| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 2,849,222 | 42,881,000 | 16.12% | ||
| 2 | 1607 Capital Partners, LLC | 2,204,641 | 33,180,000 | 12.47% | ||
| 3 | UBS AG | 1,815,494 | 27,323,000 | 10.27% | ||
| 4 | MORGAN STANLEY | 1,331,617 | 20,041,000 | 7.53% | ||
| 5 | Relative Value Partners, LLC | 1,256,354 | 18,908,000 | 7.11% | ||
| 6 | Invesco Ltd. | 1,190,759 | 17,921,000 | 6.74% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,129,932 | 17,005,000 | 6.39% | ||
| 8 | WELLS FARGO & COMPANY/MN | 1,055,055 | 15,878,000 | 5.97% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 587,502 | 8,842,000 | 3.32% | ||
| 10 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 553,725 | 8,334,000 | 3.13% | ||
| 11 | 1832 Asset Management L.P. | 500,000 | 7,530,000 | 2.83% | ||
| 12 | CORNERSTONE ADVISORS INC | 495,873 | 7,463,000 | 2.81% | ||
| 13 | AQR CAPITAL MANAGEMENT LLC | 457,879 | 6,891,000 | 2.59% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 398,758 | 6,001,000 | 2.26% | ||
| 15 | LPL Financial LLC | 206,107 | 3,102,000 | 1.17% | ||
| 16 | Index Management Solutions, LLC | 170,986 | 2,573,000 | 0.97% | ||
| 17 | BB&T SECURITIES, LLC | 14,952 | 2,250,000 | 0.85% | ||
| 18 | Raymond James Financial Services Advisors, Inc. | 135,954 | 2,046,000 | 0.77% | ||
| 19 | Aviance Capital Partners, LLC | 95,751 | 1,441,000 | 0.54% | ||
| 20 | SEIZERT CAPITAL PARTNERS, LLC | 89,852 | 1,352,000 | 0.51% | ||
| 21 | HOLLENCREST CAPITAL MANAGEMENT | 74,152 | 1,116,000 | 0.42% | ||
| 22 | AMERIPRISE FINANCIAL INC | 72,369 | 1,089,000 | 0.41% | ||
| 23 | JANE STREET GROUP, LLC | 72,298 | 1,088,000 | 0.41% | ||
| 24 | Shaker Financial Services, LLC | 63,212 | 951,000 | 0.36% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 61,165 | 921,000 | 0.35% | ||
| 26 | CITIGROUP INC | 60,621 | 912,000 | 0.34% | ||
| 27 | NATIONAL PLANNING CORP | 55,858 | 841,000 | 0.32% | ||
| 28 | Virtu KCG Holdings LLC | 51,674 | 778,000 | 0.29% | ||
| 29 | ROYAL BANK OF CANADA | 49,809 | 750,000 | 0.28% | ||
| 30 | Commonwealth Equity Services, Inc | 45,175 | 680,000 | 0.26% | ||
| 31 | TFS CAPITAL LLC | 42,150 | 634,000 | 0.24% | ||
| 32 | Private Advisor Group, LLC | 41,385 | 623,000 | 0.23% | ||
| 33 | SHEPHERD KAPLAN KROCHUK, LLC | 39,470 | 594,000 | 0.22% | ||
| 34 | VSR Financial Services, Inc. | 38,096 | 573,000 | 0.22% | ||
| 35 | AMERICAN INTERNATIONAL GROUP, INC. | 33,405 | 502,752 | 0.19% | ||
| 36 | Janney Montgomery Scott LLC | 28,580 | 430,129 | 0.16% | ||
| 37 | GOLDMAN SACHS GROUP INC | 25,871 | 389,000 | 0.15% | ||
| 38 | DEUTSCHE BANK AG\ | 24,349 | 366,000 | 0.14% | ||
| 39 | Independence Trust CO | 20,903 | 315,000 | 0.12% | ||
| 40 | Global Endowment Management, LP | 16,100 | 242,000 | 0.09% | ||
| 41 | HOWE & RUSLING INC | 2,784 | 203,000 | 0.08% | ||
| 42 | Prospera Financial Services Inc | 13,000 | 196,000 | 0.07% | ||
| 43 | Cambridge Investment Research Advisors, Inc. | 12,919 | 194,000 | 0.07% | ||
| 44 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 7,869 | 118,000 | 0.04% | ||
| 45 | WFG Advisors, LP | 6,208 | 93,000 | 0.03% | ||
| 46 | MSI Financial Services Inc | 5,504 | 83,000 | 0.03% | ||
| 47 | BNP PARIBAS FINANCIAL MARKETS | 5,363 | 80,713 | 0.03% | ||
| 48 | NEW ENGLAND SECURITIES CORP /MA/ | 4,242 | 64,000 | 0.02% | ||
| 49 | Sandy Spring Bank | 3,374 | 51,000 | 0.02% | ||
| 50 | FIFTH THIRD BANCORP | 2,096 | 32,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
