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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 49 Institutional holders with a total value of $106,108,675.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 QS Investors, LLC 1,487,542 40,967,000 38.61%
2 MORGAN STANLEY 605,393 16,672,000 15.71%
3 COMERICA BANK 354,053 9,751,000 9.19%
4 UBS AG 231,635 6,379,000 6.01%
5 FIDUCIARY TRUST CO 151,153 4,162,000 3.92%
6 BANK OF AMERICA CORP /DE/ 148,478 4,089,000 3.85%
7 Commonwealth Equity Services, Inc 120,655 3,323,000 3.13%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 95,291 2,627,000 2.48%
9 JANE STREET GROUP, LLC 83,851 2,309,000 2.18%
10 WELLS FARGO & COMPANY/MN 83,227 2,292,000 2.16%
11 JOHN G ULLMAN & ASSOCIATES INC 58,400 1,608,000 1.52%
12 COOKSON PEIRCE & CO INC 52,630 1,449,000 1.37% SH
13 LPL Financial LLC 47,998 1,304,000 1.23%
14 MARCUARD FAMILY OFFICE LTD 41,200 1,225,000 1.15%
15 COLONY GROUP LLC 38,470 1,059,000 1.00%
16 AMUNDI ASSET MANAGEMENT US, INC. 34,734 958,000 0.90%
17 BECK CAPITAL MANAGEMENT, LLC 29,905 794,000 0.75%
18 INTERACTIVE FINANCIAL ADVISORS, INC. 27,775 765,000 0.72%
19 ROYAL BANK OF CANADA 26,650 734,000 0.69%
20 Financial Architects, Inc 24,281 669,000 0.63%
21 AMERIPRISE FINANCIAL INC 17,127 472,000 0.44%
22 MERIDIAN INVESTMENT COUNSEL INC. 13,200 364,000 0.34%
23 Bank of New York Mellon Corp 11,285 311,000 0.29%
24 BANK OF MONTREAL /CAN/ 9,747 268,000 0.25%
25 GOULD ASSET MANAGEMENT LLC /CA/ 9,540 263,000 0.25%
26 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 6,315 174,000 0.16%
27 AMERICAN INTERNATIONAL GROUP, INC. 4,890 134,671 0.13%
28 Kistler-Tiffany Companies, LLC 4,559 126,000 0.12%
29 Winslow, Evans & Crocker, Inc. 4,430 122,004 0.11%
30 Joel Isaacson & Co., LLC 4,000 110,000 0.10%
31 Private Advisor Group, LLC 2,535 70,000 0.07%
32 SYNOVUS FINANCIAL CORP 2,354 65,000 0.06%
33 WHITTIER TRUST CO 2,300 63,000 0.06%
34 SHAPIRO ROBERT N 2,275 63,000 0.06%
35 WHITTIER TRUST CO OF NEVADA INC 2,200 61,000 0.06%
36 MSI Financial Services Inc 1,845 51,000 0.05%
37 NEXT Financial Group, Inc 1,598 44,000 0.04%
38 DEUTSCHE BANK AG\ 1,600 44,000 0.04%
39 CITIGROUP INC 1,575 43,000 0.04%
40 US BANCORP \DE\ 1,255 35,000 0.03%
41 NewSquare Capital LLC 902 25,000 0.02%
42 LADENBURG THALMANN FINANCIAL SERVICES INC. 879 25,000 0.02%
43 ENVESTNET ASSET MANAGEMENT INC 529 15,000 0.01%
44 Blume Capital Management, Inc. 250 7,000 0.01%
45 Creative Planning 200 6,000 0.01%
46 Hanson & Doremus Investment Management 195 5,000 0.00%
47 One Capital Management, LLC 105 3,000 0.00%
48 LS Investment Advisors, LLC 75 2,000 0.00%
49 Bartlett & Co. LLC 42 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.