Dark
Light
System
Security
CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 45 Institutional holders with a total value of $109,265,495.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 QS Investors, LLC 1,373,775 41,392,000 37.88%
2 MORGAN STANLEY 618,890 18,648,000 17.07%
3 COMERICA BANK 383,330 11,549,000 10.57%
4 UBS AG 220,041 6,630,000 6.07%
5 FIDUCIARY TRUST CO 150,195 4,526,000 4.14%
6 BANK OF AMERICA CORP /DE/ 116,222 3,502,000 3.21%
7 Commonwealth Equity Services, Inc 106,417 3,206,000 2.93%
8 WELLS FARGO & COMPANY/MN 88,250 2,659,000 2.43%
9 ROYAL BANK OF CANADA 85,283 2,570,000 2.35%
10 JOHN G ULLMAN & ASSOCIATES INC 62,970 1,897,000 1.74%
11 COOKSON PEIRCE & CO INC 52,915 1,594,000 1.46% SH
12 LPL Financial LLC 48,578 1,464,000 1.34%
13 MARCUARD FAMILY OFFICE LTD 41,200 1,296,000 1.19%
14 Long Wharf Investors, Inc. 40,647 1,225,000 1.12%
15 BECK CAPITAL MANAGEMENT, LLC 38,840 1,170,000 1.07%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 25,021 754,000 0.69%
17 Financial Architects, Inc 23,760 716,000 0.66%
18 INTERACTIVE FINANCIAL ADVISORS, INC. 23,002 693,000 0.63%
19 AMERIPRISE FINANCIAL INC 16,752 505,000 0.46%
20 MERIDIAN INVESTMENT COUNSEL INC. 13,100 395,000 0.36%
21 Advisors Preferred, LLC 12,401 373,642 0.34%
22 Bank of New York Mellon Corp 11,286 340,000 0.31%
23 BANK OF MONTREAL /CAN/ 9,756 294,000 0.27%
24 GOULD ASSET MANAGEMENT LLC /CA/ 9,500 286,000 0.26%
25 DAVIDSON & GARRARD INC 8,730 263,000 0.24%
26 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 6,315 190,000 0.17%
27 AMERICAN INTERNATIONAL GROUP, INC. 4,640 139,803 0.13%
28 Kistler-Tiffany Companies, LLC 4,559 137,000 0.13%
29 Joel Isaacson & Co., LLC 4,000 121,000 0.11%
30 New Harbor Financial Group, LLC 3,343 101,000 0.09%
31 Winslow, Evans & Crocker, Inc. 2,690 81,050 0.07%
32 SYNOVUS FINANCIAL CORP 2,354 71,000 0.06%
33 WHITTIER TRUST CO 2,300 69,000 0.06%
34 SHAPIRO ROBERT N 2,275 69,000 0.06%
35 WHITTIER TRUST CO OF NEVADA INC 2,200 66,000 0.06%
36 MSI Financial Services Inc 2,163 65,000 0.06%
37 CITIGROUP INC 1,575 47,000 0.04%
38 NEXT Financial Group, Inc 1,598 45,000 0.04%
39 DEUTSCHE BANK AG\ 1,300 39,000 0.04%
40 US BANCORP \DE\ 1,085 33,000 0.03%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 879 26,000 0.02%
42 Blume Capital Management, Inc. 250 8,000 0.01%
43 Hanson & Doremus Investment Management 195 6,000 0.01%
44 M&T BANK CORP 100 3,000 0.00%
45 Bartlett & Co. LLC 42 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.