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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 63 Institutional holders with a total value of $94,350,310.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 QS Investors, LLC 1,091,627 28,819,000 30.54%
2 MORGAN STANLEY 685,647 18,101,000 19.18%
3 BANK OF AMERICA CORP /DE/ 363,564 9,598,000 10.17%
4 WELLS FARGO & COMPANY/MN 180,221 4,758,000 5.04%
5 FIDUCIARY TRUST CO 178,160 4,703,000 4.98%
6 UBS Group AG 154,485 4,078,000 4.32%
7 Commonwealth Equity Services, Inc 154,193 4,071,000 4.31%
8 JOHN G ULLMAN & ASSOCIATES INC 103,450 2,731,000 2.89%
9 CITADEL ADVISORS LLC 77,677 2,051,000 2.17%
10 RAYMOND JAMES & ASSOCIATES 75,077 1,982,000 2.10%
11 JANE STREET GROUP, LLC 68,904 1,819,000 1.93%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 59,574 1,573,000 1.67%
13 LPL Financial LLC 46,582 1,272,000 1.35%
14 AMUNDI ASSET MANAGEMENT US, INC. 41,792 1,103,000 1.17%
15 ROYAL BANK OF CANADA 40,617 1,072,000 1.14%
16 AMERIPRISE FINANCIAL INC 26,613 703,000 0.75%
17 Financial Architects, Inc 19,940 526,000 0.56%
18 Raymond James Financial Services Advisors, Inc. 19,771 522,000 0.55%
19 M&T BANK CORP 17,159 453,000 0.48%
20 GOLDMAN SACHS GROUP INC 16,546 437,000 0.46%
21 NORTHERN CAPITAL MANAGEMENT LLC 13,220 349,000 0.37%
22 INTERACTIVE FINANCIAL ADVISORS, INC. 11,685 308,000 0.33%
23 Bank of New York Mellon Corp 11,353 300,000 0.32%
24 People's United Financial, Inc. 10,649 281,000 0.30%
25 HighTower Advisors, LLC 8,862 233,000 0.25%
26 Virtu KCG Holdings LLC 8,650 228,000 0.24%
27 GOULD ASSET MANAGEMENT LLC /CA/ 8,465 223,000 0.24%
28 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 6,315 180,000 0.19%
29 ENVESTNET ASSET MANAGEMENT INC 6,188 163,000 0.17%
30 BANK OF MONTREAL /CAN/ 5,907 156,000 0.17%
31 CITIGROUP INC 5,540 146,000 0.15%
32 AMERICAN INTERNATIONAL GROUP, INC. 4,890 130,000 0.14%
33 Winslow, Evans & Crocker, Inc. 4,630 122,232 0.13%
34 Joel Isaacson & Co., LLC 4,000 106,000 0.11%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,961 105,000 0.11%
36 Creative Planning 3,490 92,000 0.10%
37 US BANCORP \DE\ 3,360 89,000 0.09%
38 Kistler-Tiffany Companies, LLC 3,004 79,000 0.08%
39 WHITTIER TRUST CO OF NEVADA INC 2,950 78,000 0.08%
40 MSI Financial Services Inc 2,700 71,000 0.08%
41 WHITTIER TRUST CO 2,300 61,000 0.06%
42 ROPES WEALTH ADVISORS LLC 2,275 60,000 0.06%
43 SYNOVUS FINANCIAL CORP 1,935 51,000 0.05%
44 Patten Group, Inc. 1,556 41,078 0.04%
45 PNC FINANCIAL SERVICES GROUP, INC. 1,530 40,000 0.04%
46 Argentus Capital Management, LLC 1,462 39,000 0.04%
47 First Personal Financial Services 1,390 37,000 0.04%
48 Advisory Services Network, LLC 1,314 35,000 0.04%
49 NEXT Financial Group, Inc 1,356 35,000 0.04%
50 TOMPKINS FINANCIAL CORP 1,000 26,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.