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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 71 Institutional holders with a total value of $163,531,296.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Choate Investment Advisors 1,302,284 40,253,598 24.62%
2 QS Investors, LLC 1,041,931 32,206,000 19.69%
3 MORGAN STANLEY 680,712 21,041,000 12.87%
4 BANK OF AMERICA CORP /DE/ 385,968 11,930,000 7.30%
5 UBS Group AG 238,823 7,382,000 4.51%
6 WELLS FARGO & COMPANY/MN 219,685 6,791,000 4.15%
7 WEATHERLY ASSET MANAGEMENT L. P. 186,282 5,758,000 3.52%
8 FIDUCIARY TRUST CO 161,671 4,997,000 3.06%
9 COLORADO CAPITAL MANAGEMENT, INC. 138,205 4,308,000 2.63%
10 HighTower Advisors, LLC 133,840 4,136,000 2.53%
11 Commonwealth Equity Services, Inc 122,899 3,799,000 2.32%
12 JOHN G ULLMAN & ASSOCIATES INC 111,450 3,445,000 2.11%
13 LPL Financial LLC 57,574 1,753,000 1.07%
14 AMERIPRISE FINANCIAL INC 51,009 1,577,000 0.96%
15 OLD MISSION CAPITAL LLC 47,032 1,454,000 0.89%
16 Raymond James Financial Services Advisors, Inc. 37,640 1,163,000 0.71%
17 Fiera Capital Corp 34,928 1,080,000 0.66%
18 AMUNDI ASSET MANAGEMENT US, INC. 32,883 1,016,000 0.62%
19 JANE STREET GROUP, LLC 32,229 996,000 0.61%
20 ROYAL BANK OF CANADA 26,883 830,000 0.51%
21 M&T BANK CORP 25,733 795,000 0.49%
22 COOKSON PEIRCE & CO INC 21,670 670,000 0.41% SH
23 Financial Architects, Inc 18,586 574,000 0.35%
24 People's United Financial, Inc. 15,586 482,000 0.29%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,701 454,000 0.28%
26 CIBC WORLD MARKET INC. 12,420 384,000 0.23%
27 Cambridge Investment Research Advisors, Inc. 12,024 372,000 0.23%
28 Bank of New York Mellon Corp 11,386 352,000 0.22%
29 NORTHERN CAPITAL MANAGEMENT LLC 11,070 342,000 0.21%
30 ENVESTNET ASSET MANAGEMENT INC 8,482 262,000 0.16%
31 Greenwich Wealth Management LLC 8,368 259,000 0.16%
32 J.P. Morgan Private Wealth Advisors LLC 7,777 240,000 0.15%
33 MERIDIAN INVESTMENT COUNSEL INC. 7,400 229,000 0.14%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,440 229,000 0.14%
35 GOULD ASSET MANAGEMENT LLC /CA/ 6,715 208,000 0.13%
36 ADVISOR GROUP, INC. 6,504 201,000 0.12%
37 CITIGROUP INC 6,447 199,000 0.12%
38 Advisors Preferred, LLC 6,055 187,000 0.11%
39 Joel Isaacson & Co., LLC 4,000 124,000 0.08%
40 Winslow, Evans & Crocker, Inc. 4,000 123,642 0.08%
41 US BANCORP \DE\ 3,371 104,000 0.06%
42 WHITTIER TRUST CO OF NEVADA INC 3,200 99,000 0.06%
43 BANK OF MONTREAL /CAN/ 2,863 88,000 0.05%
44 MSI Financial Services Inc 2,709 84,000 0.05%
45 Creative Planning 2,586 80,000 0.05%
46 Kistler-Tiffany Companies, LLC 1,411 44,000 0.03%
47 First Personal Financial Services 1,390 43,000 0.03%
48 Advisory Services Network, LLC 1,336 41,000 0.03%
49 SYNOVUS FINANCIAL CORP 1,105 35,000 0.02%
50 ROPES WEALTH ADVISORS LLC 1,035 32,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.