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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 66 Institutional holders with a total value of $105,067,800.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 QS Investors, LLC 1,011,856 28,433,000 27.06%
2 MORGAN STANLEY 698,118 19,617,000 18.67%
3 BANK OF AMERICA CORP /DE/ 381,301 10,714,000 10.20%
4 UBS Group AG 214,862 6,038,000 5.75%
5 WELLS FARGO & COMPANY/MN 196,909 5,534,000 5.27%
6 Commonwealth Equity Services, Inc 172,359 4,843,000 4.61%
7 FIDUCIARY TRUST CO 163,947 4,607,000 4.38%
8 WEATHERLY ASSET MANAGEMENT L. P. 136,202 3,827,000 3.64%
9 COLORADO CAPITAL MANAGEMENT, INC. 123,493 3,470,000 3.30%
10 JOHN G ULLMAN & ASSOCIATES INC 115,350 3,241,000 3.08%
11 RAYMOND JAMES & ASSOCIATES 76,865 2,160,000 2.06%
12 Raymond James Financial Services Advisors, Inc. 72,739 2,044,000 1.95%
13 LPL Financial LLC 44,259 1,215,000 1.16%
14 AMUNDI ASSET MANAGEMENT US, INC. 32,883 924,000 0.88%
15 M&T BANK CORP 28,907 812,000 0.77%
16 AMERIPRISE FINANCIAL INC 27,390 770,000 0.73%
17 ROYAL BANK OF CANADA 24,892 700,000 0.67%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,303 655,000 0.62%
19 JANE STREET GROUP, LLC 22,076 620,000 0.59%
20 Financial Architects, Inc 19,499 548,000 0.52%
21 People's United Financial, Inc. 16,319 459,000 0.44%
22 GOLDMAN SACHS GROUP INC 14,250 400,000 0.38%
23 Bank of New York Mellon Corp 11,385 320,000 0.30%
24 NORTHERN CAPITAL MANAGEMENT LLC 11,070 311,000 0.30%
25 INTERACTIVE FINANCIAL ADVISORS, INC. 10,900 306,000 0.29%
26 HighTower Advisors, LLC 8,805 247,000 0.24%
27 MERIDIAN INVESTMENT COUNSEL INC. 7,400 208,000 0.20%
28 CIBC WORLD MARKET INC. 7,291 205,000 0.20%
29 CITIGROUP INC 6,540 184,000 0.18%
30 ENVESTNET ASSET MANAGEMENT INC 5,819 164,000 0.16%
31 AMERICAN INTERNATIONAL GROUP, INC. 4,974 139,000 0.13%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,856 137,000 0.13%
33 Joel Isaacson & Co., LLC 4,000 112,000 0.11%
34 Winslow, Evans & Crocker, Inc. 3,670 103,127 0.10%
35 Creative Planning 3,490 98,000 0.09%
36 US BANCORP \DE\ 3,360 94,000 0.09%
37 WHITTIER TRUST CO OF NEVADA INC 3,200 90,000 0.09%
38 Kistler-Tiffany Companies, LLC 2,668 75,000 0.07%
39 MSI Financial Services Inc 2,613 73,000 0.07%
40 BANK OF MONTREAL /CAN/ 2,570 72,000 0.07%
41 WHITTIER TRUST CO 2,300 65,000 0.06%
42 ROPES WEALTH ADVISORS LLC 2,275 64,000 0.06%
43 SYNOVUS FINANCIAL CORP 1,935 54,000 0.05%
44 First Personal Financial Services 1,390 39,000 0.04%
45 Advisory Services Network, LLC 1,336 38,000 0.04%
46 Patten Group, Inc. 1,056 29,673 0.03%
47 NewSquare Capital LLC 902 25,000 0.02%
48 Highlander Capital Management, LLC 800 22,000 0.02%
49 NEXT Financial Group, Inc 756 21,000 0.02%
50 IFP ADVISORS, INC 738 21,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.