 0.25%
34 DUFF PHELPS UTLITY AND INF 46,937 805 0.34%
35 EATON CORP PLC 9,858 589 0.25%
36 ENTERPRISE PRODS PARTNERS L 16,118 472 0.20%
37 EVERSOURCE ENERGY 3,656 219 0.09%
38 EXXON MOBIL CORP 20,610 1,932 0.83%
39 FIRST TR EXCHANGE TRADED FD 9,657 498 0.21%
40 FIRST TR EXCHANGE TRADED FD 51,065 987 0.42%
41 FIRST TR EXCHANGE TRADED FD 46,343 1,144 0.49%
42 FIRST TR EXCHANGE TRADED FD 10,222 487 0.21%
43 FISERV INC 5,946 647 0.28%
44 First Trust Managed ETF 3,898 210 0.09%
45 GABELLI EQUITY TR INC 17,090 94 0.04%
46 GANNETT CO INC 93,446 1,290 0.55%
47 GENERAL DYNAMICS CORP 4,484 624 0.27%
48 GENERAL ELECTRIC CO 19,769 622 0.27%
49 GILEAD SCIENCES INC 6,839 571 0.24%
50 GOODYEAR TIRE & RUBR CO 19,998 513 0.22%
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