| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 2,645,458 | 34,735,000 | 14.85% | ||
| 2 | Advisors Asset Management, Inc. | 2,425,194 | 31,843,000 | 13.62% | ||
| 3 | MORGAN STANLEY | 1,368,344 | 17,967,000 | 7.68% | ||
| 4 | WELLS FARGO & COMPANY/MN | 1,310,240 | 17,203,000 | 7.36% | ||
| 5 | Relative Value Partners, LLC | 1,224,671 | 16,080,000 | 6.88% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,160,756 | 15,241,000 | 6.52% | ||
| 7 | Invesco Ltd. | 1,106,175 | 14,524,000 | 6.21% | ||
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 965,680 | 12,679,000 | 5.42% | ||
| 9 | UBS Group AG | 837,296 | 10,994,000 | 4.70% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 622,220 | 8,169,000 | 3.49% | ||
| 11 | Karpus Management, Inc. | 546,164 | 7,171,000 | 3.07% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 423,459 | 5,560,000 | 2.38% | ||
| 13 | CORNERSTONE ADVISORS INC | 300,786 | 3,949,000 | 1.69% | ||
| 14 | Index Management Solutions, LLC | 245,574 | 3,224,000 | 1.38% | ||
| 15 | DOLIVER ADVISORS, LP | 223,684 | 2,936,000 | 1.26% | ||
| 16 | Shaker Financial Services, LLC | 215,489 | 2,829,000 | 1.21% | ||
| 17 | LPL Financial LLC | 184,405 | 2,421,000 | 1.04% | ||
| 18 | AQR CAPITAL MANAGEMENT LLC | 165,445 | 2,172,000 | 0.93% | ||
| 19 | BB&T SECURITIES, LLC | 16,399 | 2,153,000 | 0.92% | ||
| 20 | TFS CAPITAL LLC | 152,286 | 2,000,000 | 0.86% | ||
| 21 | 1832 Asset Management L.P. | 140,000 | 1,836,000 | 0.79% | ||
| 22 | Raymond James Financial Services Advisors, Inc. | 113,092 | 1,485,000 | 0.63% | ||
| 23 | HOLLENCREST CAPITAL MANAGEMENT | 97,346 | 1,278,000 | 0.55% | ||
| 24 | Aviance Capital Partners, LLC | 91,441 | 1,201,000 | 0.51% | ||
| 25 | AMERIPRISE FINANCIAL INC | 78,700 | 1,033,000 | 0.44% | ||
| 26 | RAYMOND JAMES & ASSOCIATES | 67,541 | 887,000 | 0.38% | ||
| 27 | Robert W. Baird & Co. Inc | 60,056 | 789,000 | 0.34% | ||
| 28 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 59,291 | 778,000 | 0.33% | ||
| 29 | ROYAL BANK OF CANADA | 59,049 | 775,000 | 0.33% | ||
| 30 | CITIGROUP INC | 54,785 | 720,000 | 0.31% | ||
| 31 | Commonwealth Equity Services, Inc | 50,636 | 665,000 | 0.28% | ||
| 32 | GOLDMAN SACHS GROUP INC | 49,636 | 652,000 | 0.28% | ||
| 33 | NATIONAL PLANNING CORP | 45,065 | 589,000 | 0.25% | ||
| 34 | Private Advisor Group, LLC | 41,744 | 548,000 | 0.23% | ||
| 35 | BOOTHBAY FUND MANAGEMENT, LLC | 40,524 | 532,000 | 0.23% | ||
| 36 | Janney Montgomery Scott LLC | 39,917 | 524,110 | 0.22% | ||
| 37 | SHEPHERD KAPLAN KROCHUK, LLC | 39,470 | 518,000 | 0.22% | ||
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 37,031 | 486,000 | 0.21% | ||
| 39 | Virtu KCG Holdings LLC | 35,826 | 470,000 | 0.20% | ||
| 40 | AMERICAN INTERNATIONAL GROUP, INC. | 34,333 | 450,794 | 0.19% | ||
| 41 | SEIZERT CAPITAL PARTNERS, LLC | 31,069 | 408,000 | 0.17% | ||
| 42 | Tower Research Capital LLC (TRC) | 30,866 | 405,000 | 0.17% | ||
| 43 | Cambridge Investment Research Advisors, Inc. | 28,607 | 376,000 | 0.16% | ||
| 44 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 23,810 | 313,000 | 0.13% | ||
| 45 | B. Riley Wealth Advisors, Inc. | 23,134 | 304,000 | 0.13% | ||
| 46 | DEUTSCHE BANK AG\ | 22,544 | 296,000 | 0.13% | ||
| 47 | Independence Trust CO | 20,903 | 274,000 | 0.12% | ||
| 48 | Prospera Financial Services Inc | 16,500 | 217,000 | 0.09% | ||
| 49 | Global Endowment Management, LP | 16,100 | 211,000 | 0.09% | ||
| 50 | M&T BANK CORP | 15,054 | 198,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
