| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 326,388 | 3,639,000 | 26.66% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 321,838 | 3,588,000 | 26.29% | ||
| 3 | WELLS FARGO & COMPANY/MN | 115,018 | 1,282,000 | 9.39% | ||
| 4 | MORGAN STANLEY | 110,915 | 1,236,000 | 9.05% | ||
| 5 | UBS Group AG | 78,084 | 871,000 | 6.38% | ||
| 6 | ROYAL BANK OF CANADA | 56,104 | 626,000 | 4.59% | ||
| 7 | Commonwealth Equity Services, Inc | 51,064 | 569,000 | 4.17% | ||
| 8 | LPL Financial LLC | 37,174 | 428,000 | 3.14% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 33,486 | 373,000 | 2.73% | ||
| 10 | Invesco Ltd. | 19,792 | 221,000 | 1.62% | ||
| 11 | BARD ASSOCIATES INC | 19,250 | 215,000 | 1.58% | ||
| 12 | Curi Capital, LLC | 17,666 | 197,000 | 1.44% | ||
| 13 | CITIGROUP INC | 7,993 | 89,000 | 0.65% | ||
| 14 | AMERICAN INTERNATIONAL GROUP, INC. | 7,611 | 85,000 | 0.62% | ||
| 15 | WOLVERINE ASSET MANAGEMENT LLC | 7,269 | 81,000 | 0.59% | ||
| 16 | MSI Financial Services Inc | 2,991 | 33,000 | 0.24% | ||
| 17 | US BANCORP \DE\ | 2,188 | 24,000 | 0.18% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,187 | 24,000 | 0.18% | ||
| 19 | PNC FINANCIAL SERVICES GROUP, INC. | 2,000 | 22,000 | 0.16% | ||
| 20 | Winslow, Evans & Crocker, Inc. | 1,800 | 20,070 | 0.15% | ||
| 21 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,100 | 12,000 | 0.09% | ||
| 22 | FIFTH THIRD BANCORP | 1,076 | 12,000 | 0.09% | ||
| 23 | Windsor Capital Management, LLC | 300 | 3,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
