| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 2,994,415 | 41,173,000 | 16.59% | ||
| 2 | MORGAN STANLEY | 1,970,847 | 27,099,000 | 10.92% | ||
| 3 | Advisors Asset Management, Inc. | 1,759,185 | 24,189,000 | 9.75% | ||
| 4 | WELLS FARGO & COMPANY/MN | 1,389,269 | 19,102,000 | 7.70% | ||
| 5 | Invesco Ltd. | 1,226,351 | 16,863,000 | 6.79% | ||
| 6 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,214,819 | 16,704,000 | 6.73% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,185,744 | 16,304,000 | 6.57% | ||
| 8 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,077,707 | 14,818,000 | 5.97% | ||
| 9 | Karpus Management, Inc. | 1,008,622 | 13,869,000 | 5.59% | ||
| 10 | UBS Group AG | 694,141 | 9,544,000 | 3.85% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 569,840 | 7,834,000 | 3.16% | ||
| 12 | CORNERSTONE ADVISORS INC | 536,753 | 7,380,000 | 2.97% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 452,991 | 6,230,000 | 2.51% | ||
| 14 | 1832 Asset Management L.P. | 254,479 | 3,495,000 | 1.41% | ||
| 15 | LPL Financial LLC | 203,881 | 2,781,000 | 1.12% | ||
| 16 | Cambridge Investment Research Advisors, Inc. | 166,791 | 2,293,000 | 0.92% | ||
| 17 | POINTE CAPITAL MANAGEMENT LLC | 106,455 | 1,464,000 | 0.59% | ||
| 18 | HOLLENCREST CAPITAL MANAGEMENT | 95,844 | 1,318,000 | 0.53% | ||
| 19 | AMERIPRISE FINANCIAL INC | 92,369 | 1,270,000 | 0.51% | ||
| 20 | Virtu KCG Holdings LLC | 89,061 | 1,225,000 | 0.49% | ||
| 21 | BAIRD FINANCIAL GROUP, INC. | 83,091 | 1,143,000 | 0.46% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 77,889 | 1,071,000 | 0.43% | ||
| 23 | ROYAL BANK OF CANADA | 72,129 | 992,000 | 0.40% | ||
| 24 | CITIGROUP INC | 49,095 | 675,000 | 0.27% | ||
| 25 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 48,687 | 669,000 | 0.27% | ||
| 26 | Aviance Capital Partners, LLC | 45,040 | 619,000 | 0.25% | ||
| 27 | NATIONAL PLANNING CORP | 43,011 | 586,000 | 0.24% | ||
| 28 | SHEPHERD KAPLAN KROCHUK, LLC | 42,460 | 584,000 | 0.24% | ||
| 29 | Private Advisor Group, LLC | 39,363 | 541,000 | 0.22% | ||
| 30 | PNC FINANCIAL SERVICES GROUP, INC. | 38,533 | 530,000 | 0.21% | ||
| 31 | Commonwealth Equity Services, Inc | 36,053 | 496,000 | 0.20% | ||
| 32 | AMERICAN INTERNATIONAL GROUP, INC. | 35,384 | 486,533 | 0.20% | ||
| 33 | DOLIVER ADVISORS, LP | 33,274 | 458,000 | 0.18% | ||
| 34 | AQR ARBITRAGE LLC | 31,991 | 440,000 | 0.18% | ||
| 35 | Shaker Financial Services, LLC | 31,050 | 427,000 | 0.17% | ||
| 36 | VICUS CAPITAL | 25,516 | 351,000 | 0.14% | ||
| 37 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 25,466 | 350,000 | 0.14% | ||
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 22,275 | 307,000 | 0.12% | ||
| 39 | WEDBUSH SECURITIES INC | 20,277 | 279,000 | 0.11% | ||
| 40 | GOLDMAN SACHS GROUP INC | 17,033 | 234,000 | 0.09% | ||
| 41 | BB&T SECURITIES, LLC | 16,876 | 232,000 | 0.09% | ||
| 42 | Global Endowment Management, LP | 16,100 | 221,000 | 0.09% | ||
| 43 | M&T BANK CORP | 15,854 | 218,000 | 0.09% | ||
| 44 | B. Riley Wealth Advisors, Inc. | 15,816 | 218,000 | 0.09% | ||
| 45 | SEIZERT CAPITAL PARTNERS, LLC | 15,184 | 209,000 | 0.08% | ||
| 46 | Prospera Financial Services Inc | 13,500 | 186,000 | 0.07% | ||
| 47 | DEUTSCHE BANK AG\ | 11,336 | 155,000 | 0.06% | ||
| 48 | FIFTH THIRD BANCORP | 9,096 | 125,000 | 0.05% | ||
| 49 | MSI Financial Services Inc | 5,738 | 79,000 | 0.03% | ||
| 50 | INTEGRATED WEALTH MANAGEMENT | 5,366 | 74,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
