| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 3,742,724 | 45,287,000 | 20.38% | ||
| 2 | MORGAN STANLEY | 2,559,167 | 30,966,000 | 13.94% | ||
| 3 | Advisors Asset Management, Inc. | 1,853,477 | 22,427,000 | 10.09% | ||
| 4 | WELLS FARGO & COMPANY/MN | 1,316,198 | 15,926,000 | 7.17% | ||
| 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,245,660 | 15,072,000 | 6.78% | ||
| 6 | Invesco Ltd. | 1,147,115 | 13,880,000 | 6.25% | ||
| 7 | Karpus Management, Inc. | 1,015,311 | 12,285,000 | 5.53% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 918,434 | 11,113,000 | 5.00% | ||
| 9 | RELATIVE VALUE PARTNERS GROUP, LLC | 908,668 | 10,995,000 | 4.95% | ||
| 10 | UBS Group AG | 735,506 | 8,900,000 | 4.01% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 643,332 | 7,785,000 | 3.50% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 488,916 | 5,916,000 | 2.66% | ||
| 13 | 1832 Asset Management L.P. | 258,248 | 3,136,000 | 1.41% | ||
| 14 | CORNERSTONE ADVISORS INC | 237,932 | 2,879,000 | 1.30% | ||
| 15 | LPL Financial LLC | 195,925 | 2,455,000 | 1.10% | ||
| 16 | POINTE CAPITAL MANAGEMENT LLC | 99,705 | 1,206,000 | 0.54% | ||
| 17 | HOLLENCREST CAPITAL MANAGEMENT | 95,849 | 1,159,000 | 0.52% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 87,657 | 1,061,000 | 0.48% | ||
| 19 | AMERIPRISE FINANCIAL INC | 84,072 | 1,019,000 | 0.46% | ||
| 20 | ROYAL BANK OF CANADA | 74,174 | 898,000 | 0.40% | ||
| 21 | CITIGROUP INC | 49,325 | 597,000 | 0.27% | ||
| 22 | Aviance Capital Partners, LLC | 48,640 | 589,000 | 0.27% | ||
| 23 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 42,985 | 520,000 | 0.23% | ||
| 24 | SHEPHERD KAPLAN KROCHUK, LLC | 42,460 | 514,000 | 0.23% | ||
| 25 | NATIONAL PLANNING CORP | 39,165 | 511,000 | 0.23% | ||
| 26 | Virtu KCG Holdings LLC | 39,380 | 476,000 | 0.21% | ||
| 27 | PNC FINANCIAL SERVICES GROUP, INC. | 38,333 | 464,000 | 0.21% | ||
| 28 | Commonwealth Equity Services, Inc | 34,919 | 423,000 | 0.19% | ||
| 29 | AMERICAN INTERNATIONAL GROUP, INC. | 33,884 | 410,000 | 0.18% | ||
| 30 | VICUS CAPITAL | 29,831 | 361,000 | 0.16% | ||
| 31 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 23,224 | 281,000 | 0.13% | ||
| 32 | WEDBUSH SECURITIES INC | 21,688 | 262,000 | 0.12% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 20,904 | 253,000 | 0.11% | ||
| 34 | B. Riley Wealth Advisors, Inc. | 19,758 | 240,000 | 0.11% | ||
| 35 | Private Advisor Group, LLC | 18,751 | 227,000 | 0.10% | ||
| 36 | GOLDMAN SACHS GROUP INC | 17,987 | 218,000 | 0.10% | ||
| 37 | M&T BANK CORP | 16,238 | 197,000 | 0.09% | ||
| 38 | Global Endowment Management, LP | 16,100 | 195,000 | 0.09% | ||
| 39 | SEIZERT CAPITAL PARTNERS, LLC | 15,184 | 184,000 | 0.08% | ||
| 40 | ANCORA PRIVATE WEALTH ADVISORS, LLC | 13,547 | 164,000 | 0.07% | ||
| 41 | Prospera Financial Services Inc | 13,500 | 163,000 | 0.07% | ||
| 42 | DEUTSCHE BANK AG\ | 9,892 | 119,000 | 0.05% | ||
| 43 | FIFTH THIRD BANCORP | 9,096 | 110,000 | 0.05% | ||
| 44 | MSI Financial Services Inc | 6,488 | 79,000 | 0.04% | ||
| 45 | Sunbelt Securities, Inc. | 4,021 | 48,660 | 0.02% | ||
| 46 | NEXT Financial Group, Inc | 2,890 | 34,000 | 0.02% | ||
| 47 | Global X Management CO LLC | 2,540 | 31,000 | 0.01% | ||
| 48 | ENVESTNET ASSET MANAGEMENT INC | 2,001 | 24,000 | 0.01% | ||
| 49 | Advisory Services Network, LLC | 1,986 | 24,000 | 0.01% | ||
| 50 | ROBLE, BELKO & COMPANY, INC | 1,820 | 22,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
