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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 63 Institutional holders with a total value of $101,217,261.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 QS Investors, LLC 1,107,280 30,052,000 29.69%
2 MORGAN STANLEY 685,118 18,594,000 18.37%
3 BANK OF AMERICA CORP /DE/ 414,191 11,242,000 11.11%
4 UBS Group AG 186,609 5,065,000 5.00%
5 FIDUCIARY TRUST CO 185,597 5,038,000 4.98%
6 WELLS FARGO & COMPANY/MN 180,760 4,906,000 4.85%
7 Commonwealth Equity Services, Inc 159,368 4,325,000 4.27%
8 WEATHERLY ASSET MANAGEMENT L. P. 118,112 3,205,000 3.17%
9 COLORADO CAPITAL MANAGEMENT, INC. 118,001 3,202,000 3.16%
10 JOHN G ULLMAN & ASSOCIATES INC 106,450 2,889,000 2.85%
11 LPL Financial LLC 89,048 2,381,000 2.35%
12 RAYMOND JAMES & ASSOCIATES 61,425 1,667,000 1.65%
13 AMUNDI ASSET MANAGEMENT US, INC. 41,792 1,134,000 1.12%
14 M&T BANK CORP 28,401 771,000 0.76%
15 AMERIPRISE FINANCIAL INC 26,962 732,000 0.72%
16 ROYAL BANK OF CANADA 24,707 671,000 0.66%
17 Raymond James Financial Services Advisors, Inc. 20,313 551,000 0.54%
18 Financial Architects, Inc 19,640 533,000 0.53%
19 People's United Financial, Inc. 16,119 437,000 0.43%
20 NORTHERN CAPITAL MANAGEMENT LLC 13,170 357,000 0.35%
21 Bank of New York Mellon Corp 12,290 334,000 0.33%
22 INTERACTIVE FINANCIAL ADVISORS, INC. 11,277 306,000 0.30%
23 HighTower Advisors, LLC 10,005 273,000 0.27%
24 GOULD ASSET MANAGEMENT LLC /CA/ 7,595 206,000 0.20%
25 MERIDIAN INVESTMENT COUNSEL INC. 7,400 201,000 0.20%
26 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 6,315 171,000 0.17%
27 ENVESTNET ASSET MANAGEMENT INC 6,045 164,000 0.16%
28 CITIGROUP INC 5,540 150,000 0.15%
29 AMERICAN INTERNATIONAL GROUP, INC. 4,890 133,000 0.13%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,576 124,000 0.12%
31 Winslow, Evans & Crocker, Inc. 4,270 115,888 0.11%
32 Joel Isaacson & Co., LLC 4,000 109,000 0.11%
33 MSI Financial Services Inc 3,755 102,000 0.10%
34 AUSDAL FINANCIAL PARTNERS, INC. 3,558 97,000 0.10%
35 Creative Planning 3,490 95,000 0.09%
36 US BANCORP \DE\ 3,360 92,000 0.09%
37 WHITTIER TRUST CO OF NEVADA INC 2,950 80,000 0.08%
38 Kistler-Tiffany Companies, LLC 2,834 77,000 0.08%
39 BANK OF MONTREAL /CAN/ 2,570 70,000 0.07%
40 ROPES WEALTH ADVISORS LLC 2,275 62,000 0.06%
41 WHITTIER TRUST CO 2,300 62,000 0.06%
42 PNC FINANCIAL SERVICES GROUP, INC. 2,280 61,000 0.06%
43 SYNOVUS FINANCIAL CORP 1,935 52,000 0.05%
44 Argentus Capital Management, LLC 1,462 40,000 0.04%
45 First Personal Financial Services 1,390 38,000 0.04%
46 Advisory Services Network, LLC 1,336 36,000 0.04%
47 NEXT Financial Group, Inc 1,356 36,000 0.04%
48 Patten Group, Inc. 1,156 31,373 0.03%
49 NewSquare Capital LLC 902 24,000 0.02%
50 Lenox Wealth Advisors, LLC 750 20,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.