| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 286,413 | 3,869,000 | 28.34% | ||
| 2 | Advisors Asset Management, Inc. | 266,687 | 3,603,000 | 26.39% | ||
| 3 | WELLS FARGO & COMPANY/MN | 116,468 | 1,574,000 | 11.53% | ||
| 4 | MORGAN STANLEY | 96,079 | 1,298,000 | 9.51% | ||
| 5 | LPL Financial LLC | 43,049 | 579,000 | 4.24% | ||
| 6 | Commonwealth Equity Services, Inc | 40,653 | 549,000 | 4.02% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 36,453 | 492,000 | 3.60% | ||
| 8 | FIRST TRUST ADVISORS LP | 35,406 | 478,000 | 3.50% | ||
| 9 | UBS Group AG | 22,499 | 304,000 | 2.23% | ||
| 10 | BARD ASSOCIATES INC | 19,250 | 260,000 | 1.90% | ||
| 11 | WOLVERINE ASSET MANAGEMENT LLC | 18,956 | 256,000 | 1.87% | ||
| 12 | ROYAL BANK OF CANADA | 13,527 | 183,000 | 1.34% | ||
| 13 | AMERICAN INTERNATIONAL GROUP, INC. | 7,584 | 102,457 | 0.75% | ||
| 14 | US BANCORP \DE\ | 2,188 | 30,000 | 0.22% | ||
| 15 | PNC FINANCIAL SERVICES GROUP, INC. | 2,000 | 28,000 | 0.21% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,057 | 27,000 | 0.20% | ||
| 17 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,100 | 15,000 | 0.11% | ||
| 18 | CANADA LIFE ASSURANCE Co | 500 | 7,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
