| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 2,742,511 | 38,697,000 | 15.51% | ||
| 2 | 1607 Capital Partners, LLC | 2,199,114 | 31,029,000 | 12.43% | ||
| 3 | UBS AG | 2,080,929 | 29,362,000 | 11.77% | ||
| 4 | MORGAN STANLEY | 1,391,120 | 19,629,000 | 7.87% | ||
| 5 | WELLS FARGO & COMPANY/MN | 1,250,207 | 17,641,000 | 7.07% | ||
| 6 | Relative Value Partners, LLC | 1,236,998 | 17,454,000 | 6.99% | ||
| 7 | Invesco Ltd. | 1,080,155 | 15,241,000 | 6.11% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 967,642 | 13,653,000 | 5.47% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 798,601 | 11,268,000 | 4.52% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 597,842 | 8,436,000 | 3.38% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 402,612 | 5,681,000 | 2.28% | ||
| 12 | 1832 Asset Management L.P. | 400,000 | 5,649,000 | 2.26% | ||
| 13 | AQR CAPITAL MANAGEMENT LLC | 292,973 | 4,134,000 | 1.66% | ||
| 14 | CORNERSTONE ADVISORS INC | 250,786 | 3,539,000 | 1.42% | ||
| 15 | Shaker Financial Services, LLC | 226,501 | 3,196,000 | 1.28% | ||
| 16 | Index Management Solutions, LLC | 204,551 | 2,864,000 | 1.15% | ||
| 17 | LPL Financial LLC | 200,090 | 2,797,000 | 1.12% | ||
| 18 | BB&T SECURITIES, LLC | 14,876 | 2,099,000 | 0.84% | ||
| 19 | Raymond James Financial Services Advisors, Inc. | 115,912 | 1,636,000 | 0.66% | ||
| 20 | Aviance Capital Partners, LLC | 102,551 | 1,447,000 | 0.58% | ||
| 21 | HOLLENCREST CAPITAL MANAGEMENT | 74,153 | 1,046,000 | 0.42% | ||
| 22 | AMERIPRISE FINANCIAL INC | 73,728 | 1,040,000 | 0.42% | ||
| 23 | CITIGROUP INC | 65,248 | 921,000 | 0.37% | ||
| 24 | Virtu KCG Holdings LLC | 65,218 | 920,000 | 0.37% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 61,762 | 871,000 | 0.35% | ||
| 26 | ROYAL BANK OF CANADA | 57,431 | 810,000 | 0.32% | ||
| 27 | NATIONAL PLANNING CORP | 53,765 | 747,000 | 0.30% | ||
| 28 | Commonwealth Equity Services, Inc | 52,758 | 744,000 | 0.30% | ||
| 29 | DOLIVER ADVISORS, LP | 48,597 | 686,000 | 0.27% | ||
| 30 | Private Advisor Group, LLC | 44,577 | 629,000 | 0.25% | ||
| 31 | Janney Montgomery Scott LLC | 42,751 | 603,217 | 0.24% | ||
| 32 | ROBINSON CAPITAL MANAGEMENT, LLC | 39,650 | 559,000 | 0.22% | ||
| 33 | SHEPHERD KAPLAN KROCHUK, LLC | 39,470 | 557,000 | 0.22% | ||
| 34 | AMERICAN INTERNATIONAL GROUP, INC. | 35,466 | 500,428 | 0.20% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 25,007 | 353,000 | 0.14% | ||
| 36 | Robert W. Baird & Co. Inc | 24,856 | 351,000 | 0.14% | SH | |
| 37 | DEUTSCHE BANK AG\ | 22,544 | 318,000 | 0.13% | ||
| 38 | GOLDMAN SACHS GROUP INC | 21,415 | 302,000 | 0.12% | ||
| 39 | Independence Trust CO | 20,903 | 295,000 | 0.12% | ||
| 40 | Global Endowment Management, LP | 16,100 | 227,000 | 0.09% | ||
| 41 | SEIZERT CAPITAL PARTNERS, LLC | 15,985 | 226,000 | 0.09% | ||
| 42 | Cambridge Investment Research Advisors, Inc. | 15,615 | 220,000 | 0.09% | ||
| 43 | Prospera Financial Services Inc | 15,000 | 212,000 | 0.08% | ||
| 44 | M&T BANK CORP | 14,506 | 205,000 | 0.08% | ||
| 45 | VICUS CAPITAL | 11,645 | 164,000 | 0.07% | ||
| 46 | Tower Research Capital LLC (TRC) | 6,860 | 97,000 | 0.04% | ||
| 47 | WFG Advisors, LP | 6,245 | 88,000 | 0.04% | ||
| 48 | NEW ENGLAND SECURITIES CORP /MA/ | 4,242 | 60,000 | 0.02% | ||
| 49 | MSI Financial Services Inc | 3,716 | 52,000 | 0.02% | ||
| 50 | Sandy Spring Bank | 3,374 | 48,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
