| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 363,087 | 3,994,000 | 18.79% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 321,444 | 3,536,000 | 16.63% | ||
| 3 | Shaker Financial Services, LLC | 201,830 | 2,198,000 | 10.34% | ||
| 4 | Calamos Wealth Management LLC | 189,262 | 2,061,000 | 9.69% | ||
| 5 | MARINER INVESTMENT GROUP LLC | 114,443 | 1,246,000 | 5.86% | ||
| 6 | CITIGROUP INC | 112,260 | 1,235,000 | 5.81% | ||
| 7 | MORGAN STANLEY | 100,710 | 1,097,000 | 5.16% | ||
| 8 | WELLS FARGO & COMPANY/MN | 93,282 | 1,016,000 | 4.78% | ||
| 9 | Commonwealth Equity Services, Inc | 60,990 | 664,000 | 3.12% | ||
| 10 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 57,681 | 628,000 | 2.95% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 49,543 | 540,000 | 2.54% | ||
| 12 | LPL Financial LLC | 46,315 | 508,000 | 2.39% | ||
| 13 | UBS Group AG | 43,224 | 471,000 | 2.22% | ||
| 14 | CORNERSTONE ADVISORS INC | 36,870 | 406,000 | 1.91% | ||
| 15 | HighTower Advisors, LLC | 34,168 | 366,000 | 1.72% | ||
| 16 | VSR Financial Services, Inc. | 29,432 | 321,000 | 1.51% | ||
| 17 | DOLIVER ADVISORS, LP | 25,212 | 277,000 | 1.30% | ||
| 18 | BARD ASSOCIATES INC | 18,525 | 202,000 | 0.95% | ||
| 19 | Invesco Ltd. | 16,798 | 183,000 | 0.86% | ||
| 20 | ROYAL BANK OF CANADA | 9,008 | 98,000 | 0.46% | ||
| 21 | ADVISOR GROUP, INC. | 6,987 | 75,000 | 0.35% | ||
| 22 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 4,465 | 49,000 | 0.23% | ||
| 23 | IFP ADVISORS, INC | 3,100 | 34,000 | 0.16% | ||
| 24 | Winslow, Evans & Crocker, Inc. | 2,700 | 29,404 | 0.14% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,234 | 24,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
