| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 2,816,278 | 39,090,000 | 15.27% | ||
| 2 | Advisors Asset Management, Inc. | 2,105,344 | 29,222,000 | 11.41% | ||
| 3 | MORGAN STANLEY | 1,697,985 | 23,568,000 | 9.21% | ||
| 4 | WELLS FARGO & COMPANY/MN | 1,370,301 | 19,020,000 | 7.43% | ||
| 5 | Invesco Ltd. | 1,196,619 | 16,609,000 | 6.49% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,194,058 | 16,574,000 | 6.47% | ||
| 7 | Relative Value Partners, LLC | 1,178,971 | 16,364,000 | 6.39% | ||
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,041,764 | 14,460,000 | 5.65% | ||
| 9 | Karpus Management, Inc. | 1,013,012 | 14,061,000 | 5.49% | ||
| 10 | UBS Group AG | 663,878 | 9,215,000 | 3.60% | ||
| 11 | CORNERSTONE ADVISORS INC | 643,926 | 8,938,000 | 3.49% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 639,976 | 8,884,000 | 3.47% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 444,883 | 6,175,000 | 2.41% | ||
| 14 | WOLVERINE ASSET MANAGEMENT LLC | 253,028 | 3,512,000 | 1.37% | ||
| 15 | LPL Financial LLC | 189,955 | 2,625,000 | 1.03% | ||
| 16 | BB&T SECURITIES, LLC | 16,640 | 2,309,000 | 0.90% | ||
| 17 | 1832 Asset Management L.P. | 155,000 | 2,155,000 | 0.84% | ||
| 18 | AQR ARBITRAGE LLC | 136,219 | 1,891,000 | 0.74% | ||
| 19 | Cambridge Investment Research Advisors, Inc. | 128,764 | 1,787,000 | 0.70% | ||
| 20 | Raymond James Financial Services Advisors, Inc. | 114,540 | 1,590,000 | 0.62% | ||
| 21 | POINTE CAPITAL MANAGEMENT LLC | 106,455 | 1,478,000 | 0.58% | ||
| 22 | AMERIPRISE FINANCIAL INC | 96,313 | 1,342,000 | 0.52% | ||
| 23 | HOLLENCREST CAPITAL MANAGEMENT | 95,839 | 1,331,000 | 0.52% | ||
| 24 | Shaker Financial Services, LLC | 79,547 | 1,104,000 | 0.43% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 70,538 | 979,000 | 0.38% | ||
| 26 | Robert W. Baird & Co. Inc | 67,438 | 936,000 | 0.37% | ||
| 27 | DOLIVER ADVISORS, LP | 63,335 | 879,000 | 0.34% | ||
| 28 | ROYAL BANK OF CANADA | 55,412 | 769,000 | 0.30% | ||
| 29 | CITIGROUP INC | 52,806 | 734,000 | 0.29% | ||
| 30 | DEUTSCHE BANK AG\ | 52,862 | 733,000 | 0.29% | ||
| 31 | Commonwealth Equity Services, Inc | 51,582 | 716,000 | 0.28% | ||
| 32 | Aviance Capital Partners, LLC | 49,950 | 693,000 | 0.27% | ||
| 33 | NATIONAL PLANNING CORP | 44,911 | 628,000 | 0.25% | ||
| 34 | SHEPHERD KAPLAN KROCHUK, LLC | 39,470 | 548,000 | 0.21% | ||
| 35 | Private Advisor Group, LLC | 39,345 | 546,000 | 0.21% | ||
| 36 | PNC FINANCIAL SERVICES GROUP, INC. | 36,644 | 509,000 | 0.20% | ||
| 37 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 35,581 | 493,000 | 0.19% | ||
| 38 | AMERICAN INTERNATIONAL GROUP, INC. | 34,833 | 483,484 | 0.19% | ||
| 39 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 29,568 | 410,000 | 0.16% | ||
| 40 | VICUS CAPITAL | 19,265 | 267,000 | 0.10% | ||
| 41 | Independence Trust CO | 18,928 | 263,000 | 0.10% | ||
| 42 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 18,675 | 259,000 | 0.10% | ||
| 43 | SEIZERT CAPITAL PARTNERS, LLC | 18,519 | 257,000 | 0.10% | ||
| 44 | GOLDMAN SACHS GROUP INC | 17,012 | 236,000 | 0.09% | ||
| 45 | Virtu KCG Holdings LLC | 16,602 | 230,000 | 0.09% | ||
| 46 | Prospera Financial Services Inc | 16,500 | 229,000 | 0.09% | ||
| 47 | Global Endowment Management, LP | 16,100 | 223,000 | 0.09% | ||
| 48 | M&T BANK CORP | 16,079 | 223,000 | 0.09% | ||
| 49 | MSI Financial Services Inc | 5,863 | 81,000 | 0.03% | ||
| 50 | INTEGRATED WEALTH MANAGEMENT | 5,544 | 76,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
