| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 331,858 | 3,797,000 | 18.21% | ||
| 2 | Advisors Asset Management, Inc. | 323,595 | 3,702,000 | 17.76% | ||
| 3 | Shaker Financial Services, LLC | 224,916 | 2,573,000 | 12.34% | ||
| 4 | Calamos Wealth Management LLC | 194,837 | 2,229,000 | 10.69% | ||
| 5 | WELLS FARGO & COMPANY/MN | 109,731 | 1,256,000 | 6.02% | ||
| 6 | MORGAN STANLEY | 108,213 | 1,238,000 | 5.94% | ||
| 7 | CITIGROUP INC | 87,941 | 1,006,000 | 4.83% | ||
| 8 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 78,143 | 894,000 | 4.29% | ||
| 9 | HighTower Advisors, LLC | 74,413 | 852,000 | 4.09% | ||
| 10 | Commonwealth Equity Services, Inc | 60,266 | 689,000 | 3.30% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 53,989 | 618,000 | 2.96% | ||
| 12 | UBS Group AG | 40,005 | 458,000 | 2.20% | ||
| 13 | LPL Financial LLC | 26,967 | 306,000 | 1.47% | ||
| 14 | MARINER INVESTMENT GROUP LLC | 26,637 | 305,000 | 1.46% | ||
| 15 | BARD ASSOCIATES INC | 18,525 | 212,000 | 1.02% | ||
| 16 | Invesco Ltd. | 15,902 | 182,000 | 0.87% | ||
| 17 | Curi Capital, LLC | 15,010 | 172,000 | 0.83% | ||
| 18 | ADVISOR GROUP, INC. | 8,987 | 102,000 | 0.49% | ||
| 19 | ROYAL BANK OF CANADA | 8,319 | 95,000 | 0.46% | ||
| 20 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 4,965 | 57,000 | 0.27% | ||
| 21 | Winslow, Evans & Crocker, Inc. | 3,150 | 36,036 | 0.17% | ||
| 22 | IFP ADVISORS, INC | 3,100 | 35,000 | 0.17% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,537 | 29,000 | 0.14% | ||
| 24 | Advisory Services Network, LLC | 419 | 5,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
