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CLAYMORE GUGGENHEIM
CLAYMORE GUGGENHEIM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 29 Institutional holders with a total value of $33,647,642.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 186,788 9,247,000 27.48%
2 WELLS FARGO & COMPANY/MN 129,964 6,434,000 19.12%
3 UBS Group AG 82,795 4,099,000 12.18%
4 LPL Financial LLC 48,838 2,418,000 7.19%
5 BANK OF AMERICA CORP /DE/ 34,338 1,700,000 5.05%
6 B. Riley Wealth Advisors, Inc. 18,980 940,000 2.79%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,943 889,000 2.64%
8 VSR Financial Services, Inc. 17,661 874,000 2.60%
9 RAYMOND JAMES & ASSOCIATES 17,257 854,000 2.54%
10 Commonwealth Equity Services, Inc 16,182 801,000 2.38%
11 ROYAL BANK OF CANADA 15,729 779,000 2.32%
12 Private Advisor Group, LLC 15,687 777,000 2.31%
13 Prospera Financial Services Inc 14,748 730,000 2.17%
14 First Allied Advisory Services, Inc. 14,616 725,000 2.15%
15 AMERIPRISE FINANCIAL INC 12,272 608,000 1.81%
16 AMERICAN INTERNATIONAL GROUP, INC. 7,481 370,384 1.10%
17 GREAT LAKES ADVISORS, LLC 7,413 367,000 1.09%
18 First Heartland Consultants, Inc. 5,155 255,000 0.76%
19 M&T BANK CORP 4,500 223,000 0.66%
20 GOLDMAN SACHS GROUP INC 4,281 212,000 0.63%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,125 155,000 0.46%
22 Creative Planning 1,310 65,000 0.19%
23 Carroll Financial Associates, Inc. 1,000 49,000 0.15%
24 SECURITY NATIONAL TRUST CO 594 29,000 0.09%
25 MSI Financial Services Inc 574 28,000 0.08%
26 MANUFACTURERS LIFE INSURANCE COMPANY, THE 135 7,000 0.02%
27 NATIONAL PLANNING CORP 130 6,258 0.02%
28 CITIGROUP INC 116 6,000 0.02%
29 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.