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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 80 Institutional holders with a total value of $173,284,615.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Choate Investment Advisors 1,605,196 45,667,826 26.35%
2 QS Investors, LLC 1,473,958 41,934,000 24.20%
3 MORGAN STANLEY 650,544 18,509,000 10.68%
4 BANK OF AMERICA CORP /DE/ 309,501 8,806,000 5.08%
5 WEATHERLY ASSET MANAGEMENT L. P. 244,898 6,967,000 4.02%
6 UBS Group AG 239,257 6,807,000 3.93%
7 WELLS FARGO & COMPANY/MN 221,470 6,301,000 3.64%
8 JOHN G ULLMAN & ASSOCIATES INC 169,550 4,824,000 2.78%
9 FIDUCIARY TRUST CO 139,471 3,968,000 2.29%
10 COLORADO CAPITAL MANAGEMENT, INC. 139,430 3,966,000 2.29%
11 HighTower Advisors, LLC 135,701 3,860,000 2.23%
12 Commonwealth Equity Services, Inc 125,414 3,568,000 2.06%
13 POLIANTA LTD 79,270 2,255,000 1.30%
14 AMERIPRISE FINANCIAL INC 64,761 1,842,000 1.06%
15 LPL Financial LLC 55,071 1,574,000 0.91%
16 Fiera Capital Corp 34,928 994,000 0.57%
17 AMUNDI ASSET MANAGEMENT US, INC. 32,883 936,000 0.54%
18 Raymond James Financial Services Advisors, Inc. 29,658 844,000 0.49%
19 M&T BANK CORP 25,261 719,000 0.41%
20 ROYAL BANK OF CANADA 23,542 669,000 0.39%
21 PRINCIPAL FINANCIAL GROUP INC 21,508 612,000 0.35%
22 JANE STREET GROUP, LLC 19,744 562,000 0.32%
23 Financial Architects, Inc 18,586 529,000 0.31%
24 OLD MISSION CAPITAL, LLC 17,263 491,000 0.28%
25 People's United Financial, Inc. 15,503 441,000 0.25%
26 CIBC WORLD MARKET INC. 13,888 395,000 0.23%
27 Cambridge Investment Research Advisors, Inc. 13,760 391,000 0.23%
28 Bank of New York Mellon Corp 12,983 369,000 0.21%
29 Cetera Advisor Networks LLC 11,949 340,000 0.20%
30 US BANCORP \DE\ 11,489 326,000 0.19%
31 NORTHERN CAPITAL MANAGEMENT LLC 10,370 295,000 0.17%
32 ENVESTNET ASSET MANAGEMENT INC 8,995 256,000 0.15%
33 First Allied Advisory Services, Inc. 8,857 252,000 0.15%
34 Greenwich Wealth Management LLC 8,368 238,000 0.14%
35 J.P. Morgan Private Wealth Advisors LLC 7,737 220,000 0.13%
36 MERIDIAN INVESTMENT COUNSEL INC. 7,400 211,000 0.12%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,266 206,000 0.12%
38 GOULD ASSET MANAGEMENT LLC /CA/ 7,100 202,000 0.12%
39 Winslow, Evans & Crocker, Inc. 6,926 197,018 0.11%
40 CITIGROUP INC 6,640 189,000 0.11%
41 ADVISOR GROUP, INC. 6,604 188,000 0.11%
42 FARMERS & MERCHANTS INVESTMENTS INC 4,800 137,000 0.08%
43 GLEN EAGLE ADVISORS, LLC 4,050 115,223 0.07%
44 Joel Isaacson & Co., LLC 4,000 114,000 0.07%
45 BANK OF MONTREAL /CAN/ 3,913 113,000 0.07%
46 WHITTIER TRUST CO OF NEVADA INC 3,200 91,000 0.05%
47 Creative Planning 2,586 74,000 0.04%
48 MSI Financial Services Inc 2,566 73,000 0.04%
49 PARALLEL ADVISORS, LLC 2,150 61,000 0.04%
50 FIFTH THIRD BANCORP 2,090 59,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.