| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 348,955 | 3,674,000 | 18.70% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 303,074 | 3,192,000 | 16.24% | ||
| 3 | Calamos Wealth Management LLC | 199,829 | 2,104,000 | 10.71% | ||
| 4 | Shaker Financial Services, LLC | 174,072 | 1,833,000 | 9.33% | ||
| 5 | WELLS FARGO & COMPANY/MN | 120,515 | 1,269,000 | 6.46% | ||
| 6 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 120,012 | 1,264,000 | 6.43% | ||
| 7 | CITIGROUP INC | 108,584 | 1,143,000 | 5.82% | ||
| 8 | MORGAN STANLEY | 104,557 | 1,101,000 | 5.60% | ||
| 9 | HighTower Advisors, LLC | 73,054 | 772,000 | 3.93% | ||
| 10 | Commonwealth Equity Services, Inc | 58,276 | 614,000 | 3.12% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 48,569 | 511,000 | 2.60% | ||
| 12 | Curi Capital, LLC | 34,201 | 360,000 | 1.83% | ||
| 13 | LPL Financial LLC | 26,841 | 284,000 | 1.45% | ||
| 14 | UBS Group AG | 25,862 | 272,000 | 1.38% | ||
| 15 | MARINER INVESTMENT GROUP LLC | 25,543 | 269,000 | 1.37% | ||
| 16 | CLOUGH CAPITAL PARTNERS L P | 18,500 | 195,000 | 0.99% | ||
| 17 | BARD ASSOCIATES INC | 17,875 | 188,000 | 0.96% | ||
| 18 | Invesco Ltd. | 15,016 | 158,000 | 0.80% | ||
| 19 | ADVISOR GROUP, INC. | 13,487 | 142,000 | 0.72% | ||
| 20 | ROYAL BANK OF CANADA | 9,478 | 100,000 | 0.51% | ||
| 21 | Advisory Alpha, LLC | 5,163 | 59,000 | 0.30% | ||
| 22 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 5,111 | 54,000 | 0.27% | ||
| 23 | IFP ADVISORS, INC | 3,100 | 33,000 | 0.17% | ||
| 24 | Winslow, Evans & Crocker, Inc. | 3,026 | 31,854 | 0.16% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,226 | 23,000 | 0.12% | ||
| 26 | Creative Planning | 485 | 5,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
