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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 54 Institutional holders with a total value of $90,794,884.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 QS Investors, LLC 1,173,538 32,930,000 36.27%
2 MORGAN STANLEY 612,185 17,177,000 18.92%
3 VICUS CAPITAL 265,162 7,440,000 8.19%
4 UBS Group AG 171,644 4,816,000 5.30%
5 FIDUCIARY TRUST CO 160,793 4,512,000 4.97%
6 BANK OF AMERICA CORP /DE/ 144,496 4,054,000 4.47%
7 Commonwealth Equity Services, Inc 135,362 3,798,000 4.18%
8 WELLS FARGO & COMPANY/MN 83,281 2,337,000 2.57%
9 JOHN G ULLMAN & ASSOCIATES INC 57,150 1,604,000 1.77%
10 COOKSON PEIRCE & CO INC 50,080 1,405,000 1.55% SH
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 48,869 1,371,000 1.51%
12 LPL Financial LLC 47,968 1,346,000 1.48%
13 AMUNDI ASSET MANAGEMENT US, INC. 34,734 975,000 1.07%
14 COLONY GROUP LLC 34,489 968,000 1.07%
15 BECK CAPITAL MANAGEMENT, LLC 27,864 782,000 0.86%
16 Financial Architects, Inc 23,981 673,000 0.74%
17 INTERACTIVE FINANCIAL ADVISORS, INC. 23,090 648,000 0.71%
18 ROYAL BANK OF CANADA 20,600 578,000 0.64%
19 AMERIPRISE FINANCIAL INC 15,785 443,000 0.49%
20 Bank of New York Mellon Corp 11,859 333,000 0.37%
21 GOLDMAN SACHS GROUP INC 10,409 292,000 0.32%
22 GOULD ASSET MANAGEMENT LLC /CA/ 9,260 260,000 0.29%
23 MERIDIAN INVESTMENT COUNSEL INC. 9,200 258,000 0.28%
24 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 6,315 177,000 0.19%
25 BANK OF MONTREAL /CAN/ 5,446 153,000 0.17%
26 AMERICAN INTERNATIONAL GROUP, INC. 5,046 141,591 0.16%
27 Kistler-Tiffany Companies, LLC 4,559 128,000 0.14%
28 Winslow, Evans & Crocker, Inc. 4,430 124,306 0.14%
29 Joel Isaacson & Co., LLC 4,000 112,000 0.12%
30 US BANCORP \DE\ 3,710 104,000 0.11%
31 New Harbor Financial Group, LLC 3,656 103,000 0.11%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,168 89,000 0.10%
33 WHITTIER TRUST CO OF NEVADA INC 2,950 83,000 0.09%
34 SYNOVUS FINANCIAL CORP 2,354 66,000 0.07%
35 WHITTIER TRUST CO 2,300 65,000 0.07%
36 SHAPIRO ROBERT N 2,275 64,000 0.07%
37 MSI Financial Services Inc 1,820 51,000 0.06%
38 CITIGROUP INC 1,575 44,000 0.05%
39 NATIONAL PLANNING CORP 1,424 38,987 0.04%
40 NEXT Financial Group, Inc 1,356 38,000 0.04%
41 People's United Financial, Inc. 1,291 36,000 0.04%
42 DEUTSCHE BANK AG\ 1,300 36,000 0.04%
43 Advisory Services Network, LLC 1,286 36,000 0.04%
44 NewSquare Capital LLC 902 25,000 0.03%
45 B. Riley Wealth Advisors, Inc. 860 24,000 0.03%
46 First Personal Financial Services 540 15,000 0.02%
47 ENVESTNET ASSET MANAGEMENT INC 435 12,000 0.01%
48 Stanford Investment Group, Inc. 280 8,000 0.01%
49 Blume Capital Management, Inc. 250 7,000 0.01%
50 Creative Planning 200 6,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.