| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 3,803,902 | 48,538,000 | 20.43% | ||
| 2 | MORGAN STANLEY | 2,818,922 | 35,970,000 | 15.14% | ||
| 3 | Advisors Asset Management, Inc. | 1,657,566 | 21,151,000 | 8.90% | ||
| 4 | WELLS FARGO & COMPANY/MN | 1,428,695 | 18,231,000 | 7.67% | ||
| 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,218,439 | 15,547,000 | 6.54% | ||
| 6 | Invesco Ltd. | 1,169,884 | 14,927,000 | 6.28% | ||
| 7 | Karpus Management, Inc. | 1,008,994 | 12,875,000 | 5.42% | ||
| 8 | RELATIVE VALUE PARTNERS GROUP, LLC | 824,057 | 10,515,000 | 4.43% | ||
| 9 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 793,324 | 10,123,000 | 4.26% | ||
| 10 | UBS Group AG | 732,464 | 9,346,000 | 3.93% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 662,814 | 8,457,000 | 3.56% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 468,543 | 5,978,000 | 2.52% | ||
| 13 | LPL Financial LLC | 393,425 | 4,973,000 | 2.09% | ||
| 14 | 1832 Asset Management L.P. | 264,187 | 3,392,000 | 1.43% | ||
| 15 | Cambridge Investment Research Advisors, Inc. | 176,312 | 2,250,000 | 0.95% | ||
| 16 | HOLLENCREST CAPITAL MANAGEMENT | 95,854 | 1,223,000 | 0.51% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 92,100 | 1,175,000 | 0.49% | ||
| 18 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 88,509 | 1,129,000 | 0.48% | ||
| 19 | AMERIPRISE FINANCIAL INC | 87,357 | 1,115,000 | 0.47% | ||
| 20 | POINTE CAPITAL MANAGEMENT LLC | 85,171 | 1,087,000 | 0.46% | ||
| 21 | ROYAL BANK OF CANADA | 69,874 | 892,000 | 0.38% | ||
| 22 | CITIGROUP INC | 49,171 | 627,000 | 0.26% | ||
| 23 | SHEPHERD KAPLAN KROCHUK, LLC | 45,180 | 576,000 | 0.24% | ||
| 24 | Aviance Capital Partners, LLC | 44,040 | 562,000 | 0.24% | ||
| 25 | Weiss Asset Management LP | 40,334 | 515,000 | 0.22% | ||
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 38,126 | 486,000 | 0.20% | ||
| 27 | Janney Montgomery Scott LLC | 37,731 | 481,000 | 0.20% | ||
| 28 | VICUS CAPITAL | 37,640 | 480,000 | 0.20% | ||
| 29 | AMERICAN INTERNATIONAL GROUP, INC. | 32,717 | 417,000 | 0.18% | ||
| 30 | Commonwealth Equity Services, Inc | 32,112 | 410,000 | 0.17% | ||
| 31 | NATIONAL PLANNING CORP | 35,515 | 398,000 | 0.17% | ||
| 32 | WEDBUSH SECURITIES INC | 30,205 | 385,000 | 0.16% | ||
| 33 | Squarepoint Ops LLC | 25,500 | 325,000 | 0.14% | ||
| 34 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 22,421 | 286,000 | 0.12% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 21,307 | 272,000 | 0.11% | ||
| 36 | Private Advisor Group, LLC | 18,751 | 239,000 | 0.10% | ||
| 37 | GOLDMAN SACHS GROUP INC | 17,012 | 217,000 | 0.09% | ||
| 38 | M&T BANK CORP | 16,149 | 206,000 | 0.09% | ||
| 39 | Global Endowment Management, LP | 16,100 | 205,000 | 0.09% | ||
| 40 | Prospera Financial Services Inc | 15,500 | 198,000 | 0.08% | ||
| 41 | SEIZERT CAPITAL PARTNERS, LLC | 15,184 | 194,000 | 0.08% | ||
| 42 | MSI Financial Services Inc | 14,473 | 185,000 | 0.08% | ||
| 43 | ANCORA PRIVATE WEALTH ADVISORS, LLC | 13,793 | 176,000 | 0.07% | ||
| 44 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 11,930 | 152,000 | 0.06% | ||
| 45 | DEUTSCHE BANK AG\ | 9,343 | 119,000 | 0.05% | ||
| 46 | FIFTH THIRD BANCORP | 9,096 | 116,000 | 0.05% | ||
| 47 | IFP ADVISORS, INC | 8,183 | 104,000 | 0.04% | ||
| 48 | Creative Planning | 5,174 | 66,000 | 0.03% | ||
| 49 | NEXT Financial Group, Inc | 4,948 | 63,000 | 0.03% | ||
| 50 | ADVOCACY WEALTH MANAGEMENT SERVICES, LLC | 2,750 | 35,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
