| 1 |
GUGGENHEIM CAPITAL LLC |
325,710 |
4,856,000 |
38.36% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
98,538 |
1,463,000 |
11.56% |
|
|
| 3 |
Raymond James Financial Services Advisors, Inc. |
65,289 |
970,000 |
7.66% |
|
|
| 4 |
Advisors Asset Management, Inc. |
58,450 |
871,000 |
6.88% |
|
|
| 5 |
MORGAN STANLEY |
53,370 |
793,000 |
6.26% |
|
|
| 6 |
LPL Financial LLC |
42,408 |
630,000 |
4.98% |
|
|
| 7 |
First Allied Advisory Services, Inc. |
40,329 |
603,000 |
4.76% |
|
|
| 8 |
Commonwealth Equity Services, Inc |
37,972 |
564,000 |
4.45% |
|
|
| 9 |
BANK OF AMERICA CORP /DE/ |
35,560 |
528,000 |
4.17% |
|
|
| 10 |
FIRST TRUST ADVISORS LP |
32,188 |
478,000 |
3.78% |
|
|
| 11 |
UBS AG |
26,126 |
388,000 |
3.06% |
|
|
| 12 |
VSR Financial Services, Inc. |
14,185 |
211,000 |
1.67% |
|
|
| 13 |
ROYAL BANK OF CANADA |
13,515 |
201,000 |
1.59% |
|
|
| 14 |
CITIGROUP INC |
2,214 |
33,000 |
0.26% |
|
|
| 15 |
Baltimore-Washington Financial Advisors, Inc. |
1,200 |
18,000 |
0.14% |
|
|
| 16 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,000 |
14,850 |
0.12% |
|
|
| 17 |
PRIVATE TRUST CO NA |
696 |
10,000 |
0.08% |
|
|
| 18 |
AMERIPRISE FINANCIAL INC |
700 |
10,000 |
0.08% |
|
|
| 19 |
CANADA LIFE ASSURANCE Co |
500 |
7,000 |
0.06% |
|
|
| 20 |
B. Riley Wealth Advisors, Inc. |
419 |
6,222 |
0.05% |
|
|
| 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
369 |
5,000 |
0.04% |
|
|
