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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 50 Institutional holders with a total value of $89,944,734.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 QS Investors, LLC 1,141,608 32,182,000 35.78%
2 MORGAN STANLEY 824,947 23,255,000 25.85%
3 FIDUCIARY TRUST CO 167,946 4,735,000 5.26%
4 UBS Group AG 166,119 4,683,000 5.21%
5 BANK OF AMERICA CORP /DE/ 152,223 4,292,000 4.77%
6 Commonwealth Equity Services, Inc 141,588 3,991,000 4.44%
7 WELLS FARGO & COMPANY/MN 128,262 3,615,000 4.02%
8 ROYAL BANK OF CANADA 62,901 1,773,000 1.97%
9 JANE STREET GROUP, LLC 55,450 1,563,000 1.74%
10 JOHN G ULLMAN & ASSOCIATES INC 53,600 1,511,000 1.68%
11 LPL Financial LLC 47,412 1,345,000 1.50%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,073 1,073,000 1.19%
13 AMUNDI ASSET MANAGEMENT US, INC. 34,734 979,000 1.09%
14 Financial Architects, Inc 23,990 676,000 0.75%
15 INTERACTIVE FINANCIAL ADVISORS, INC. 19,566 552,000 0.61%
16 AMERIPRISE FINANCIAL INC 15,895 448,000 0.50%
17 NORTHERN CAPITAL MANAGEMENT LLC 12,830 362,000 0.40%
18 COLONY GROUP LLC 11,811 333,000 0.37%
19 Bank of New York Mellon Corp 11,441 322,000 0.36%
20 GOULD ASSET MANAGEMENT LLC /CA/ 8,260 233,000 0.26%
21 MERIDIAN INVESTMENT COUNSEL INC. 7,500 211,000 0.23%
22 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 6,315 178,000 0.20%
23 BANK OF MONTREAL /CAN/ 5,422 153,000 0.17%
24 AMERICAN INTERNATIONAL GROUP, INC. 4,890 137,850 0.15%
25 Winslow, Evans & Crocker, Inc. 4,430 124,884 0.14%
26 Kistler-Tiffany Companies, LLC 4,109 116,000 0.13%
27 Joel Isaacson & Co., LLC 4,000 113,000 0.13%
28 New Harbor Financial Group, LLC 3,836 108,000 0.12%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,364 96,000 0.11%
30 US BANCORP \DE\ 3,360 95,000 0.11%
31 WHITTIER TRUST CO OF NEVADA INC 2,950 83,000 0.09%
32 MSI Financial Services Inc 2,435 69,000 0.08%
33 SYNOVUS FINANCIAL CORP 2,354 66,000 0.07%
34 WHITTIER TRUST CO 2,300 65,000 0.07%
35 ROPES WEALTH ADVISORS LLC 2,275 64,000 0.07%
36 People's United Financial, Inc. 2,159 61,000 0.07%
37 Creative Planning 1,849 52,000 0.06%
38 CITIGROUP INC 1,575 44,000 0.05%
39 Advisory Services Network, LLC 1,314 38,000 0.04%
40 NEXT Financial Group, Inc 1,356 38,000 0.04%
41 First Personal Financial Services 891 26,000 0.03%
42 NewSquare Capital LLC 902 25,000 0.03%
43 PNC FINANCIAL SERVICES GROUP, INC. 830 23,000 0.03%
44 Clean Yield Group 400 11,000 0.01%
45 INTEGRATED WEALTH MANAGEMENT 290 8,000 0.01%
46 Stanford Investment Group, Inc. 280 8,000 0.01%
47 Hanson & Doremus Investment Management 195 5,000 0.01%
48 LS Investment Advisors, LLC 75 2,000 0.00%
49 Bartlett & Co. LLC 42 1,000 0.00%
50 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.