| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 2,501,887 | 36,603,000 | 14.34% | ||
| 2 | 1607 Capital Partners, LLC | 2,209,753 | 32,329,000 | 12.66% | ||
| 3 | Invesco Ltd. | 1,313,979 | 19,224,000 | 7.53% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,313,572 | 19,218,000 | 7.53% | ||
| 5 | UBS AG | 1,298,260 | 18,993,000 | 7.44% | ||
| 6 | Relative Value Partners, LLC | 1,282,123 | 18,757,000 | 7.35% | ||
| 7 | MORGAN STANLEY | 1,234,037 | 18,054,000 | 7.07% | ||
| 8 | WELLS FARGO & COMPANY/MN | 918,705 | 13,440,000 | 5.26% | ||
| 9 | 1832 Asset Management L.P. | 804,003 | 11,687,000 | 4.58% | ||
| 10 | CORNERSTONE ADVISORS INC | 695,441 | 10,174,000 | 3.98% | ||
| 11 | AQR CAPITAL MANAGEMENT LLC | 630,501 | 9,224,000 | 3.61% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 533,913 | 7,812,000 | 3.06% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 328,664 | 4,809,000 | 1.88% | ||
| 14 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 288,795 | 4,225,000 | 1.65% | ||
| 15 | LPL Financial LLC | 204,873 | 2,997,000 | 1.17% | ||
| 16 | BB&T SECURITIES, LLC | 16,035 | 2,345,000 | 0.92% | ||
| 17 | Raymond James Financial Services Advisors, Inc. | 147,302 | 2,155,000 | 0.84% | ||
| 18 | Karpus Management, Inc. | 134,363 | 1,966,000 | 0.77% | ||
| 19 | Thomas J. Herzfeld Advisors, Inc. | 98,312 | 1,438,000 | 0.56% | ||
| 20 | DOLIVER ADVISORS, LP | 89,690 | 1,312,000 | 0.51% | ||
| 21 | Index Management Solutions, LLC | 88,224 | 1,291,000 | 0.51% | ||
| 22 | TFS CAPITAL LLC | 87,247 | 1,276,000 | 0.50% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 78,626 | 1,150,000 | 0.45% | ||
| 24 | Aviance Capital Partners, LLC | 77,751 | 1,137,497 | 0.45% | ||
| 25 | HOLLENCREST CAPITAL MANAGEMENT | 74,148 | 1,085,000 | 0.42% | ||
| 26 | AMERIPRISE FINANCIAL INC | 73,752 | 1,079,000 | 0.42% | ||
| 27 | SEIZERT CAPITAL PARTNERS, LLC | 68,452 | 1,001,000 | 0.39% | ||
| 28 | BNP PARIBAS FINANCIAL MARKETS | 63,114 | 932,825 | 0.37% | ||
| 29 | Virtu KCG Holdings LLC | 60,548 | 886,000 | 0.35% | ||
| 30 | CITIGROUP INC | 59,113 | 864,000 | 0.34% | ||
| 31 | NATIONAL PLANNING CORP | 53,858 | 799,000 | 0.31% | ||
| 32 | ROYAL BANK OF CANADA | 45,420 | 665,000 | 0.26% | ||
| 33 | VSR Financial Services, Inc. | 43,659 | 639,000 | 0.25% | ||
| 34 | Commonwealth Equity Services, Inc | 40,137 | 587,000 | 0.23% | ||
| 35 | Private Advisor Group, LLC | 39,643 | 580,000 | 0.23% | ||
| 36 | SHEPHERD KAPLAN KROCHUK, LLC | 39,470 | 577,000 | 0.23% | ||
| 37 | KMS FINANCIAL SERVICES, INC | 25,897 | 379,000 | 0.15% | ||
| 38 | Janney Montgomery Scott LLC | 25,786 | 377,249 | 0.15% | ||
| 39 | AMERICAN INTERNATIONAL GROUP, INC. | 23,769 | 347,744 | 0.14% | ||
| 40 | Independence Trust CO | 20,903 | 306,000 | 0.12% | ||
| 41 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 20,830 | 305,000 | 0.12% | ||
| 42 | B. Riley Wealth Advisors, Inc. | 20,779 | 304,000 | 0.12% | ||
| 43 | DEUTSCHE BANK AG\ | 19,030 | 278,000 | 0.11% | ||
| 44 | Global Endowment Management, LP | 16,100 | 236,000 | 0.09% | ||
| 45 | GOLDMAN SACHS GROUP INC | 13,845 | 203,000 | 0.08% | ||
| 46 | MSI Financial Services Inc | 13,097 | 192,000 | 0.08% | ||
| 47 | Prospera Financial Services Inc | 13,000 | 190,000 | 0.07% | ||
| 48 | Cambridge Investment Research Advisors, Inc. | 12,331 | 180,000 | 0.07% | ||
| 49 | Placemark Investments, Inc. | 10,365 | 151,000 | 0.06% | ||
| 50 | Shaker Financial Services, LLC | 10,076 | 147,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
